0001104659-22-060375.txt : 20220513
0001104659-22-060375.hdr.sgml : 20220513
20220513162556
ACCESSION NUMBER: 0001104659-22-060375
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220513
DATE AS OF CHANGE: 20220513
EFFECTIVENESS DATE: 20220513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 22923152
BUSINESS ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166402
XXXXXXXX
03-31-2022
03-31-2022
false
FCA CORP /TX
791 Town & Country Blvd, Suite 250
Houston
TX
77024
13F HOLDINGS REPORT
028-10019
N
William LeVay
Chief Compliance Officer
713-781-2856
/s/ William LeVay
Houston
TX
05-13-2022
0
202
286523
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
1678
11271
SH
SOLE
0
0
11271
ADAMS DIVERSIFIED EQUITY
COM
006212104
3419
185425
SH
SOLE
0
0
185425
ADAMS NATURAL RESOURCES FUND
COM
00548F105
1844
88116
SH
SOLE
0
0
88116
ADVENT CONVERT & INCOME
COM
00764C109
1131
72207
SH
SOLE
0
0
72207
AIR PRODUCTS & CHEMICALS INC
ADR
009158106
1006
4024
SH
SOLE
0
0
4024
ALEXANDRIA REAL ESTATE EQUIT
COM
015271109
574
2850
SH
DFND
2850
0
0
ALLSTATE CORP
COM
020002101
2834
20459
SH
SOLE
0
0
20459
AMCOR PLC
COM
G0250X107
295
26000
SH
DFND
26000
0
0
AMERICA MOVIL-SPN ADR CL L
ADR
02364W105
212
10000
SH
DFND
10000
0
0
AMERICAN BUSINESS BANK
COM
02475L105
608
14635
SH
SOLE
0
0
14635
AMERICAN TOWER CORP
COM
03027X100
628
2500
SH
DFND
2500
0
0
AMERICAN TOWER CORP
COM
03027X100
8
33
SH
SOLE
0
0
33
AMGEN INC
COM
031162100
3789
15668
SH
SOLE
0
0
15668
AMYRIS INC
COM
03236M200
48
11000
SH
SOLE
0
0
11000
APPLE INC
COM
037833100
1013
5800
SH
DFND
5800
0
0
APPLE INC
COM
037833100
328
1879
SH
SOLE
0
0
1879
ARES COMMERCIAL REAL ESTATE
COM
04013V108
155
10000
SH
DFND
10000
0
0
ARKEMA-SPONSORED ADR
ADR
041232109
495
4130
SH
DFND
4130
0
0
ARTESIAN RESOURCES CORP-CL A
COM
043113208
3526
72635
SH
SOLE
0
0
72635
ASTRAZENECA PLC-SPONS ADR
ADR
046353108
531
8000
SH
DFND
8000
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
337
1483
SH
SOLE
0
0
1483
BANK OF AMERICA CORP
COM
060505104
770
18684
SH
SOLE
0
0
18684
BOSTON PROPERTIES INC
COM
101121101
316
2450
SH
DFND
2450
0
0
BRASILAGRO-CIA BRA - SPN ADR
ADR
10554B104
118
17432
SH
DFND
17432
0
0
BUSHVELD MINERALS LTD
COM
G1340T106
24
148261
SH
SOLE
0
0
148261
CATERPILLAR INC
COM
149123101
267
1200
SH
DFND
1200
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
159
30000
SH
DFND
30000
0
0
CHASE CORP
COM
16150R104
3044
35028
SH
SOLE
0
0
35028
CHEVRON CORP
COM
166764100
570
3500
SH
DFND
3500
0
0
CHEVRON CORP
COM
166764100
43
267
SH
SOLE
0
0
267
CIA CERVECERIAS UNI-SPON ADR
ADR
204429104
215
14401
SH
DFND
14401
0
0
CISCO SYSTEMS INC
COM
17275R102
1352
24238
SH
SOLE
0
0
24238
CMC MATERIALS INC
COM
12571T100
1887
10176
SH
SOLE
0
0
10176
COCA-COLA CO/THE
COM
191216100
229
3693
SH
