0001398344-19-002464.txt : 20190212 0001398344-19-002464.hdr.sgml : 20190212 20190212084159 ACCESSION NUMBER: 0001398344-19-002464 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 EFFECTIVENESS DATE: 20190212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE ADVISORS INC CENTRAL INDEX KEY: 0001166880 IRS NUMBER: 562233730 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10085 FILM NUMBER: 19587784 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: (513) 587-3400 MAIL ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166880 XXXXXXXX 12-31-2018 12-31-2018 false CORNERSTONE ADVISORS INC

225 PICTORIA DRIVE, SUITE 450 CINCINNATI OH 45246

13F HOLDINGS REPORT 028-10085 N Rachel L. McNabb 828-210-8184 /s/ Rachel L. McNabb Asheville NC 02-11-2019 0 223 1139910 INFORMATION TABLE 2 fp0039443_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABORATORIES Common 002824100 8029 111000 SH SOLE 111000 0 0 ABERDEEN EMERGING MARKETS Common 00301W105 357 56220 SH SOLE 56220 0 0 ABERDEEN GLOBAL DYNAMIC Common 00302M106 1161 136448 SH SOLE 136448 0 0 ABERDEEN GLOBAL PREM PROP Sh Ben Int 00302L108 2094 420459 SH SOLE 420459 0 0 ABERDEEN JAPAN EQUITY FUN Common 00306J109 228 35076 SH SOLE 35076 0 0 ABERDEEN TOTAL DYNAMIC Sh Ben Int 00326L100 10139 1406253 SH SOLE 1406253 0 0 ACCENTURE PLC - CLASS A Common G1151C101 4653 33000 SH SOLE 33000 0 0 ADAMS DIVERSIFIED EQUITY Common 006212104 15743 1247490 SH SOLE 1247490 0 0 ADAMS NATURALS RESOURCES Common 00548F105 12185 836282 SH SOLE 836282 0 0 ADOBE, INC. Common 00724F101 3167 14000 SH SOLE 14000 0 0 AIR PRODUCTS & CHEMICALS Common 009158106 3201 20000 SH SOLE 20000 0 0 ALLERGAN PLC Common G0177J108 1657 12400 SH SOLE 12400 0 0 ALLIANZGI NFJ DIVIDEND Sh Ben Int 01883A107 9232 864400 SH SOLE 864400 0 0 ALLSTATE CORPORATION Common 020002101 2562 31000 SH SOLE 31000 0 0 ALPHABET, INC. - CLASS C Common, Cl C 02079K107 41846 40407 SH SOLE 40407 0 0 AMAZON.COM INC Common 023135106 33043 22000 SH SOLE 22000 0 0 AMERICAN ELECTRIC POWER Common 025537101 3214 43000 SH SOLE 43000 0 0 AMERICAN EXPRESS COMPANY Common 025816109 4575 48000 SH SOLE 48000 0 0 AMGEN, INC. Common 031162100 5061 26000 SH SOLE 26000 0 0 ANALOG DEVICES INC Common 032654105 2059 24000 SH SOLE 24000 0 0 ANTHEM, INC. Common 036752103 6040 23000 SH SOLE 23000 0 0 AON PLC Common, Cl A G0408V102 1018 7000 SH SOLE 7000 0 0 APPLE, INC. Common 037833100 44088 279500 SH SOLE 279500 0 0 ARCHER DANIELS MIDLAND Common 039483102 2089 51000 SH SOLE 51000 0 0 AUTOMATIC DATA PROCESSING Common 053015103 1705 13000 SH SOLE 13000 0 0 BANK OF AMERICA CORP Common 060505104 16689 677300 SH SOLE 677300 0 0 BAXTER INTERNATIONAL INC Common 071813109 3423 