0001144204-19-008040.txt : 20190214
0001144204-19-008040.hdr.sgml : 20190214
20190214153400
ACCESSION NUMBER: 0001144204-19-008040
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 19605434
BUSINESS ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166402
XXXXXXXX
12-31-2018
12-31-2018
false
FCA CORP /TX
791 Town & Country Blvd, Suite 250
Houston
TX
77024
13F HOLDINGS REPORT
028-10019
N
William Levay
Chief Compliance Officer
713-781-2856
/s/ William Levay
Houston
TX
02-14-2019
0
190
173942
INFORMATION TABLE
2
infotable.xml
3M Co
COM
88579Y101
3304
17343
SH
SOLE
0
0
17343
Alexandria Real
COM
015271109
213
1850
SH
DFND
1850
0
0
Allegiance Bancshares Inc
COM
01748H107
173
5334
SH
SOLE
0
0
5334
Allstate Corp
COM
020002101
1866
22578
SH
SOLE
0
0
22578
Amazon.com Inc
COM
023135106
132
88
SH
SOLE
0
0
88
American Business Bank
COM
02475L105
392
12427
SH
SOLE
0
0
12427
American Tower-A
COM
03027X100
395
2500
SH
DFND
2500
0
0
Amgen Inc
COM
031162100
3475
17850
SH
SOLE
0
0
17850
Annaly Capital M
COM
035710409
130
13200
SH
DFND
13200
0
0
Apple Inc
COM
037833100
417
2643
SH
SOLE
0
0
2643
Apple Inc
COM
037833100
473
3000
SH
DFND
3000
0
0
Arkema Sa - Adr
ADR
041232109
351
4130
SH
DFND
4130
0
0
Artesian Resource Corp
COM
043113208
2929
83998
SH
SOLE
0
0
83998
Astrazeneca-Adr
ADR
046353108
304
8000
SH
DFND
8000
0
0
AT&T Inc
COM
00206R102
177
6198
SH
SOLE
0
0
6198
Automatic Data Processing
COM
053015103
194
1483
SH
SOLE
0
0
1483
Avalonbay Commun
COM
053484101
226
1300
SH
DFND
1300
0
0
Banco Santan-Adr
ADR
05964H105
90
20162
SH
DFND
20162
0
0
Bank of America Corporation
COM
060505104
443
17988
SH
SOLE
0
0
17988
Beasley Broadcast Grp Inc
COM
074014101
83
22000
SH
DFND
22000
0
0
BlackRock Intern l Grth & Inc Common
COM
092524107
2308
463489
SH
SOLE
0
0
463489
Blue Capital Reisurance
COM
G1190F107
77
14000
SH
DFND
14000
0
0
Boston Propertie
COM
101121101
163
1450
SH
DFND
1450
0
0
Bp Plc-Adr
ADR
055622104
500
13195
SH
DFND
13195
0
0
Bridgestone Corp Adr
ADR
108441205
365
19000
SH
DFND
19000
0
0
Briggs & Strattn
COM
109043109
131
10000
SH
DFND
10000
0
0
Bushveld Minerals Ltd Ord Gbp
COM
G1340T106
72
148261
SH
SOLE
0
0
148261
Cal-Maine Foods
COM
128030202
127
3000
SH
DFND
3000
0
0
Chase Corp
COM
16150R104
5288
52853
SH
SOLE
0
0
52853
Chevron Corp
COM
166764100
272
2500
SH
DFND
2500
0
0
Cimarex Energy Co
COM
171798101
1881
30505
SH
SOLE
0
0
30505
Coca-Cola Co
COM
191216100
371
7838
SH
SOLE
0
0
7838
Compania Cervecerias -Adr
ADR
204429104
362
14401
SH
DFND
14401
0
0
Connectone Bancorp Inc
COM
20786W107
124
6700
SH
DFND
6700
0
0
ConocoPhillips
COM
20825C104
140
2245
SH
SOLE
0
0
2245
Consumer Discret Sel Sect SPDR(R) ETF