SOLE
0
0
3693
COMM SERV SELECT SECTOR SPDR
COM
81369Y852
881
12813
SH
SOLE
0
0
12813
COMMERCIAL INTL BANK-GDR REG
COM
201712205
38
16333
SH
DFND
16333
0
0
CONSUMER DISCRETIONARY SELT
COM
81369Y407
6507
35173
SH
SOLE
0
0
35173
CONSUMER STAPLES SPDR
COM
81369Y308
4217
55566
SH
SOLE
0
0
55566
COPA HOLDINGS SA-CLASS A
COM
P31076105
251
3000
SH
DFND
3000
0
0
COTERRA ENERGY INC
COM
127097103
1981
73438
SH
SOLE
0
0
73438
CROWN CASTLE INTL CORP
COM
22822V101
369
2000
SH
DFND
2000
0
0
CSX CORP
COM
126408103
4291
114590
SH
SOLE
0
0
114590
CVS HEALTH CORP
COM
126650100
2035
20109
SH
SOLE
0
0
20109
CYRELA BRAZIL REALTY-SPO ADR
ADR
23282C401
161
44000
SH
DFND
44000
0
0
DANSKE BANK A/S - SPON ADR
ADR
236363206
123
15000
SH
DFND
15000
0
0
DENTSPLY SIRONA INC
COM
24906P109
246
5000
SH
DFND
5000
0
0
DEVON ENERGY CORP
COM
25179M103
595
10058
SH
SOLE
0
0
10058
DIAGEO PLC-SPONSORED ADR
ADR
25243Q205
569
2800
SH
DFND
2800
0
0
DIGITAL REALTY TRUST INC
COM
253868103
478
3368
SH
DFND
3368
0
0
DR HORTON INC
COM
23331A109
373
5000
SH
DFND
5000
0
0
DUKE ENERGY CORP
COM
26441C204
264
2362
SH
SOLE
0
0
2362
ELECTRONIC ARTS INC
COM
285512109
253
2000
SH
DFND
2000
0
0
ENERGY SELECT SECTOR SPDR
COM
81369Y506
1133
14816
SH
SOLE
0
0
14816
EVEREST RE GROUP LTD
COM
G3223R108
3137
10409
SH
SOLE
0
0
10409
EXTRA SPACE STORAGE INC
COM
30225T102
514
2500
SH
DFND
2500
0
0
FEDEX CORP
COM
31428X106
347
1500
SH
DFND
1500
0
0
FINANCE OF AMERICA COS INC-A
COM
31738L107
91
30000
SH
DFND
30000
0
0
FIRST SEISMIC CORP
COM
336397104
2
44451
SH
SOLE
0
0
44451
FS BANCORP INC
COM
30263Y104
268
8632
SH
DFND
8632
0
0
GJENSIDIGE FORSIKRING-UN ADR
ADR
37636X101
498
20000
SH
DFND
20000
0
0
GLADSTONE LAND CORP
COM
376549101
353
9700
SH
DFND
9700
0
0
GLASS HOUSE BRANDS INC
COM
377130406
100
20000
SH
SOLE
0
0
20000
GLAXOSMITHKLINE PLC-SPON ADR
ADR
37733W105
370
8500
SH
DFND
8500
0
0
GLOBAL SELF STORAGE INC
COM
37955N106
218
39000
SH
DFND
39000
0
0
GLOBAL X MSCI NIGERIA ETF
COM
37954Y665
105
11100
SH
DFND
11100
0
0
GOLDMAN ACTIVEBETA US LC ETF
COM
381430503
4359
48956
SH
SOLE
0
0
48956
GOLDMAN SACHS ACTIVEBETA INT
COM
381430107
7521
229794
SH
SOLE
0
0
229794
GROUP 1 AUTOMOTIVE INC
COM
398905109
655
3900
SH
DFND
3900
0
0
GRUPO AEROPORTUARIO SUR-ADR
ADR
40051E202
288
1300
SH
DFND
1300
0
0
HANNON ARMSTRONG SUSTAINABLE
COM
41068X100
360
7600
SH
DFND
7600
0
0
HARLEYSVILLE FINANCIAL CORP
COM
41284E100
224
8675
SH
DFND
8675
0
0
HDFC BANK LTD-ADR
ADR
40415F101
491
8000
SH
DFND
8000
0
0
HEMPFUSION WELLNESS INC
COM
423821107
2
22222
SH
SOLE
0
0
22222
INGLES MARKETS INC-CLASS A
COM
457030104
5191
58290
SH
SOLE
0
0
58290
INTEL CORP
COM
458140100
173
3500
SH
DFND
3500
0
0
INTEL CORP
COM
458140100
66
1332
SH
SOLE
0
0
1332
INTERCONTINENTAL HOTELS-ADR
ADR
45857P806
420
6103