52000 SH SOLE 52000 0 0 BB&T CORPORATION Common 054937107 2859 66000 SH SOLE 66000 0 0 BECTON, DICKINSON AND CO. Common 075887109 3605 16000 SH SOLE 16000 0 0 BERKSHIRE HATHAWAY INC-B Common, Cl B 084670702 16334 80000 SH SOLE 80000 0 0 BIOGEN IDEC, INC. Common 09062X103 2407 8000 SH SOLE 8000 0 0 BLACKROCK CREDIT ALLOC. Common 092508100 2182 195209 SH SOLE 195209 0 0 BLACKROCK ENH EQUITY Sh Ben Int 09251A104 304 39100 SH SOLE 39100 0 0 BLACKROCK GL OPP EQ TRUST Sh Ben Int 092501105 3259 347847 SH SOLE 347847 0 0 BLACKROCK RESOUR & COMM Sh Ben Int 09257A108 7102 1005956 SH SOLE 1005956 0 0 BOEING CO Common 097023105 17415 54000 SH SOLE 54000 0 0 BOOKING HOLDINGS, INC. Common 09857L108 7923 4600 SH SOLE 4600 0 0 BOSTON SCIENTIFIC CORP Common 101137107 3923 111000 SH SOLE 111000 0 0 BRANDYWINE GLOBAL INCOME Common 10537L104 2568 247375 SH SOLE 247375 0 0 BRISTOL-MYERS SQUIBB CO Common 110122108 2599 50000 SH SOLE 50000 0 0 BROADCOM INC Common 11135F101 9408 37000 SH SOLE 37000 0 0 CALAMOS GLOBAL DYNAMIC IN Sh Ben Int 12811L107 630 96151 SH SOLE 96151 0 0 CALAMOS STRAT TOTAL RET Sh Ben Int 128125101 426 40200 SH SOLE 40200 0 0 CAPITAL ONE FINANCIAL CRP Common 14040H105 1134 15000 SH SOLE 15000 0 0 CARNIVAL CORP Common 143658300 1085 22000 SH SOLE 22000 0 0 CATERPILLAR INC Common 149123101 7624 60000 SH SOLE 60000 0 0 CBRE CLARION GLOBAL REAL Sh Ben Int 12504G100 10633 1726208 SH SOLE 1726208 0 0 CENTENE CORPORATION Common 15135B101 2237 19400 SH SOLE 19400 0 0 CENTRAL EUROPE RUSSIA & T Common 153436100 2383 108434 SH SOLE 108434 0 0 CHARLES SCHWAB CORP Common 808513105 1649 39700 SH SOLE 39700 0 0 CHARTER COMMUNICATIONS -A Common 16119P108 2679 9400 SH SOLE 9400 0 0 CHEVRON CORP. Common 166764100 17406 160000 SH SOLE 160000 0 0 CIGNA CORP Common 125523100 5796 30519 SH SOLE 30519 0 0 CISCO SYSTEMS INC Common 17275R102 11526 266000 SH SOLE 266000 0 0 CITIGROUP, INC. Common 172967424 10709 205700 SH SOLE 205700 0 0 CLOUGH GLOBAL DIV AND INC Sh Ben Int 18913Y103 360 35979 SH SOLE 35979 0 0 CLOUGH GLOBAL EQUITY FUND Common 18914C100 724 66750 SH SOLE 66750 0 0 CLOUGH GLOBAL OPPORTUNITY Sh Ben Int 18914E106 1608 195345 SH SOLE 195345 0 0 CME GROUP, INC. Common 12572Q105 5324 28300 SH SOLE 28300 0 0 COGNIZANT TECH SOLUTIONS Common 192446102 3618 57000 SH SOLE 57000 0 0 COHEN & STEER QUAL INC FD Common 19247L106 1314 126800 SH SOLE 126800 0 0 COHEN & STEERS PREF INC Common 19247X100 5742 322610 SH SOLE 322610 0 0 COHEN & STEERS SEL UTILI Common 19248A109 1304 66000 SH SOLE 66000 0 0 COMCAST CORP - CLASS A Common, Cl A 20030N101 14914 438000 SH SOLE 438000 0 0 CONOCOPHILLIPS Common 20825C104 6173 99000 SH SOLE 99000 0 0 COSTCO WHOLESALE CORP Common 22160K105 