0001166588-22-000036.txt : 20220826 0001166588-22-000036.hdr.sgml : 20220826 20220826153542 ACCESSION NUMBER: 0001166588-22-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220824 FILED AS OF DATE: 20220826 DATE AS OF CHANGE: 20220826 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BNP PARIBAS ARBITRAGE, SA CENTRAL INDEX KEY: 0001166588 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39819 FILM NUMBER: 221204920 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 201-850-6882 MAIL ADDRESS: STREET 1: 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: BNP PARIBAS ARBITRAGE, SNC DATE OF NAME CHANGE: 20080428 FORMER NAME: FORMER CONFORMED NAME: BNP PARIBAS ARBITRAGE SA DATE OF NAME CHANGE: 20020205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dune Acquisition Corp CENTRAL INDEX KEY: 0001817232 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 851617911 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 S. ROSEMARY AVENUE STREET 2: SUITE 204 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 917-742-1904 MAIL ADDRESS: STREET 1: 700 S. ROSEMARY AVENUE STREET 2: SUITE 204 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-08-24 1 0001817232 Dune Acquisition Corp DUNE 0001166588 BNP PARIBAS ARBITRAGE, SA 787 SEVENTH AVENUE NEW YORK NY 10019 0 0 1 0 Class A common stock of Dune Acquisition Corporation 2022-08-24 4 S 1 324163 9.82 D 90000 D Equity Swap (Obligation to Sell) 2022-08-24 4 S 1 1 9.82 D 2023-02-15 Class A Common Stock 100491 1 I Transacted by affiliate Equity Swap (Obligation to Sell) 2022-08-24 4 S 1 1 9.82 D 2023-02-15 Class A Common Stock 223672 1 I Transacted by affiliate Cash Settled Only Please see attachment for additional notes Paul Drumm 2022-08-26