COM
81369Y407
4014
40540
SH
SOLE
0
0
40540
Consumer Staples Select Sector SPDR(R) ETF
COM
81369Y308
3138
61787
SH
SOLE
0
0
61787
Covanta Holding Corp
COM
22282E102
2102
156645
SH
SOLE
0
0
156645
Crown Castle Int
COM
22822V101
217
2000
SH
DFND
2000
0
0
CSX Corp
COM
126408103
4025
64777
SH
SOLE
0
0
64777
CVS Health Corp
COM
126650100
1245
19003
SH
SOLE
0
0
19003
Danske Bank A/S - Adr
ADR
236363206
150
15000
SH
DFND
15000
0
0
Dentsply Sirona Inc
COM
24906P109
186
5000
SH
DFND
5000
0
0
Diageo Plc-Adr
ADR
25243Q205
397
2800
SH
DFND
2800
0
0
Digital Realty
COM
253868103
228
2141
SH
DFND
2141
0
0
Douglas Emmett
COM
25960P109
102
3000
SH
DFND
3000
0
0
Dowdupont Inc
COM
26078J100
108
2014
SH
SOLE
0
0
2014
Duke Energy Corporation
COM
26441C204
195
2254
SH
SOLE
0
0
2254
Eastgroup Prop
COM
277276101
110
1200
SH
DFND
1200
0
0
Electronic Arts
COM
285512109
158
2000
SH
DFND
2000
0
0
Energy Select Sector SPDR(R) ETF
COM
81369Y506
2205
38446
SH
SOLE
0
0
38446
Enterprise Products Partners LP
COM
293792107
1706
69387
SH
SOLE
0
0
69387
Essex Property
COM
297178105
221
900
SH
DFND
900
0
0
Everest Re Group Ltd
COM
G3223R108
2681
12311
SH
SOLE
0
0
12311
Extra Space Stor
COM
30225T102
226
2500
SH
DFND
2500
0
0
Exxon Mobil Corporation
COM
30231G102
1846
27072
SH
SOLE
0
0
27072
F N B Corp
COM
302520101
711
72205
SH
SOLE
0
0
72205
First Financial Bankshares Inc
COM
32020R109
130
2252
SH
SOLE
0
0
2252
First Seismic Corp
COM
336397104
6
101267
SH
SOLE
0
0
101267
Fs Bancorp Inc
COM
30263Y104
120
2791
SH
DFND
2791
0
0
Genesee & Wyomin
COM
371559105
167
2250
SH
DFND
2250
0
0
Gjensidige Forsikring
ADR
37636X101
311
20000
SH
DFND
20000
0
0
Gladstone Land Corp
COM
376549101
111
9700
SH
DFND
9700
0
0
Glaxosmithkl-Adr
ADR
37733W105
248
6500
SH
DFND
6500
0
0
Global Self Storage Inc
COM
37955N106
102
26000
SH
DFND
26000
0
0
Gold Fields-Adr
ADR
38059T106
35
10000
SH
DFND
10000
0
0
Goldman Sachs ActiveBeta(R) Intl Eq ETF
COM
381430107
5764
227289
SH
SOLE
0
0
227289
Goldman Sachs ActiveBeta(R) US LgCp Eq ETF
COM
381430503
1810
35997
SH
SOLE
0
0
35997
Granite Point Mortgage
COM
38741L107
216
12000
SH
DFND
12000
0
0
Group 1 Automoti
COM
398905109
211
4000
SH
DFND
4000
0
0
Grupo Aeroportuario - Adr
ADR
40051E202
196
1300
SH
DFND
1300
0
0
Grupo Televisa - Adr
ADR
40049J206
189
15000
SH
DFND
15000
0
0
Halliburton Co
COM
406216101
159
6000
SH
DFND
6000
0
0
Hannon Armstrong
COM
41068X100
145
7600
SH
DFND
7600
0
0
Harleysville Financial
COM
41284E100
202
8675
SH
DFND
8675
0
0
Hdfc Bank Ltd - Adr
ADR
40415F101
414
4000
SH
DFND
4000
0
0
Host Hotels & Re
COM
44107P104
129
7717
SH
DFND
7717
0
0
Ing Groep-Adr
ADR
456837103
107
10000
SH
DFND
10000
0