8047 39500 SH SOLE 39500 0 0 CROWN CASTLE INTL CORP Common 22822V101 3802 35000 SH SOLE 35000 0 0 CSX CORPORATION Common 126408103 5026 80900 SH SOLE 80900 0 0 CUMMINS INC. Common 231021106 935 7000 SH SOLE 7000 0 0 CVS HEALTH CORP Common 126650100 5116 78081 SH SOLE 78081 0 0 DANAHER CORPORATION Common 235851102 3919 38000 SH SOLE 38000 0 0 DEERE & COMPANY Common 244199105 4773 32000 SH SOLE 32000 0 0 DELAWARE ENHANCED GBL DIV Sh Ben Int 246060107 1924 221122 SH SOLE 221122 0 0 DELTA AIR LINES, INC. Common 247361702 1297 26000 SH SOLE 26000 0 0 DOMINION ENERGY, INC. Common 25746U109 3216 45000 SH SOLE 45000 0 0 DOWDUPONT INC. Common 26078J100 5568 104114 SH SOLE 104114 0 0 DTE ENERGY CO Common 233331107 2096 19000 SH SOLE 19000 0 0 DUFF & PHELPS GLOBAL Common 26433C105 2701 227936 SH SOLE 227936 0 0 DUKE ENERGY CORP Common 26441C204 1036 12000 SH SOLE 12000 0 0 EATON VANCE LIM DUR INC Sh Ben Int 27828H105 823 69008 SH SOLE 69008 0 0 EATON VANCE RISK-MNGD INC Sh Ben Int 27829G106 278 34200 SH SOLE 34200 0 0 EATON VANCE T/A GL DVD FD Sh Ben Int 27828S101 1551 114525 SH SOLE 114525 0 0 EATON VANCE TAX ADVAN DIV Sh Ben Int 27828G107 769 40500 SH SOLE 40500 0 0 ECOLAB INC Common 278865100 3684 25000 SH SOLE 25000 0 0 ELI LILLY & CO Common 532457108 7985 69000 SH SOLE 69000 0 0 EOG RESOURCES INC Common 26875P101 1570 18000 SH SOLE 18000 0 0 ESTEE LAUDER CO. - CL A Common 518439104 4684 36000 SH SOLE 36000 0 0 EXELON CORPORATION Common 30161N101 4194 93000 SH SOLE 93000 0 0 EXXON MOBIL CORPORATION Common 30231G102 15182 222636 SH SOLE 222636 0 0 FACEBOOK, INC - CLASS A Common, Cl A 30303M102 11601 88500 SH SOLE 88500 0 0 FEDEX CORPORATION Common 31428X106 4033 25000 SH SOLE 25000 0 0 FIRST TR/ABER EMER OPP Sh Ben Int 33731K102 717 58950 SH SOLE 58950 0 0 FIRST TRUST MLP & ENERGY Sh Ben Int 33739B104 917 93554 SH SOLE 93554 0 0 FIRST TRUST NEW OPP. Sh Ben Int 33739M100 518 68645 SH SOLE 68645 0 0 FISERV Common 337738108 2866 39000 SH SOLE 39000 0 0 FORTIVE CORPORATION Common 34959J108 1015 15000 SH SOLE 15000 0 0 FRANKLIN UNIVERSAL TRUST Sh Ben Int 355145103 457 71992 SH SOLE 71992 0 0 GABELLI GLBL SMALL & MID Sh Ben Int 36249W104 2293 233954 SH SOLE 233954 0 0 GABELLI GLOBAL ULI & INC Sh Ben Int 36242L105 586 36374 SH SOLE 36374 0 0 GAMCO GLOBAL GOLD NATURAL Sh Ben Int 36465A109 646 174626 SH SOLE 174626 0 0 GAMCO NATURAL RESOURCES Sh Ben Int 36465E101 300 60570 SH SOLE 60570 0 0 GENERAL AMERICAN INVESTOR Common 368802104 16324 573996 SH SOLE 573996 0 0 GOLDMAN SACHS GROUP INC Common 38141G104 5680 34000 SH SOLE 34000 0 0 HCA HEALTHCARE, INC. Common 40412C101 3982 32000 SH SOLE 32000 0 0 HERZFELD CARIBBEAN BASIN Common 42804T106 395 81372 SH