13F-HR 1 kl02023_13f-hr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/01 Check here if Amendment [X]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: STRATEGY ASSET MANAGERS LLC. Address: 535 Madison Avenue - 36th Floor New York, New York 10022 Form 13F File Number: 28- -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Christopher Welch ------------------ Title: Chief Financial Officer ----------------------- Phone: 212-396-8741 ------------ Signature, Place, and Date of Signing: /s/ Christopher Welch --------------------------- New York, New York February 8, 2002 Report Type (Check only one): [x] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT 1 Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 - Form 13F Information Table Entry Total: 96 -- Form 13F Information Table Value Total: $346, 750 (thousands) --------- List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. NONE 2
------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ AT&T Corp COMMON STOCK 001957109 3,047 167,989 X 0 0 x 0 0 AT&T Wireless Group COMMON STOCK 00209a106 243 16,908 X 0 0 x 0 0 Abbott Laboratories COMMON STOCK 002824100 6,457 115,815 X 0 0 x 0 0 Aegon NV ADR COMMON STOCK 007924103 413 15,424 X 0 0 x 0 0 Air Products & Chemicals COMMON STOCK 009158106 3,240 69,075 X 0 0 x 0 0 ALBERTO CULVER CO CL B CONV COMMON STOCK 013068101 3,296 73,660 X 0 0 x 0 0 Alcan Aluminum COMMON STOCK 013716105 2,792 77,700 X 0 0 x 0 0 ALCOA INC COM COMMON STOCK 013817101 4,747 133,534 X 0 0 x 0 0 American Home Products COMMON STOCK 026609107 3,373 54,965 X 0 0 x 0 0 American Intl Grp COMMON STOCK 026874107 1,550 19,520 X 0 0 x 0 0 Aventis Sponsored ADR COMMON STOCK 053561106 5,026 70,789 X 0 0 x 0 0 Avon Products Inc COMMON STOCK 054303102 3,085 66,345 X 0 0 x 0 0 BAKER HUGHES INC COM COMMON STOCK 057224107 3,511 96,270 X 0 0 x 0 0 BANK NEW YORK INC COM COMMON STOCK 064057102 9,025 221,193 X 0 0 x 0 0 BIOMET INC COM COMMON STOCK 090613100 3,231 104,552 X 0 0 x 0 0 Boeing Inc COMMON STOCK 097023105 3,402 87,715 X 0 0 x 0 0 Csx Corp COMMON STOCK 126408103 3,115 88,880 X 0 0 x 0 0 Cadbury Schweppes COMMON STOCK 127209302 4,640 180,405 X 0 0 x 0 0 Cardinal Health Inc COMMON STOCK 14149y108 3,668 56,734 X 0 0 x 0 0 CATERPILLAR INC DEL COM COMMON STOCK 149123101 5,814 111,271 X 0 0 x 0 0 CHARTER ONE FINL INC COM COMMON STOCK 160903100 3,073 113,174 X 0 0 x 0 0 ChevronTexaco Corp COMMON STOCK 166764100 803 8,965 X 0 0 x 0 0 Cisco Systems Inc COMMON STOCK 17275r102 1,676 92,549 X 0 0 x 0 0 Citigroup COMMON STOCK 172967101 6,241 123,635 X 0 0 x 0 0 Concord EFS Inc COMMON STOCK 206197105 3,551 108,315 X 0 0 x 0 0 Danaher Corp COMMON STOCK 235851102 3,295 54,635 X 0 0 x 0 0 DARDEN RESTAURANTS INC COM COMMON STOCK 237194105 4,016 113,445 X 0 0 x 0 0
