-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MRvBVmIGb9hFLKVh0GO24O8pil1hNShwBQnssN4+dkKqhMJjllIA0BoWEPNh5sky uxcVDGADHlMKCTMucuAvfw== 0000922423-03-000116.txt : 20030210 0000922423-03-000116.hdr.sgml : 20030210 20030210153905 ACCESSION NUMBER: 0000922423-03-000116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030210 EFFECTIVENESS DATE: 20030210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGY ASSET MANAGERS LLC CENTRAL INDEX KEY: 0001166716 IRS NUMBER: 061608735 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10030 FILM NUMBER: 03547261 BUSINESS ADDRESS: STREET 1: 535 MADISON AVE. STREET 2: 36TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123968741 MAIL ADDRESS: STREET 1: 535 MADISON AVE. STREET 2: 36TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 kl02028_13f-hr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/02 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: STRATEGY ASSET MANAGERS LLC. Address: 535 Madison Avenue - 36th Floor New York, New York 10022 Form 13F File Number: 28- -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Christopher Welch Title: Chief Financial Officer Phone: 212-396-8741 Signature, Place, and Date of Signing: /s/ Christopher Welch - ------------------------ New York, New York February 10, 2003 Report Type (Check only one): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT 1 Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 - Form 13F Information Table Entry Total: 96 -- Form 13F Information Table Value Total: $298,677 (thousands) -------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. NONE 2
- ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- 3M CO Common Stock 88579y101 2,753 22,326 X 0 0 X 0 0 ABBOTT LABS COM Common Stock 002824100 2,899 72,467 X 0 0 X 0 0 ALBERTO CULVER CO CL B CONV Common Stock 013068101 2,954 58,607 X 0 0 X 0 0 ALCOA INC COM Common Stock 013817101 3,693 162,128 X 0 0 X 0 0 AMERICAN EXP CORP Common Stock 025816109 342 9,684 X 0 0 X 0 0 AMERICAN INTL GRP Common Stock 026874107 1,103 19,064 X 0 0 X 0 0 AMERISOURCEBERGEN CORP COM Common Stock 03073e105 2,611 48,071 X 0 0 X 0 0 AMSOUTH BANCORP Common Stock 032165102 1,906 99,272 X 0 0 X 0 0 ANHEUSER BUSCH Common Stock 035229103 3,942 81,449 X 0 0 X 0 0 AUTOZONE INC Common Stock 053332102 3,149 44,571 X 0 0 X 0 0 AVENTIS SPONSORED ADR ADR Stock 053561106 4,240 78,250 X 0 0 X 0 0 AVERY DENNISON CORP Common Stock 053611109 2,539 41,575 X 0 0 X 0 0 BAKER HUGHES INC Common Stock 057224107 4,334 134,642 X 0 0 X 0 0 BANK OF AMERICA CORP Common Stock 060505104 2,894 41,594 X 0 0 X 0 0 BANK OF NEW YORK INC Common Stock 064057102 3,632 151,588 X 0 0 X 0 0 BJ SERVICES Common Stock 055482103 3,191 98,777 X 0 0 X 0 0 BLOCK H & R INC COM Common Stock 093671105 2,987 74,300 X 0 0 X 0 0 BOEING CO COM Common Stock 097023105 421 12,750 X 0 0 X 0 0 