SOLE 81372 0 0 HOME DEPOT, INC. (THE) Common 437076102 17972 104600 SH SOLE 104600 0 0 HONEYWELL INTERNATL INC Common 438516106 4624 35000 SH SOLE 35000 0 0 HORMEL FOODS CORP. Common 440452100 2006 47000 SH SOLE 47000 0 0 HUMANA INC Common 444859102 2292 8000 SH SOLE 8000 0 0 INDIA FUND, INC. Common 454089103 6455 318917 SH SOLE 318917 0 0 INGERSOLL RAND PLC Common G47791101 1368 15000 SH SOLE 15000 0 0 INTEL CORPORATION Common 458140100 20025 426700 SH SOLE 426700 0 0 INTERCONTINENTAL EXCHANGE Common 45866F104 2712 36000 SH SOLE 36000 0 0 INTERNATIONAL PAPER COMP Common 460146103 1388 34400 SH SOLE 34400 0 0 INTUIT INC Common 461202103 4134 21000 SH SOLE 21000 0 0 INTUITIVE SURGICAL INC Common 46120E602 1437 3000 SH SOLE 3000 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 11322 45000 SH SOLE 45000 0 0 JAPAN SMALLER CAPITAL FD Common 47109U104 2388 287679 SH SOLE 287679 0 0 JOHN HANCOCK BK & TH OPP Sh Ben Int 409735206 475 17000 SH SOLE 17000 0 0 JOHN HANCOCK HEDGED Sh Ben Int 47804L102 457 34968 SH SOLE 34968 0 0 JOHNSON & JOHNSON Common 478160104 20222 156700 SH SOLE 156700 0 0 JPMORGAN CHASE & CO Common 46625H100 27529 282000 SH SOLE 282000 0 0 KOREA FUND, INC. Common 500634209 1046 37381 SH SOLE 37381 0 0 KROGER COMPANY Common 501044101 2365 86000 SH SOLE 86000 0 0 LAZARD WORLD DVD & INC Common 521076109 393 46217 SH SOLE 46217 0 0 LIBERTY ALL STAR GRTH FND Common 529900102 1515 345105 SH SOLE 345105 0 0 LINDE PLC Common G5494J103 1872 12000 SH SOLE 12000 0 0 LOCKHEED MARTIN CORP Common 539830109 7332 28000 SH SOLE 28000 0 0 LOWE'S COMPANIES INC Common 548661107 4987 54000 SH SOLE 54000 0 0 LYONDELLBASELL INDUSTRIES Common, Cl A N53745100 2827 34000 SH SOLE 34000 0 0 MAC/1ST GL IN/UT DIV & IN Sh Ben Int 55607W100 126 13646 SH SOLE 13646 0 0 MACQUARIE GL TOTAL RE FD Common 55608D101 5288 281101 SH SOLE 281101 0 0 MADISON COVERED CALL & EQ Sh Ben Int 557437100 187 30376 SH SOLE 30376 0 0 MARSH & MCLENNAN COS INC Common 571748102 1117 14000 SH SOLE 14000 0 0 MASTERCARD INC - CLASS A Common 57636Q104 13904 73700 SH SOLE 73700 0 0 MCDONALD'S CORPORATION Common 580135101 6801 38300 SH SOLE 38300 0 0 MERCK & CO., INC. Common 58933Y105 10606 138800 SH SOLE 138800 0 0 MEXICO EQUITY & INCOME Common 592834105 757 74953 SH SOLE 74953 0 0 MICROCHIP TECHNOLOGY, INC Common 595017104 1007 14000 SH SOLE 14000 0 0 MICRON TECHNOLOGY INC Common 595112103 2253 71000 SH SOLE 71000 0 0 MICROSOFT CORPORATION Common 594918104 39450 388400 SH SOLE 388400 0 0 MONDELEZ INTERNATIONAL Common 609207105 3483 87000 SH SOLE 87000 0 0 MONSTER BEVERAGE CORP Common 61174X109 1034 21000 SH SOLE 21000 0 0 MORGAN STANLEY Common 617446448 6225 157000 SH SOLE 157000 0 0 MORGAN