Page 1 of 4
------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Diageo Plc Spons Adr New COMMON STOCK 25243q205 301 6,495 X 0 0 x 0 0 DIAMOND OFFSHORE DRILL COM COMMON STOCK 25271c102 1,756 57,750 X 0 0 x 0 0 EMC Corp COMMON STOCK 268648102 1,768 131,554 X 0 0 x 0 0 EOG RES INC COM COMMON STOCK 26875p101 2,745 70,190 X 0 0 x 0 0 ELECTRONIC DATA SYS NW COM COMMON STOCK 285661104 3,971 57,930 X 0 0 x 0 0 EMERSON ELEC CO COM COMMON STOCK 291011104 2,533 44,355 X 0 0 x 0 0 ENGELHARD CORP COM COMMON STOCK 292845104 310 11,200 X 0 0 x 0 0 EXXON MOBIL CORP COM COMMON STOCK 30231g102 2,011 51,162 X 0 0 x 0 0 Freddie Mac COMMON STOCK 313400301 3,073 46,995 X 0 0 x 0 0 Fannie Mae (Fed Natl Mtg Assoc) COMMON STOCK 313586109 5,422 68,207 X 0 0 x 0 0 FIRST DATA CORP COM COMMON STOCK 319963104 2,228 28,405 X 0 0 x 0 0 FLUOR CORP NEW COM COMMON STOCK 343412102 3,574 95,560 X 0 0 x 0 0 Ford Motor Co COMMON STOCK 345370860 1,171 74,514 X 0 0 x 0 0 FOREST LABS INC COM COMMON STOCK 345838106 4,771 58,220 X 0 0 x 0 0 Fortune Brands Inc COMMON STOCK 349631101 3,093 78,130 X 0 0 x 0 0 GENERAL ELEC CO COM COMMON STOCK 369604103 1,733 43,247 X 0 0 x 0 0 GENUINE PARTS CO COM COMMON STOCK 372460105 308 8,400 X 0 0 x 0 0 GOLDEN WEST FINL DEL COM COMMON STOCK 381317106 5,758 97,849 X 0 0 x 0 0 HARTFORD FINL SVCS COM COMMON STOCK 416515104 3,392 53,990 X 0 0 x 0 0 HEALTHSOUTH CORP COM COMMON STOCK 421924101 3,476 234,515 X 0 0 x 0 0 HONEYWELL INTL INC COM COMMON STOCK 438516106 3,846 113,713 X 0 0 x 0 0 Household Intl Inc COMMON STOCK 441815107 2,925 50,490 X 0 0 x 0 0 Intel Corp COMMON STOCK 458140100 2,453 77,984 X 0 0 x 0 0 iShares MSCI Japan COMMON STOCK 464286848 419 54,375 X 0 0 x 0 0 Johnson & Johnson COMMON STOCK 478160104 4,955 83,834 X 0 0 x 0 0 Kinder Morgan, Inc COMMON STOCK 49455p101 7,477 134,260 X 0 0 x 0 0 Kohls Corp COMMON STOCK 500255104 4,949 70,264 X 0 0 x 0 0
Page 2 of 4
------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ KROGER CO COM COMMON STOCK 501044101 5,405 258,986 X 0 0 x 0 0 LOCKHEED MARTIN CORP COM COMMON STOCK 539830109 8,562 183,450 X 0 0 x 0 0 LOEWS CORP COM COMMON STOCK 540424108 3,159 57,050 X 0 0 x 0 0 LUBRIZOL CORP COM COMMON STOCK 549271104 2,006 57,155 X 0 0 x 0 0 MARRIOTT INTL INC NEW CL A COMMON STOCK 571903202 3,153 77,575 X 0 0 x 0 0 MARTIN MARIETTA MATLS COM COMMON STOCK 573284106 5,527 118,605 X 0 0 x 0 0 Medtronic Inc COMMON STOCK 585055106 6,917 135,071 X 0 0 x 0 0 MICROSOFT CORP COM COMMON STOCK 594918104 8,046 121,448 X 0 0 x 0 0 Motorola Inc COMMON STOCK 620076109 2,549 169,727 X 0 0 x 0 0 ORACLE