-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BJOX5uFynnugL9mzUcekKsROaKED77yYVJAvOwWSiwf8ZBEZe6P8RzSbKqJaIDtN TTnokjprkvyXRR1zEbWclg== 0000922423-03-001256.txt : 20031114 0000922423-03-001256.hdr.sgml : 20031114 20031114125542 ACCESSION NUMBER: 0000922423-03-001256 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031114 EFFECTIVENESS DATE: 20031114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGY ASSET MANAGERS LLC CENTRAL INDEX KEY: 0001166716 IRS NUMBER: 061608735 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10030 FILM NUMBER: 031002321 BUSINESS ADDRESS: STREET 1: 535 MADISON AVE. STREET 2: 36TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123968741 MAIL ADDRESS: STREET 1: 535 MADISON AVE. STREET 2: 36TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 kl11028_13f-hr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/03 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: STRATEGY ASSET MANAGERS LLC. Address: 535 Madison Avenue - 36th Floor New York, New York 10022 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Christopher Welch ------------------------- Title: Chief Financial Officer ------------------------ Phone: 212-396-8741 ------------------------ Signature, Place, and Date of Signing: /s/ Christopher Welch - ---------------------- New York, New York November 13, 2003 Report Type (Check only one): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT 1 Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 106 --- Form 13F Information Table Value Total: $367,165 (thousands) -------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. NONE 2
- ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR (b) (SHARES) OF MARKET SHARES OR SHARE-AS (c) NAME OF ISSUER CLASS CUSIP NO. VALUE PRINCIPAL (a) DEFINED IN SHARES (a) (b) (c) (IN THOUSANDS) AMOUNT PUT/CALL SOLE INSTR.V OTHER SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- AETNA INC NEW COM Common Stock 00817y108 4,368 71,570 X 0 0 X 0 0 ALBERTO CULVER CO CL B CONV Common Stock 013068101 3,643 61,940 X 0 0 X 0 0 ALCOA INC Common Stock 013817101 4,841 185,038 X 0 0 X 0 0 AMERICAN EXPRESS CO COM Common Stock 025816109 519 11,523 X 0 0 X 0 0 AMERICAN INTL GROUP COM Common Stock 026874107 1,136 19,682 X 0 0 X 0 0 AMGEN INC COM Common Stock 031162100 5,180 80,278 X 0 0 X 0 0 ANHEUSER BUSCH COS INC COM Common Stock 035229103 4,016 81,392 X 0 0 X 0 0 AON CORP COM Common Stock 037389103 4,734 227,040 X 0 0 X 0 0 APOLLO GROUP INC CL A Common Stock 037604105 4,643 70,319 X 0 0 X 0 0 AUTODESK INC COM Common Stock 052769106 3,282 192,812 X 0 0 X 0 0 AVENTIS SPONSORED ADR ADR Sponsored 053561106 3,302 63,136 X 0 0 X 0 0 AVON PRODS INC COM Common Stock 054303102 3,884 60,160 X 0 0 X 0 0 BAKER HUGHES INC COM Common Stock 057224107 4,291 145,032 X 0 0 X 0 0 BANK NEW YORK INC COM Common Stock 064057102 4,177 143,492 X 0 0 X 0 0 BANK OF AMERICA CORP Common Stock 060505104 3,850 49,331 X 0 0 X 0 0 BARD C R INC COM Common Stock 067383109 3,674 51,743 X 0 0 X 0 0 BEAR STEARNS CO Common Stock 073902108 4,120 55,075 X 0 0 X 0 0 BED BATH & BEYOND INC COM Common Stock 075896100 2,957 77,255 X 0 0 X 0 0 BOEING CO COM Common Stock 097023105 426 12,400 X 0 0 X 0 0 BOSTON SCIENTIFIC CORP Common Stock 101137107 5,484 85,961 X 0 0 X 0 0 CENTEX CORP COM Common Stock 152312104 2,807 36,038 X 0 0 X 0 0 CERIDIAN CORP NEW COM Common Stock 156779100 233 12,500 X 0 0 X 0 0 CHEVRONTEXACO CORP Common Stock 166764100 473 6,626 X 0 0 X 0 0 CISCO SYSTEMS INC Common Stock 17275r102 4,570 233,261 X 0 0 X 0 0 CITIGROUP Common Stock 172967101 7,012 154,084 X 0 0 X 0 0 CITRIX SYS INC COM Common Stock 177376100 3,450 155,916 X 0 0 X 0 0 COLGATE PALMOLIVE CO Common Stock 194162103 256 4,585 X 0 0 X 0 0