0
Ingles Markets Inc
COM
457030104
2363
86807
SH
SOLE
0
0
86807
Inseego Corp
COM
45782B104
50
12000
SH
SOLE
0
0
12000
Intercontinental Hotels
ADR
45857P707
236
4319
SH
DFND
4319
0
0
International Business Machines Corp
COM
459200101
161
1417
SH
SOLE
0
0
1417
Invesco China Real Estate
COM
46138E602
207
8500
SH
DFND
8500
0
0
Invesco S&P 500(R) Eq Weight HC ETF
COM
46137V332
3709
20890
SH
SOLE
0
0
20890
Invesco S&P 500(R) Equal Weight ETF
COM
46137V357
3229
35331
SH
SOLE
0
0
35331
Invesco S&P Global Water Index ETF
COM
46138E263
1767
56729
SH
SOLE
0
0
56729
Iron Mountain Inc.
COM
46284V101
233
7200
SH
DFND
7200
0
0
iShares Cohen & Steers REIT
COM
464287564
2336
24408
SH
SOLE
0
0
24408
iShares Core S&P Mid-Cap
COM
464287507
3434
20681
SH
SOLE
0
0
20681
iShares Global Healthcare
COM
464287325
3299
58226
SH
SOLE
0
0
58226
iShares Global Tech ETF
COM
464287291
1599
11100
SH
SOLE
0
0
11100
iShares MSCI EAFE
COM
464287465
870
14798
SH
SOLE
0
0
14798
iShares MSCI EAFE Small-Cap
COM
464288273
3402
65659
SH
SOLE
0
0
65659
iShares MSCI EMU
COM
464286608
2903
82792
SH
SOLE
0
0
82792
iShares MSCI Japan
COM
46434G822
1260
24850
SH
SOLE
0
0
24850
Ishares Msci Japan Index
COM
46434G822
101
2000
SH
DFND
2000
0
0
iShares MSCI USA Minimum Volatility
COM
46429B697
162
3085
SH
SOLE
0
0
3085
iShares Russell 1000
COM
464287622
2839
20469
SH
SOLE
0
0
20469
iShares Russell 2000
COM
464287655
968
7231
SH
SOLE
0
0
7231
iShares Russell Mid-Cap
COM
464287499
1954
42043
SH
SOLE
0
0
42043
iShares Select Dividend
COM
464287168
3133
35085
SH
SOLE
0
0
35085
James Hardie Ind Plc Adr
ADR
47030M106
294
25000
SH
DFND
25000
0
0
Jernigan Capital Inc
COM
476405105
109
5500
SH
DFND
5500
0
0
JH Financial Opportunities Common
COM
409735206
2746
98328
SH
SOLE
0
0
98328
JHancock Multifactor Large Cap ETF
COM
47804J107
910
28380
SH
SOLE
0
0
28380
Johnson & Johnson
COM
478160104
2389
18510
SH
SOLE
0
0
18510
Kajima Corp - Adr
ADR
483111209
130
10000
SH
DFND
10000
0
0
Kvh Industries
COM
482738101
309
30000
SH
DFND
30000
0
0
Ladder Capital Corp
COM
505743104
140
9034
SH
DFND
9034
0
0
Lend Lease Corp Ltd - Adr
ADR
526023205
96
11900
SH
DFND
11900
0
0
Lennox Intl Inc
COM
526107107
372
1700
SH
DFND
1700
0
0
Lowe s Companies Inc
COM
548661107
1999
21646
SH
SOLE
0
0
21646
Lowe'S Cos Inc
COM
548661107
240
2600
SH
DFND
2600
0
0
Market Vectors Africa
COM
92189F866
183
9295
SH
DFND
9295
0
0
MetLife Inc
COM
59156R108
1411
34375
SH
SOLE
0
0
34375
Microsoft Corp
COM
594918104
203
2000
SH
SOLE
0
0
2000
Miller Ind Inc/Tenn
COM
600551204
486
18000
SH
DFND
18000
0
0
National Retail
COM
637417106
194
4000
SH
DFND
4000
0
0
National Western Life Insurance
COM
638517102
