-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PbZu9um2eoVFWXm6NJmHDlMyjidgIVDWi+fvx7trYGd82jYMJWXfkuDPsYnKomBc nRQEG5hcK4ErnzDIOZHALw== 0000922423-02-001130.txt : 20021101 0000922423-02-001130.hdr.sgml : 20021101 20021101154640 ACCESSION NUMBER: 0000922423-02-001130 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021101 EFFECTIVENESS DATE: 20021101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGY ASSET MANAGERS LLC CENTRAL INDEX KEY: 0001166716 IRS NUMBER: 061608735 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10030 FILM NUMBER: 02806803 BUSINESS ADDRESS: STREET 1: 535 MADISON AVE. STREET 2: 36TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123968741 MAIL ADDRESS: STREET 1: 535 MADISON AVE. STREET 2: 36TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 kl11002_13f-hr.txt FORM 13F-HR REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/02 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: STRATEGY ASSET MANAGERS LLC. Address: 535 Madison Avenue - 36th Floor New York, New York 10022 Form 13F File Number: 28 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Christopher Welch Title: Chief Financial Officer Phone: 212-396-8741 Signature, Place, and Date of Signing: /s/ Christopher Welch - --------------------- New York, New York November 1, 2002 Report Type (Check only one): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT 1 Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 96 -- Form 13F Information Table Value Total: $285,870 (thousands) ------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. NONE 2
- ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Common Stock 002824100 2,572 63,672 X 0 0 X 0 0 ALBERTO-CULVER Common Stock 013068101 2,835 57,820 X 0 0 X 0 0 ALCOA INC Common Stock 013817101 2,934 152,037 X 0 0 X 0 0 AMERICAN EXPRESS CO COM Common Stock 025816109 320 10,264 X 0 0 X 0 0 AMERICAN INTL GROUP COM Common Stock 026874107 1,032 18,864 X 0 0 X 0 0 AMERISOURCEBERGEN CORP COM Common Stock 03073e105 3,351 46,920 X 0 0 X 0 0 AMSOUTH BANCORP Common Stock 032165102 2,015 97,150 X 0 0 X 0 0 ANHEUSER BUSCH Common Stock 035229103 3,992 78,895 X 0 0 X 0 0 AT&T CORP Common Stock 001957109 2,597 216,275 X 0 0 X 0 0 AT&T WIRELESS SVCS INC COM Common Stock 00209A106 201 48,850 X 0 0 X 0 0 AUTOZONE INC COM Common Stock 053332102 3,414 43,295 X 0 0 X 0 0 AVENTIS SPONSORED ADR ADR Stock 053561106 4,136 78,710 X 0 0 X 0 0 BAKER HUGHES INC Common Stock 057224107 3,877 133,542 X 0 0 X 0 0 BANK NEW YORK INC COM Common Stock 064057102 4,302 149,696 X 0 0 X 0 0 BANK OF AMERICA CORP COM Common Stock 060505104 3,556 55,735 X 0 0 X 0 0 BJ SVCS CO COM Common Stock 055482103 2,484 95,530 X 0 0 X 0 0 BLOCK H & R INC COM Common Stock 093671105 3,118 74,220 X 0 0 X 0 0 BOEING CO COM Common Stock 097023105 453 13,275 X 0 0 X 0 0 BOSTON SCIENTIFIC CORP COM Common Stock 101137107 3,388 107,345 