STANLEY ASIA-PAC Common 61744U106 2463 149729 SH SOLE 149729 0 0 MORGAN STANLEY CHINA Common 617468103 842 46108 SH SOLE 46108 0 0 Morgan Stanley Emer Mrkt Common 61744G107 2446 151808 SH SOLE 151808 0 0 MORGAN STANLEY INDIA INV Common 61745C105 2948 147040 SH SOLE 147040 0 0 NETFLIX, INC. Common 64110L106 3747 14000 SH SOLE 14000 0 0 NEUBERGER BERMAN MLP INC Common 64129H104 668 99894 SH SOLE 99894 0 0 NEW GERMANY FUND. INC. Common 644465106 507 43318 SH SOLE 43318 0 0 NEW IRELAND FUND Common 645673104 929 111265 SH SOLE 111265 0 0 NEXTERA ENERGY, INC. Common 65339F101 4693 27000 SH SOLE 27000 0 0 NIKE INC CL B Common, Cl B 654106103 4819 65000 SH SOLE 65000 0 0 NORFOLK SOUTHERN CORP Common 655844108 4337 29000 SH SOLE 29000 0 0 NUVEEN REAL ASSET INCOME Sh Ben Int 67074Y105 8338 611749 SH SOLE 611749 0 0 NVIDIA CORP Common 67066G104 1962 14700 SH SOLE 14700 0 0 OCCIDENTAL PETRO CORP Common 674599105 669 10900 SH SOLE 10900 0 0 O'REILLY AUTOMOTIVE INC Common 67103H107 2755 8000 SH SOLE 8000 0 0 PARKER HANNIFIN CORP Common 701094104 2043 13700 SH SOLE 13700 0 0 PEPSICO INC Common 713448108 2872 26000 SH SOLE 26000 0 0 PFIZER INC Common 717081103 25055 574000 SH SOLE 574000 0 0 PHILLIPS 66 Common 718546104 2585 30000 SH SOLE 30000 0 0 PNC FINANCIAL SERVICES GR Common 693475105 1637 14000 SH SOLE 14000 0 0 PROCTER AND GAMBLE CO. Common 742718109 7354 80000 SH SOLE 80000 0 0 PROGRESSIVE CORPORATION Common 743315103 3258 54000 SH SOLE 54000 0 0 PROLOGIS, INC. Common 74340W103 1116 19000 SH SOLE 19000 0 0 PRUDENTIAL FINANCIAL, INC Common 744320102 2748 33700 SH SOLE 33700 0 0 REPUBLIC SERVICES INC Common 760759100 1370 19000 SH SOLE 19000 0 0 RMR REAL ESTATE INCOME FD Sh Ben Int 76970B101 3757 249332 SH SOLE 249332 0 0 ROPER TECHNOLOGIES INC. Common 776696106 1999 7500 SH SOLE 7500 0 0 ROSS STORES, INC. Common 778296103 2829 34000 SH SOLE 34000 0 0 ROYCE GLOBAL VALUE TRUST Common 78081T104 2072 233281 SH SOLE 233281 0 0 ROYCE MICRO-CAP TRUST INC Common 780915104 460 62023 SH SOLE 62023 0 0 ROYCE VALUE TRUST, INC. Common 780910105 3070 260159 SH SOLE 260159 0 0 S&P GLOBAL INC Common 78409V104 1360 8000 SH SOLE 8000 0 0 SEMPRA ENERGY Common 816851109 541 5000 SH SOLE 5000 0 0 SHERWIN-WILLIAMS CO Common 824348106 2754 7000 SH SOLE 7000 0 0 SIMON PROPERTY GROUP INC Common 828806109 4519 26900 SH SOLE 26900 0 0 SOURCE CAPITAL, INC Common 836144105 2068 63545 SH SOLE 63545 0 0 SPDR S&P 500 ETF TRUST ETF 78462F103 11246 45000 SH SOLE 45000 0 0 STANLEY BLACK & DECKER Common 854502101 1066 8900 SH SOLE 8900 0 0 STARBUCKS CORP Common 855244109 3091 48000 SH SOLE 48000 0 0 STRYKER CORPORATION Common 863667101 2351 15000 SH SOLE 15000 0 0 SUNTRUST BANKS INC