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- ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR (b) (SHARES) OF MARKET SHARES OR SHARE-AS (c) NAME OF ISSUER CLASS CUSIP NO. VALUE PRINCIPAL (a) DEFINED IN SHARES (a) (b) (c) (IN THOUSANDS) AMOUNT PUT/CALL SOLE INSTR.V OTHER SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- COMCAST CORP CL A SPECIAL Common Stock 20030n200 357 12,035 X 0 0 X 0 0 COMCAST CORP NEW CL A Common Stock 20030n101 9,110 295,584 X 0 0 X 0 0 COUNTRYWIDE FINANCIAL CORPORATION Common Stock 222372104 3,828 48,897 X 0 0 X 0 0 DANAHER CORP Common Stock 235851102 4,049 54,816 X 0 0 X 0 0 DELL INC Common Stock 24702r101 4,052 121,252 X 0 0 X 0 0 DEVON ENERGY CORP Common Stock 25179m103 2,916 60,515 X 0 0 X 0 0 DIAMOND OFFSHORE DRILL COM Common Stock 25271c102 421 22,025 X 0 0 X 0 0 DISNEY WALT CO COM DISNEY Common Stock 254687106 5,442 269,806 X 0 0 X 0 0 DOVER Common Stock 260003108 5,838 165,068 X 0 0 X 0 0 EBAY INC COM Common Stock 278642103 3,499 65,248 X 0 0 X 0 0 ENTERGY CORP Common Stock 29364g103 4,194 77,449 X 0 0 X 0 0 EOG RES INC COM Common Stock 26875p101 3,272 78,398 X 0 0 X 0 0 EXXON MOBIL CORP Common Stock 30231g102 1,063 29,046 X 0 0 X 0 0 FEDEX CORP COM Common Stock 31428x106 10,563 163,940 X 0 0 X 0 0 FIRST MIDWEST BANCORP COM Common Stock 320867104 1,207 40,615 X 0 0 X 0 0 FLUOR CORP Common Stock 343412102 5,474 146,625 X 0 0 X 0 0 FOREST LABS INC COM Common Stock 345838106 3,827 74,380 X 0 0 X 0 0 GANNETT CO Common Stock 364730101 3,503 45,160 X 0 0 X 0 0 GENERAL ELECTRIC CO Common Stock 369604103 1,487 49,881 X 0 0 X 0 0 GOLDEN WEST FINL CORP Common Stock 381317106 3,984 44,511 X 0 0 X 0 0 HALLIBURTON CO COM Common Stock 406216101 4,349 179,349 X 0 0 X 0 0 HONEYWELL INTERNATIONAL INC Common Stock 438516106 4,730 179,522 X 0 0 X 0 0 INTEL CORP Common Stock 458140100 1,878 68,272 X 0 0 X 0 0 INTERNATIONAL BUS MACH COM Common Stock 459200101 295 3,337 X 0 0 X 0 0 INTERNATIONAL GAME TEC COM Common Stock 459902102 4,853 172,384 X 0 0 X 0 0 INTERNATIONAL PAPER CO Common Stock 460146103 702 18,000 X 0 0 X 0 0
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- ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR (b) (SHARES) OF MARKET SHARES OR SHARE-AS (c) NAME OF ISSUER CLASS CUSIP NO. VALUE PRINCIPAL (a) DEFINED IN SHARES (a) (b) (c) (IN THOUSANDS) AMOUNT PUT/CALL SOLE INSTR.V OTHER SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- Exchange ISHARES INC MSCI JAPAN Traded Fund 464286848 138 15,700 X 0 0 X 0 0 KINDER MORGAN, INC Common Stock 49455p101 9,597 177,694 X 0 0 X 0 0 L-3 COMMUNICATIONS HLDGS INC Common Stock 502424104 4,524 104,598 X 0 0 X 0 0 LEXMARK INTL GROUP INC CL A Common Stock 529771107 2,856 45,322 X 0 0 X 0 0 LINCOLN NATL CORP IND COM Common Stock 534187109 246 6,950 X 0 0 X 0 0 LIZ CLAIBORNE COM Common Stock 539320101 2,691 79,019 X 0 0 X 0 0 LOCKHEED MARTIN CORP Common Stock 539830109 4,549 98,576 X 0 0 X 0 0 LOEW'S CORP Common Stock 540424108 2,400 