SH
DFND
6103
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
1526
11733
SH
SOLE
0
0
11733
INVESCO BULLETSHARES 2022 CO
COM
46138J882
4347
204472
SH
SOLE
0
0
204472
INVESCO BULLETSHARES 2022 HI
COM
46138J874
3109
135700
SH
SOLE
0
0
135700
INVESCO BULLETSHARES 2023 CO
COM
46138J866
7508
355830
SH
SOLE
0
0
355830
INVESCO BULLETSHARES 2023 HI
COM
46138J858
2866
116938
SH
SOLE
0
0
116938
INVESCO BULLETSHARES 2024 CO
COM
46138J841
5013
237945
SH
SOLE
0
0
237945
INVESCO BULLETSHARES 2024 HI
COM
46138J833
2079
87300
SH
SOLE
0
0
87300
INVESCO BULLETSHARES 2025 CO
COM
46138J825
5119
244795
SH
SOLE
0
0
244795
INVESCO BULLETSHARES 2026 CO
COM
46138J791
340
17042
SH
SOLE
0
0
17042
INVESCO S&P 500 EQUAL WEIGHT
COM
46137V357
5114
32426
SH
SOLE
0
0
32426
INVESCO S&P 500 EQUAL WEIGHT
COM
46137V332
3580
11684
SH
SOLE
0
0
11684
INVESCO S&P GLOBAL WATER IND
COM
46138E263
2791
53241
SH
SOLE
0
0
53241
INVESCO VARIABLE RATE PREFER
COM
46138G870
2059
84251
SH
SOLE
0
0
84251
IRON MOUNTAIN INC
COM
46284V101
399
7200
SH
DFND
7200
0
0
IRSA PROPIEDADES COMERCI-ADR
ADR
463588103
35
13486
SH
DFND
13486
0
0
ISHARES CALIFORNIA MUNI BOND
COM
464288356
466
8003
SH
SOLE
0
0
8003
ISHARES CORE MSCI EUROPE ETF
COM
46434V738
3126
58533
SH
SOLE
0
0
58533
ISHARES CORE S&P MIDCAP ETF
COM
464287507
5236
19512
SH
SOLE
0
0
19512
ISHARES FLOATING RATE BOND E
COM
46429B655
5717
113159
SH
SOLE
0
0
113159
ISHARES GLOBAL HEALTHCARE ET
COM
464287325
4437
50641
SH
SOLE
0
0
50641
ISHARES GLOBAL TECH ETF
COM
464287291
3921
67584
SH
SOLE
0
0
67584
ISHARES MSCI EAFE ETF
COM
464287465
867
11780
SH
SOLE
0
0
11780
ISHARES MSCI EAFE SMALL-CAP
COM
464288273
3965
59773
SH
SOLE
0
0
59773
ISHARES MSCI USA MIN VOL FAC
COM
46429B697
244
3150
SH
SOLE
0
0
3150
ISHARES RUSSELL 1000 ETF
COM
464287622
4860
19434
SH
SOLE
0
0
19434
ISHARES RUSSELL 1000 GROWTH
COM
464287614
343
1235
SH
SOLE
0
0
1235
ISHARES RUSSELL 2000 ETF
COM
464287655
1757
8560
SH
SOLE
0
0
8560
ISHARES RUSSELL MID-CAP ETF
COM
464287499
3016
38646
SH
SOLE
0
0
38646
ISHARES SHORT-TERM NATIONAL
COM
464288158
761
7271
SH
SOLE
0
0
7271
ITOCHU CORP-UNSPONSORED ADR
ADR
465717106
230
3400
SH
DFND
3400
0
0
JAMES HARDIE IND PLC-SP ADR
ADR
47030M106
754
25000
SH
DFND
25000
0
0
JOHN HANCOCK FINANCIAL OPPOR
COM
409735206
3410
84828
SH
SOLE
0
0
84828
JOHN HANCOCK MULTI FACT LRG
COM
47804J107
1479
26081
SH
SOLE
0
0
26081
JOHNSON & JOHNSON
COM
478160104
3062
17275
SH
SOLE
0
0
17275
JPMORGAN CHASE & CO
COM
46625H100
286
2100
SH
DFND
2100
0
0
JPMORGAN ULTRA-SHORT INCOME
COM
46641Q837
638
12687
SH
SOLE
0
0
12687
KAJIMA CORP-UNSPONSORED ADR
ADR
483111209
120
10000
SH
DFND
10000
0
0
KINGFISHER PLC-SPONS ADR
ADR
495724403
67
10000
SH
DFND
10000
0
0
KITE REALTY GROUP TRUST
COM
49803T300
205
9000
SH
DFND
9000
0
0