X 0 0 X 0 0 CADBURY SCHWEPPES PLC ADR ADR Stock 127209302 5,255 197,045 X 0 0 X 0 0 CATERPILLAR INC Common Stock 149123101 4,565 122,661 X 0 0 X 0 0 CHEVRONTEXACO CORP Common Stock 166764100 455 6,565 X 0 0 X 0 0 CINCINNATI FINL CORP COM Common Stock 172062101 2,124 59,683 X 0 0 X 0 0 CISCO SYSTEMS INC Commom Stock 17275R102 1,470 140,270 X 0 0 X 0 0 CITIGROUP INC COM Common Stock 172967101 4,793 161,647 X 0 0 X 0 0 CONAGRA FOODS INC COM Common Stock 205887102 2,154 86,690 X 0 0 X 0 0 COOPER TIRE & RUBR CO COM Common Stock 216831107 1,664 103,090 X 0 0 X 0 0 Page 1 of 4 - ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- CORNING INC COM Common Stock 219350105 19 11,938 X 0 0 X 0 0 DARDEN RESTAURANTS INC COM Common Stock 237194105 3,883 160,177 X 0 0 X 0 0 DELL COMPUTER CORP COM Common Stock 247025109 2,433 103,485 X 0 0 X 0 0 DIAMOND OFFSHORE DRILLING Common Stock 25271C102 1,035 51,903 X 0 0 X 0 0 DISNEY WALT CO COM DISNEY Common Stock 254687106 3,703 244,558 X 0 0 X 0 0 EXXON MOBIL CORP Common Stock 30231G102 1,057 33,126 X 0 0 X 0 0 FEDEX CORPORATION Common Stock 31428X106 8,950 178,747 X 0 0 X 0 0 FIRST DATA CORP COM Common Stock 319963104 2,766 98,961 X 0 0 X 0 0 FIRST TENN NATL CORP COM Common Stock 337162101 1,965 56,670 X 0 0 X 0 0 FLUOR CORP Common Stock 343412102 3,082 126,095 X 0 0 X 0 0 FORTUNE BRANDS INC Common Stock 349631101 4,315 91,245 X 0 0 X 0 0 GENERAL DYNAMICS CORP COM Common Stock 369550108 2,426 29,825 X 0 0 X 0 0 GENERAL ELEC CO COM Common Stock 369604103 870 35,313 X 0 0 X 0 0 GENUINE PARTS CO COM Common Stock 372460105 3,214 104,904 X 0 0 X 0 0 HARRAH'S ENTERTAINMENT INC. Common Stock 413619107 2,652 55,010 X 0 0 X 0 0 HONEYWELL INTERNATIONAL INC Common Stock 438516106 3,023 139,578 X 0 0 X 0 0 INTEL CORP COM Common Stock 458140100 1,109 79,823 X 0 0 X 0 0 INTERNATIONAL FLAV&FRA COM Common Stock 459506101 2,665 83,689 X 0 0 X 0 0 INTERNATIONAL PAPER CO Common Stock 460146103 316 9,450 X 0 0 X 0 0 INTUIT COM Common Stock 461202103 2,321 50,985 X 0 0 X 0 0 ISHARES INC MSCI JAPAN Common Stock 464286848 122 16,700 X 0 0 X 0 0 ITT INDS INC IND COM Common Stock 450911102 2,342 37,580 X 0 0 X 0 0 JOHNSON & JOHNSON Common Stock 478160104 4,029 74,504 X 0 0 X 0 0 KB HOME COM Common Stock 48666K109 1,993 40,810 X 0 0 X 0 0 KELLOGG CO Common Stock 487836108 3,449 103,735 X 0 0 X 0 0 KINDER MORGAN INC KANS COM Common Stock 49455p101 3,181 89,740 X 0 0 X 0 0 KOHLS CORP COM Common Stock 500255104 3,601 59,222 X 0 0 X 0 0 Page 2 of 4 - ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORP COM Common Stock 539830109 11,023 170,455 X 0 0 X 0 0 LUBRIZOL CORP COM Common Stock 549271104 1,052 37,230 X 0 0 X 0 0 MARTIN MARIETTA MATLS COM Common Stock 573284106 4,179 128,317 X 0 0 X 0 0 MCKESSON CORP Common Stock 58155Q103 4,185 147,708 X 0 0 X 0 0 MEDTRONIC INC Common Stock 585055106 6,275 148,980 X 0 0 X 0 0 