59,443 X 0 0 X 0 0 LOUISIANA PACIFIC Common Stock 546347105 152 11,000 X 0 0 X 0 0 LSI LOGIC CORP COM Common Stock 502161102 137 15,200 X 0 0 X 0 0 LUBRIZOL CORP COM Common Stock 549271104 710 21,895 X 0 0 X 0 0 MANOR CARE INC NEW COM Common Stock 564055101 3,352 111,741 X 0 0 X 0 0 MARSH & MCLENNAN COS COM Common Stock 571748102 249 5,224 X 0 0 X 0 0 MCKESSON CORP COM Common Stock 58155q103 5,688 170,875 X 0 0 X 0 0 MEDTRONIC INC COM Common Stock 585055106 6,339 135,102 X 0 0 X 0 0 MERCK & CO INC COM Common Stock 589331107 633 12,507 X 0 0 X 0 0 MERCURY INTERACTIVE CP COM Common Stock 589405109 4,585 100,570 X 0 0 X 0 0 MEREDITH CORP Common Stock 589433101 3,430 74,291 X 0 0 X 0 0 MICROSOFT CORP COM Common Stock 594918104 5,449 196,012 X 0 0 X 0 0 MOTOROLA INC COM Common Stock 620076109 4,205 351,890 X 0 0 X 0 0 NETWORK APPLIANCE INC COM Common Stock 64120l104 3,838 186,952 X 0 0 X 0 0 NEWMONT MINING CORP COM Common Stock 651639106 5,055 129,308 X 0 0 X 0 0 NEWS CORP Common Stock 652487703 4,647 141,679 X 0 0 X 0 0 NEXTEL COMMUNICATIONS CL A Common Stock 65332v103 4,512 228,924 X 0 0 X 0 0 OLIN CORP Common Stock 680665205 201 12,675 X 0 0 X 0 0 OMNICOM GRP INC Common Stock 681919106 2,883 40,130 X 0 0 X 0 0 ORACLE CORP Common Stock 68389x105 3,798 337,556 X 0 0 X 0 0
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- ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR (b) (SHARES) OF MARKET SHARES OR SHARE-AS (c) NAME OF ISSUER CLASS CUSIP NO. VALUE PRINCIPAL (a) DEFINED IN SHARES (a) (b) (c) (IN THOUSANDS) AMOUNT PUT/CALL SOLE INSTR.V OTHER SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- PACCAR INC Common Stock 693718108 2,933 39,427 X 0 0 X 0 0 PEOPLES ENERGY CORP COM Common Stock 711030106 2,760 66,691 X 0 0 X 0 0 PEPSICO INC COM Common Stock 713448108 6,284 137,123 X 0 0 X 0 0 PFIZER INC COM Common Stock 717081103 1,282 42,211 X 0 0 X 0 0 PROCTER & GAMBLE CO COM Common Stock 742718109 6,620 71,325 X 0 0 X 0 0 PROGRESSIVE CORP OHIO COM Common Stock 743315103 4,749 68,716 X 0 0 X 0 0 RIO TINTO PLC SPONSORED ADR ADR Sponsored 767204100 5,683 64,766 X 0 0 X 0 0 SCHERING PLOUGH CORP COM Common Stock 806605101 3,508 230,178 X 0 0 X 0 0 SLM CORP Common Stock 78442p106 2,846 73,050 X 0 0 X 0 0 SONY CORP ADR NEW ADR Sponsored 835699307 287 8,250 X 0 0 X 0 0 ST PAUL COS INC COM Common Stock 792860108 4,332 116,976 X 0 0 X 0 0 STRYKER CORP COM Common Stock 863667101 4,082 54,206 X 0 0 X 0 0 SYMANTEC CORP Common Stock 871503108 4,815 76,208 X 0 0 X 0 0 TOTAL S A SPONSORED ADR ADR Sponsored 89151e109 5,306 70,004 X 0 0 X 0 0 TRIBUNE CO Common Stock 896047107 3,187 69,432 X 0 0 X 0 0 UNILEVER NV ADR Sponsored 904784709 4,469 75,510 X 0 0 X 0 0 UNION PACIFIC CORP Common Stock 907818108 224 3,850 X 0 0 X 0 0 VALERO ENERGY CORP Common Stock 91913y100 5,109 133,497 X 0 0 X 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR ADR Sponsored 92857w100 4,924 243,183 X 0 0 X 0 0 WACHOVIA CORP 2ND NEW COM Common Stock 929903102 2,757 66,927 WASHINGTON MUTUAL INC Common Stock 939322103 2,725 69,220 WATSON PHARMACEUTICALS COM Common Stock 942683103 2,924 70,146 WELLS FARGO & CO NEW COM Common Stock 949746101 6,636 128,848 XEROX CORP COM Common Stock 984121103 2,710 264,141 YAHOO INC COM Common Stock 984332106 2,931 82,819 367,165 10,031,840
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