BOSTON SCIENTIFIC CORP COM Common Stock 101137107 3,636 85,515 X 0 0 X 0 0 CADBURY SCHWEPPES PLC ADR ADR Stock 127209302 5,035 196,590 X 0 0 X 0 0 CATERPILLAR INC DEL COM Common Stock 149123101 5,671 124,028 X 0 0 X 0 0 CHEVRONTEXACO CORP COM Common Stock 166764100 431 6,490 X 0 0 X 0 0 CINCINNATI FINL CORP COM Common Stock 172062101 2,288 60,943 X 0 0 X 0 0 CINTAS CORP COM Commom Stock 172908105 1,727 37,745 X 0 0 X 0 0 CISCO SYS INC COM Common Stock 17275r102 2,083 159,000 X 0 0 X 0 0 CITIGROUP INC COM Common Stock 172967101 5,623 159,782 X 0 0 X 0 0 COMCAST CORP NEW CL A Common Stock 20030n101 4,170 176,918 X 0 0 X 0 0
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- ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- CONAGRA FOODS INC Common Stock 205887102 2,304 92,142 X 0 0 X 0 0 COUNTRYWIDE FINANCIAL CORP. Common Stock 222372104 2,338 45,269 X 0 0 X 0 0 DARDEN RESTAURANTS INC COM Common Stock 237194105 2,916 142,583 X 0 0 X 0 0 DELL COMPUTER CORP Common Stock 247025109 2,901 108,473 X 0 0 X 0 0 DIAMOND OFFSHORE DRILL COM Common Stock 25271c102 998 45,679 X 0 0 X 0 0 DISNEY WALT CO COM DISNEY Common Stock 254687106 4,167 255,463 X 0 0 X 0 0 DOVER CORP COM Common Stock 260003108 4,512 154,736 X 0 0 X 0 0 EXXON MOBIL CORP Common Stock 30231g102 1,089 31,174 X 0 0 X 0 0 FEDEX CORPORATION Common Stock 31428x106 9,878 182,181 X 0 0 X 0 0 FIRST DATA CORP Common Stock 319963104 3,555 100,394 X 0 0 X 0 0 FIRST TENN NATL CORP COM Common Stock 337162101 2,091 58,183 X 0 0 X 0 0 FLUOR CORP Common Stock 343412102 3,802 135,781 X 0 0 X 0 0 FORTUNE BRANDS INC Common Stock 349631101 2,899 62,337 X 0 0 X 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 2,441 30,754 X 0 0 X 0 0 GENERAL ELECTRIC CO Common Stock 369604103 958 39,323 X 0 0 X 0 0 GENUINE PARTS CO Common Stock 372460105 3,215 104,395 X 0 0 X 0 0 HARRAHS ENTMT INC COM Common Stock 413619107 2,276 57,463 X 0 0 X 0 0 HONEYWELL INTL INC COM Common Stock 438516106 3,639 151,630 X 0 0 X 0 0 I T T INDUSTRIES INC Common Stock 450911102 2,376 39,142 X 0 0 X 0 0 INTEL CORP COM Common Stock 458140100 1,241 79,711 X 0 0 X 0 0 INTERNATIONAL FLAVORS & FRAGRANCES Common Stock 459506101 3,083 87,828 X 0 0 X 0 0 INTERNATIONAL PAPER CO Common Stock 460146103 362 10,350 X 0 0 X 0 0 INTUIT CORP Common Stock 461202103 2,538 54,096 X 0 0 X 0 0 ISHARES MSCI JAPAN Common Stock 464286848 114 16,350 X 0 0 X 0 0 JOHNSON & JOHNSON Common Stock 478160104 2,358 43,903 X 0 0 X 0 0 KAUFMAN & BROAD HOME CORP Common Stock 48666k109 1,798 41,966 X 0 0 X 0 0 KELLOGG CO Common Stock 487836108 2,739 79,932 X 0 0 X 0 0