MERCK & CO INC COM Common Stock 589331107 299 6,542 X 0 0 X 0 0 MEREDITH CORP COM Common Stock 589433101 2,761 64,140 X 0 0 X 0 0 MICROSOFT CORP COM Common Stock 594918104 3,826 87,473 X 0 0 X 0 0 MOTOROLA INC COM Common Stock 620076109 2,422 237,950 X 0 0 X 0 0 NEWELL RUBBERMAID INC COM Common Stock 651229106 1,872 60,650 X 0 0 X 0 0 NEWMONT MINING CORP Common Stock 651639106 1,953 71,005 X 0 0 X 0 0 NICOR INC Common Stock 654086107 1,284 45,525 X 0 0 X 0 0 NORTHROP CORP Common Stock 666807102 3,064 24,700 X 0 0 X 0 0 ORACLE CORP Common Stock 68389X105 1,869 237,777 X 0 0 X 0 0 PACTIV CORP COM Common Stock 695257105 3,297 200,441 X 0 0 X 0 0 PEPSI BOTTLING GROUP COM Common Stock 713409100 1,672 71,450 X 0 0 X 0 0 PEPSICO INC COM Common Stock 713448108 5,220 141,281 X 0 0 X 0 0 PFIZER INC COM Common Stock 717081103 990 34,119 X 0 0 X 0 0 PPG INDS INC COM Common Stock 693506107 1,556 34,800 X 0 0 X 0 0 PROCTER & GAMBLE CO COM Common Stock 742718109 10,057 112,514 X 0 0 X 0 0 PROGRESSIVE CORP OHIO COM Common Stock 743315103 4,128 81,523 X 0 0 X 0 0 RAYTHEON CO COM NEW Common Stock 755111507 1,930 65,855 X 0 0 X 0 0 RIO TINTO PLC SPONSORED ADR ADR Stock 767204100 4,767 72,448 X 0 0 X 0 0 SCHERING-PLOUGH Common Stock 806605101 2,754 129,168 X 0 0 X 0 0 SHERWIN WILLIAMS CO Common Stock 824348106 1,685 71,140 X 0 0 X 0 0 SLM CORP Common Stock 78442P106 4,483 48,131 X 0 0 X 0 0 SONY CORP ADR ADR Stock 835699307 580 14,118 X 0 0 X 0 0 Page 3 of 4 - ----------------------------------------------------------------------------------------------------------------------------------- (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) - ----------------------------------------------------------------------------------------------------------------------------------- ST PAUL COS INC Common Stock 792860108 3,155 109,847 X 0 0 X 0 0 SUPERVALU INC COM Common Stock 868536103 2,034 125,930 X 0 0 X 0 0 TENET HEALTHCARE CORP COM Common Stock 88033G100 4,699 94,928 X 0 0 X 0 0 TJX COS INC Common Stock 872540109 3,686 216,807 X 0 0 X 0 0 TOTAL FINA ELF S A SPONSORED ADR ADR Stock 89151E109 4,911 74,573 X 0 0 X 0 0 TRAVELERS PPTY CAS CP CL B Common Stock 89420G406 188 13,912 X 0 0 X 0 0 UNION PLANTERS CORP COM Common Stock 908068109 3,283 119,539 X 0 0 X 0 0 VALERO ENERGY CORP Common Stock 91913Y100 3,321 125,476 X 0 0 X 0 0 VODAFONE GRP PLC ADR ADR Stock 92857W100 2,635 205,384 X 0 0 X 0 0 WELLPOINT HLT NETW NEW COM New Common 94973H108 4,075 55,595 X 0 0 X 0 0 WELLS FARGO & CO NEW COM New Common 949746101 6,742 139,982 X 0 0 X 0 0 WORTHINGTON INDS. INC. Common Stock 981811102 2,923 156,305 X 0 0 X 0 0 WRIGLEY WM JR CO Common Stock 982526105 3,362 67,942 X 0 0 X 0 0 XL CAPITAL LTD Common Stock G98255105 4,727 64,315 X 0 0 X 0 0 YUM BRANDS Common Stock 988498101 3,367 121,500 X 0 0 X 0 0 285,870
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