3259
10838
SH
SOLE
0
0
10838
Nestle-Adr (Reg)
ADR
641069406
466
5750
SH
DFND
5750
0
0
Netapp Inc
COM
64110D104
537
9000
SH
DFND
9000
0
0
New Residential Invmt
COM
64828T201
142
10000
SH
DFND
10000
0
0
Nice Systems-Adr
ADR
653656108
595
5500
SH
DFND
5500
0
0
Nidec Corp-Adr
ADR
654090109
421
15000
SH
DFND
15000
0
0
Norfolk Southern
COM
655844108
523
3500
SH
DFND
3500
0
0
Northwest Natural Hldg Co
COM
66765N105
181
3000
SH
DFND
3000
0
0
Novartis AG
COM
66987V109
2009
23417
SH
SOLE
0
0
23417
Nvr Inc
COM
62944T105
122
50
SH
DFND
50
0
0
Old Republic International Corp
COM
680223104
1375
66826
SH
SOLE
0
0
66826
Orbcomm Inc
COM
68555P100
165
20000
SH
DFND
20000
0
0
Pearson Plc
ADR
705015105
239
20000
SH
DFND
20000
0
0
Pebblebrook Hotel Trust
COM
70509V100
142
5000
SH
DFND
5000
0
0
Phillips 66 Com
COM
718546104
1375
15958
SH
SOLE
0
0
15958
Porsche Automobil Hldg
ADR
73328P106
87
15000
SH
DFND
15000
0
0
Procter & Gamble
COM
742718109
322
3500
SH
DFND
3500
0
0
Prologis Inc
COM
74340W103
117
2000
SH
DFND
2000
0
0
Qualcomm Inc
COM
747525103
294
5160
SH
SOLE
0
0
5160
Regions Financial Corp
COM
7591EP100
241
18000
SH
DFND
18000
0
0
RGC Resources
COM
74955L103
1017
33944
SH
SOLE
0
0
33944
Roche Hldgs-Adr
ADR
771195104
373
12000
SH
DFND
12000
0
0
Royce Micro Cap Trust Common
COM
780915104
2369
319302
SH
SOLE
0
0
319302
Royce Value Trust Common
COM
780910105
132
11213
SH
SOLE
0
0
11213
Ryman Hospitality Prop
COM
78377T107
202
3024
SH
DFND
3024
0
0
Sba Communications Corp
COM
78410G104
324
2000
SH
DFND
2000
0
0
Schwab Emerging Markets Equity ETF(TM)
COM
808524706
257
10910
SH
SOLE
0
0
10910
Schwab Fundamental US Large Company ETF
COM
808524771
1777
52302
SH
SOLE
0
0
52302
Schwab International Equity ETF(TM)
COM
808524805
1039
36647
SH
SOLE
0
0
36647
Schwab US Mid-Cap ETF(TM)
COM
808524508
1242
25912
SH
SOLE
0
0
25912
Schwab US Small-Cap ETF(TM)
COM
808524607
1173
19324
SH
SOLE
0
0
19324
Shoprite Holdings - Adr
ADR
82510E209
319
24000
SH
DFND
24000
0
0
Siemens Ag-Adr
ADR
826197501
393
7000
SH
DFND
7000
0
0
Skyworks Solutio
COM
83088M102
268
4000
SH
DFND
4000
0
0
Sl Green Realty
COM
78440X101
215
2720
SH
DFND
2720
0
0
Sony Corp Adr
ADR
835699307
241
5000
SH
DFND
5000
0
0
Sony Corp Adr
ADR
835699307
145
3000
SH
DFND
3000
0
0
SPDR(R) S&P MidCap 400 ETF
COM
78467Y107
418
1380
SH
SOLE
0
0
1380
Stag Industrial Inc
COM
85254J102
149
6000
SH
DFND
6000
0
0
Standard Bank Group - Adr
ADR
853118206
112
8800
SH
DFND
8800
0
0
Store Capital
COM
862121100
215
7600
SH
DFND
7600
0
0
Stryker Corporation
COM
863667101
2514
16040
SH
SOLE
0
0
16040
Summit Hotel Properties
COM
866082100
114
11700
SH
DFND
11700
0
0
Summit Materials, Inc.