KVH INDUSTRIES INC
COM
482738101
273
30000
SH
DFND
30000
0
0
LADDER CAPITAL CORP-REIT
COM
505743104
223
18804
SH
DFND
18804
0
0
LENDLEASE GROUP - SPON ADR
ADR
526023205
101
11900
SH
DFND
11900
0
0
LENNAR CORP-A
COM
526057104
325
4000
SH
DFND
4000
0
0
LENNOX INTERNATIONAL INC
COM
526107107
438
1700
SH
DFND
1700
0
0
LOCKHEED MARTIN CORP
COM
539830109
1940
4395
SH
SOLE
0
0
4395
LOWE'S COS INC
COM
548661107
526
2600
SH
DFND
2600
0
0
LOWE'S COS INC
COM
548661107
3376
16698
SH
SOLE
0
0
16698
MAINSTAY CBRE GLBL INFR MEGA
COM
56064Q107
1172
61813
SH
SOLE
0
0
61813
METLIFE INC
COM
59156R108
2226
31678
SH
SOLE
0
0
31678
MICROSOFT CORP
COM
594918104
462
1500
SH
DFND
1500
0
0
MICROSOFT CORP
COM
594918104
940
3050
SH
SOLE
0
0
3050
MILLER INDUSTRIES INC/TENN
COM
600551204
507
18000
SH
DFND
18000
0
0
MTN GROUP LTD-SPONS ADR
ADR
62474M108
164
12500
SH
DFND
12500
0
0
NATIONAL WESTERN LIFE GROU-A
COM
638517102
2091
9936
SH
SOLE
0
0
9936
NESTLE SA-SPONS ADR
ADR
641069406
618
4750
SH
DFND
4750
0
0
NESTLE SA-SPONS ADR
ADR
641069406
46
350
SH
SOLE
0
0
350
NETAPP INC
COM
64110D104
664
8000
SH
DFND
8000
0
0
NICE LTD - SPON ADR
ADR
653656108
591
2700
SH
DFND
2700
0
0
NIDEC CORPORATION-SPON ADR
ADR
654090109
416
21000
SH
DFND
21000
0
0
NORFOLK SOUTHERN CORP
COM
655844108
799
2800
SH
DFND
2800
0
0
NOVARTIS AG-SPONSORED ADR
ADR
66987V109
1860
21191
SH
SOLE
0
0
21191
NOVO-NORDISK A/S-SPONS ADR
ADR
670100205
222
2000
SH
DFND
2000
0
0
NUVEEN INT DUR MUNI TERM FD
COM
670671106
1515
109358
SH
SOLE
0
0
109358
NUVEEN PREFERRED & INCOME SE
COM
67072C105
216
25690
SH
SOLE
0
0
25690
NVR INC
COM
62944T105
223
50
SH
DFND
50
0
0
NXP SEMICONDUCTORS NV
COM
N6596X109
2069
11178
SH
SOLE
0
0
11178
OLD REPUBLIC INTL CORP
COM
680223104
2301
88940
SH
SOLE
0
0
88940
OSISKO GOLD ROYALTIES LTD
COM
68827L101
490
37162
SH
SOLE
0
0
37162
PEARSON PLC-SPONSORED ADR
ADR
705015105
199
20000
SH
DFND
20000
0
0
PIMCO ENHANCED SHORT MATURIT
COM
72201R833
1286
12842
SH
SOLE
0
0
12842
PLEXUS CORP
COM
729132100
1093
13355
SH
SOLE
0
0
13355
PORSCHE AUTOMOBIL-UNSP ADR
ADR
73328P106
240
25000
SH
DFND
25000
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
474
3100
SH
DFND
3100
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
168
1100
SH
SOLE
0
0
1100
PROLOGIS INC
COM
74340W103
323
2000
SH
DFND
2000
0
0
QUALCOMM INC
COM
747525103
858
5613
SH
SOLE
0
0
5613
RGC RESOURCES INC
COM
74955L103
610
28529
SH
SOLE
0
0
28529
ROCHE HOLDINGS LTD-SPONS ADR
ADR
771195104
593
12000
SH
DFND
12000
0
0
ROYCE MICRO-CAP TRUST INC
COM
780915104
2859
271747
SH
SOLE
0
0
271747
ROYCE VALUE TRUST
COM
780910105
235
13821
SH
SOLE
0
0
13821
SBA COMMUNICATIONS CORP
COM
78410G104
688
2000
SH
DFND
2000
0
0
SBA COMMUNICATIONS CORP
COM
78410G104
6
16
SH
SOLE
0
0
16
SCHWAB FUNDAMENTAL LARGE CAP