CORP COM COMMON STOCK 68389x105 2,646 191,625 X 0 0 x 0 0 PEOPLESOFT INC COM COMMON STOCK 712713106 2,932 72,930 X 0 0 x 0 0 PEPSICO INC COM COMMON STOCK 713448108 9,710 199,419 X 0 0 x 0 0 PFIZER INC COM COMMON STOCK 717081103 1,299 32,594 X 0 0 x 0 0 PHILIP MORRIS COS INC COM COMMON STOCK 718154107 298 6,500 X 0 0 x 0 0 PHILLIPS PETE CO COM COMMON STOCK 718507106 3,576 59,335 X 0 0 x 0 0 PROCTER & GAMBLE CO COM COMMON STOCK 742718109 5,832 73,701 X 0 0 x 0 0 PROGRESSIVE CORP OHIO COM COMMON STOCK 743315103 299 2,000 X 0 0 x 0 0 PULTE HOMES INC COM COMMON STOCK 745867101 3,638 81,445 X 0 0 x 0 0 Regions Financial Corp COMMON STOCK 758940100 3,225 107,705 X 0 0 x 0 0 Rio Tinto Plc Spons Adr COMMON STOCK 767204100 5,028 64,215 X 0 0 x 0 0 S&P Dep Rec Unit Ser 1 COMMON STOCK 78462F103 2,093 18,325 X 0 0 x 0 0 St Jude Medical COMMON STOCK 790849103 4,555 58,657 X 0 0 x 0 0 St Paul Cos Inc COMMON STOCK 792860108 6,691 152,178 X 0 0 x 0 0 Schering-Plough COMMON STOCK 806605101 2,903 81,075 X 0 0 x 0 0 SEARS ROEBUCK & CO COM COMMON STOCK 812387108 10,230 214,740 X 0 0 x 0 0 SEMPRA ENERGY COM COMMON STOCK 816851109 3,091 125,890 X 0 0 x 0 0 SONY CORP ADR NEW COMMON STOCK 835699307 1,269 28,127 X 0 0 x 0 0
Page 3 of 4
------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1:) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT DISCRETION VOTING AUTHORITY TITLE FAIR SHARES OR PUT/ SOLE SHARE-AS SHARED- SOLE SHARED NONE OF MARKET PRINCIPAL CALL DEFINED IN OTHER NAME OF ISSUER CLASS CUSIP NO. VALUE AMOUNT INSTR.V (IN THOUSANDS) (A) (B) (C) (A) (B) (C) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Southwest Airlines Co COMMON STOCK 844741108 4,530 245,113 X 0 0 x 0 0 SYNOVUS FINL CORP COM COMMON STOCK 87161c105 2,532 101,060 X 0 0 x 0 0 SYSCO CORP COM COMMON STOCK 871829107 5,612 214,030 X 0 0 x 0 0 TJX COS INC NEW COM COMMON STOCK 872540109 4,208 105,561 X 0 0 x 0 0 TENET HEALTHCARE CORP COM COMMON STOCK 88033g100 4,699 80,022 X 0 0 x 0 0 Total S A Sponsored Adr COMMON STOCK 89151e109 4,574 65,125 X 0 0 x 0 0 TOYS R US INC COM COMMON STOCK 892335100 2,658 128,175 X 0 0 x 0 0 USA ED INC COM COMMON STOCK 90390u102 3,745 44,575 X 0 0 x 0 0 UNOCAL CORP COM COMMON STOCK 915289102 3,505 97,175 X 0 0 x 0 0 Vodafone Grp Plc Adr COMMON STOCK 92857T107 3,131 121,923 X 0 0 x 0 0 VODAFONE GROUP PLC NEW SPONSORED COMMON STOCK 92857w100 984 38,305 X 0 0 x 0 0 Waste Mgmt Inc COMMON STOCK 94106l109 4,146 129,935 X 0 0 x 0 0 WELLPOINT HLT NETW NEW COM COMMON STOCK 94973h108 304 2,600 X 0 0 x 0 0 Wells Fargo & Co New Com COMMON STOCK 949746101 5,602 128,923 X 0 0 x 0 0 XL Capital Ltd COMMON STOCK G98255105 5,134 56,200 X 0 0 x 0 0
Page 4 of 4