COM
86614U100
106
8535
SH
DFND
8535
0
0
Texas Instruments Inc
COM
882508104
236
2500
SH
SOLE
0
0
2500
Thermo Fisher
COM
883556102
448
2000
SH
DFND
2000
0
0
Toll Brothers
COM
889478103
148
4500
SH
DFND
4500
0
0
Toyota Motor -Spon Adr
ADR
892331307
116
1000
SH
DFND
1000
0
0
Twenty-First Century Fox Inc
COM
90130A101
567
11788
SH
SOLE
0
0
11788
Tyson Foods Inc
COM
902494103
1128
21133
SH
SOLE
0
0
21133
UDR Inc
COM
902653104
394
9951
SH
SOLE
0
0
9951
Umpqua Holdings
COM
904214103
127
8000
SH
DFND
8000
0
0
Unilever Nv-Nys
ADR
904784709
484
9000
SH
DFND
9000
0
0
United Therapeut
COM
91307C102
299
2750
SH
DFND
2750
0
0
Valmont Industries Inc
COM
920253101
2609
23514
SH
SOLE
0
0
23514
Vanguard Energy ETF
COM
92204A306
164
2130
SH
SOLE
0
0
2130
Vanguard FTSE Developed Markets ETF
COM
921943858
7214
194444
SH
SOLE
0
0
194444
Vanguard FTSE Emerging Markets ETF
COM
922042858
836
21935
SH
SOLE
0
0
21935
Vanguard High Dividend Yield ETF
COM
921946406
791
10138
SH
SOLE
0
0
10138
Vanguard Information Technology ETF
COM
92204A702
7258
43504
SH
SOLE
0
0
43504
Vanguard S&P 500 ETF
COM
922908363
301
1310
SH
SOLE
0
0
1310
Ventas Inc
COM
92276F100
161
2750
SH
DFND
2750
0
0
Verizon Communications Inc
COM
92343V104
204
3631
SH
SOLE
0
0
3631
Visa Inc Class A
COM
92826C839
239
1811
SH
SOLE
0
0
1811
Voya Asia Pacific High Dividend Eq Inc
COM
92912J102
1315
154120
SH
SOLE
0
0
154120
Voya Financial Inc
COM
929089100
1986
49485
SH
SOLE
0
0
49485
Washington Reit
COM
939653101
138
6000
SH
DFND
6000
0
0
Wells Fargo & Co
COM
949746101
192
4161
SH
DFND
4161
0
0
Weyerhaeuser Co
COM
962166104
109
5000
SH
DFND
5000
0
0
Williams Companies Inc
COM
969457100
1083
49110
SH
SOLE
0
0
49110
Wp Carey Inc
COM
92936U109
292
4470
SH
DFND
4470
0
0
Wpx Energy Inc
COM
98212B103
260
22944
SH
SOLE
0
0
22944