COM
808524771
3044
52036
SH
SOLE
0
0
52036
SCHWAB INTL EQUITY ETF
COM
808524805
533
14514
SH
SOLE
0
0
14514
SCHWAB US MID CAP ETF
COM
808524508
698
9197
SH
SOLE
0
0
9197
SCHWAB US SMALL-CAP ETF
COM
808524607
666
14055
SH
SOLE
0
0
14055
SHOPRITE HOLDINGS-SPN ADR
ADR
82510E209
536
33000
SH
DFND
33000
0
0
SIEMENS AG-SPONS ADR
ADR
826197501
484
7000
SH
DFND
7000
0
0
SIEMENS AG-SPONS ADR
ADR
826197501
22
320
SH
SOLE
0
0
320
SKYWORKS SOLUTIONS INC
COM
83088M102
480
3600
SH
DFND
3600
0
0
SONOS INC
COM
83570H108
5771
204515
SH
SOLE
0
0
204515
SONY GROUP CORP - SP ADR
ADR
835699307
585
5700
SH
DFND
5700
0
0
SPDR PORT SHRT TRM CORP BND
COM
78464A474
1327
44040
SH
SOLE
0
0
44040
SPDR S&P 500 ETF TRUST
COM
78462F103
747
1654
SH
SOLE
0
0
1654
SPDR S&P MIDCAP 400 ETF TRST
COM
78467Y107
677
1380
SH
SOLE
0
0
1380
STAG INDUSTRIAL INC
COM
85254J102
248
6000
SH
DFND
6000
0
0
STANDARD BANK GROUP-SPON ADR
ADR
853118206
128
10200
SH
DFND
10200
0
0
STORE CAPITAL CORP
COM
862121100
222
7600
SH
DFND
7600
0
0
STRYKER CORP
COM
863667101
3671
13730
SH
SOLE
0
0
13730
SUMMIT MATERIALS INC -CL A
COM
86614U100
265
8535
SH
DFND
8535
0
0
TECHTRONIC INDUSTRIES-SP ADR
ADR
87873R101
238
3000
SH
DFND
3000
0
0
TECNOGLASS INC
COM
G87264100
647
25634
SH
DFND
25634
0
0
TEMPLETON EMERGING MKTS FND
COM
880191101
1835
133481
SH
SOLE
0
0
133481
THERMO FISHER SCIENTIFIC INC
COM
883556102
856
1450
SH
DFND
1450
0
0
UDR INC
COM
902653104
571
9951
SH
SOLE
0
0
9951
ULTRA CLEAN HOLDINGS INC
COM
90385V107
1874
44204
SH
SOLE
0
0
44204
UNILEVER PLC-SPONSORED ADR
ADR
904767704
410
9000
SH
DFND
9000
0
0
UNILEVER PLC-SPONSORED ADR
ADR
904767704
32
700
SH
SOLE
0
0
700
UNITED MICROELECTRON-SP ADR
ADR
910873405
201
22000
SH
DFND
22000
0
0
VALMONT INDUSTRIES
COM
920253101
3649
15293
SH
SOLE
0
0
15293
VANGUARD ENERGY ETF
COM
92204A306
1531
14305
SH
SOLE
0
0
14305
VANGUARD FTSE DEVELOPED ETF
COM
921943858
8682
180759
SH
SOLE
0
0
180759
VANGUARD FTSE EMERGING MARKE
COM
922042858
1284
27831
SH
SOLE
0
0
27831
VANGUARD HIGH DVD YIELD ETF
COM
921946406
1489
13266
SH
SOLE
0
0
13266
VANGUARD INFO TECH ETF
COM
92204A702
9490
22786
SH
SOLE
0
0
22786
VANGUARD S/T CORP BOND ETF
COM
92206C409
3988
51069
SH
SOLE
0
0
51069
VISA INC-CLASS A SHARES
COM
92826C839
770
3474
SH
SOLE
0
0
3474
VMWARE INC-CLASS A
COM
928563402
950
8339
SH
SOLE
0
0
8339
VOYA FINANCIAL INC
COM
929089100
2848
42923
SH
SOLE
0
0
42923
WALT DISNEY CO/THE
COM
254687106
411
3000
SH
DFND
3000
0
0
WALT DISNEY CO/THE
COM
254687106
45
326
SH
SOLE
0
0
326
WESTERN ASSET GL CORP DEF OP
COM
95790C107
3367
226577
SH
SOLE
0
0
226577
WESTERN ASSET HI INC OPPORT
COM
95766K109
4045
904945
SH
SOLE
0
0
904945
WILLIAMS COS INC
COM
969457100
1599
47860
SH
SOLE
0
0
47860
WP CAREY INC
COM
92936U109
361
4470
SH
DFND
4470
0
0