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- ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN, INC Common Stock 49455p101 4,028 95,291 X 0 0 X 0 0 KOHLS CORP COM Common Stock 500255104 2,247 40,159 X 0 0 X 0 0 LOCKHEED MARTIN CORP COM Common Stock 539830109 8,617 149,217 X 0 0 X 0 0 LUBRIZOL CORP Common Stock 549271104 1,069 35,055 X 0 0 X 0 0 MCKESSON CORP COM Common Stock 58155q103 4,123 152,529 X 0 0 X 0 0 MEDTRONIC INC COM Common Stock 585055106 6,761 148,275 X 0 0 X 0 0 MERCK & CO INC Common Stock 589331107 459 8,112 X 0 0 X 0 0 MEREDITH CORP COM Common Stock 589433101 2,752 66,949 X 0 0 X 0 0 MICROSOFT CORP COM Common Stock 594918104 4,617 89,298 X 0 0 X 0 0 MOTOROLA INC Common Stock 620076109 2,224 257,150 X 0 0 X 0 0 NEWELL RUBBERMAID INC COM Common Stock 651229106 1,848 60,921 X 0 0 X 0 0 NEWMONT MINING CORP COM Common Stock 651639106 3,308 113,953 X 0 0 X 0 0 NORTHROP CORP Common Stock 666807102 2,446 25,214 X 0 0 X 0 0 ORACLE CORP Common Stock 68389x105 2,733 253,047 X 0 0 X 0 0 PACTIVE CORP COM Common Stock 695257105 4,446 203,389 X 0 0 X 0 0 PEPSI BOTTLING GROUP INC. Common Stock 713409100 1,900 73,933 X 0 0 X 0 0 PEPSICO INC Common Stock 713448108 5,705 135,121 X 0 0 X 0 0 PFIZER INC COM Common Stock 717081103 1,086 35,524 X 0 0 X 0 0 PPG INDUSTRIES Common Stock 693506107 1,796 35,822 X 0 0 X 0 0 PROCTER & GAMBLE CO COM Common Stock 742718109 9,637 112,131 X 0 0 X 0 0 PROGRESSIVE CORP OHIO COM Common Stock 743315103 4,209 84,816 X 0 0 X 0 0 RAYTHEON CO Common Stock 755111507 2,045 66,508 X 0 0 X 0 0 RIO TINTO PLC SPONSORED ADR ADR Stock 767204100 5,613 70,573 X 0 0 X 0 0 S&P DEP REC UNIT SER 1 Common Stock 78462f103 752 8,525 X 0 0 X 0 0 SCHERING-PLOUGH Common Stock 806605101 3,302 148,724 X 0 0 X 0 0 SHERWIN WILLIAMS CO Common Stock 824348106 2,037 72,091 X 0 0 X 0 0 SLM CORP. Common Stock 78442p106 3,563 34,308 X 0 0 X 0 0
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- ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- SONY CORP ADR NEW ADR Stock 835699307 505 12,228 X 0 0 X 0 0 ST PAUL COS INC COM Common Stock 792860108 3,910 114,844 X 0 0 X 0 0 SUPERVALU INC COM Common Stock 868536103 2,100 127,200 X 0 0 X 0 0 TJX COS INC NEW COM Common Stock 872540109 3,251 166,523 X 0 0 X 0 0 TOTAL FINA ELF S A SPONSORED ADR ADR Stock 89151e109 5,442 76,113 X 0 0 X 0 0 UNION PLANTERS CORP Common Stock 908068109 3,399 120,783 X 0 0 X 0 0 VALERO ENERGY CORP Common Stock 91913y100 4,841 131,056 X 0 0 X 0 0 VERIZON COMMUNICATIONS COM Common Stock 92343v104 241 6,221 X 0 0 X 0 0 VODAFONE GRP PLC ADR ADR Stock 92857w100 3,831 211,424 X 0 0 X 0 0 WELLPOINT HEALTH NETWK CL A Common Stock 94973h108 4,093 57,512 X 0 0 X 0 0 WELLS FARGO & CO NEW COM Common Stock 949746101 6,468 137,998 X 0 0 X 0 0 WORTHINGTON INDS. INC. Common Stock 981811102 2,460 161,391 X 0 0 X 0 0 WRIGLEY WM JR CO COM Common Stock 982526105 3,841 69,990 X 0 0 X 0 0 XL CAPITAL LTD Common Stock g98255105 5,169 66,910 X 0 0 X 0 0 YUM! BRANDS INC. Common Stock 988498101 2,962 122,296 X 0 0 X 0 0 298,677 8,668,487
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