Common 867914103 1362 27000 SH SOLE 27000 0 0 SYSCO CORPORATION Common 871829107 3039 48500 SH SOLE 48500 0 0 TAIWAN FUND, INC. Common 874036106 556 36661 SH SOLE 36661 0 0 TE CONNECTIVITY LTD Common H84989104 1664 22000 SH SOLE 22000 0 0 TEKLA HEALTHCARE INVESTOR Sh Ben Int 87911J103 819 45600 SH SOLE 45600 0 0 TEKLA LIFE SCIENCES Sh Ben Int 87911K100 242 16000 SH SOLE 16000 0 0 TEMPLETON DRAGON FUND INC Common 88018T101 2451 144189 SH SOLE 144189 0 0 TEMPLETON EMERGING MRKT Common 880191101 2247 170215 SH SOLE 170215 0 0 TEXAS INSTRUMENTS INC Common 882508104 8411 89000 SH SOLE 89000 0 0 THE CUSHING ENERGY INCOME Sh Ben Int 23162T102 298 46134 SH SOLE 46134 0 0 THE EAGLE GROWTH & INCOME Sh Ben Int 26958J105 1843 145935 SH SOLE 145935 0 0 THE EUROPEAN EQUITY FUND Common 298768102 142 18400 SH SOLE 18400 0 0 THE GABELLI HLTHCARE WELL Sh Ben Int 36246K103 3148 340363 SH SOLE 340363 0 0 THE GDL FUND Sh Ben Int 361570104 3926 428172 SH SOLE 428172 0 0 THE MEXICO FUND, INC. Common 592835102 3467 261879 SH SOLE 261879 0 0 THE SOUTHERN COMPANY Common 842587107 2503 57000 SH SOLE 57000 0 0 THE TJX COMPANIES INC Common 872540109 5190 116000 SH SOLE 116000 0 0 THE WALT DISNEY CO Common 254687106 13158 120000 SH SOLE 120000 0 0 THERMO FISHER SCIENTIFIC Common 883556102 4923 22000 SH SOLE 22000 0 0 TRI CONTINENTAL Common 895436103 4618 196353 SH SOLE 196353 0 0 TWENTY FIRST CENTURY FOX Common, Cl B 90130A200 1601 33500 SH SOLE 33500 0 0 UNION PACIFIC CORP Common 907818108 9814 71000 SH SOLE 71000 0 0 UNITED PARCEL SERVICE B Common 911312106 7568 77600 SH SOLE 77600 0 0 UNITEDHEALTH GROUP, INC. Common 91324P102 21424 86000 SH SOLE 86000 0 0 US BANCORP Common 902973304 4113 90000 SH SOLE 90000 0 0 VERIZON COMMUNICATIONS Common 92343V104 19115 340000 SH SOLE 340000 0 0 VISA, INC. - CLASS A Common 92826C839 16374 124100 SH SOLE 124100 0 0 VITRUS TOTAL RETURN FUND Common 92837G100 1121 129454 SH SOLE 129454 0 0 VOYA ASIA PACIFIC HIGH DI Sh Ben Int 92912J102 465 54529 SH SOLE 54529 0 0 VOYA EMERGING MKTS HIGH Sh Ben Int 92912P108 761 104406 SH SOLE 104406 0 0 VOYA INFASTRUCTURE INDUS Sh Ben Int 92912X101 1831 165529 SH SOLE 165529 0 0 VOYA INTRNATNL HIGH DIVD Sh Ben Int 92912Y109 54 10410 SH SOLE 10410 0 0 WALGREENS BOOTS ALLIANCE Common 931427108 3621 53000 SH SOLE 53000 0 0 WALMART, INC. Common 931142103 22263 239000 SH SOLE 239000 0 0 WASTE MANAGEMENT INC Common 94106L109 3382 38000 SH SOLE 38000 0 0 WELLS FARGO ADVANTAGE GLB Sh Ben Int 94987C103 344 74228 SH SOLE 74228 0 0 XCEL ENERGY, INC. Common 98389B100 1922 39000 SH SOLE 39000 0 0 YUM! BRANDS, INC. Common 988498101 873 9500 SH SOLE 9500 0 0 ZOETIS, INC. Common 98978V103 1882 22000 SH SOLE 22000 0 0