0001104659-20-094585.txt : 20200813
0001104659-20-094585.hdr.sgml : 20200813
20200813140651
ACCESSION NUMBER: 0001104659-20-094585
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200813
DATE AS OF CHANGE: 20200813
EFFECTIVENESS DATE: 20200813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FCA CORP /TX
CENTRAL INDEX KEY: 0001166402
IRS NUMBER: 760076528
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10019
FILM NUMBER: 201098681
BUSINESS ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77057
BUSINESS PHONE: 7137812856
MAIL ADDRESS:
STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77024
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166402
XXXXXXXX
06-30-2020
06-30-2020
false
FCA CORP /TX
791 Town & Country Blvd, Suite 250
Houston
TX
77024
13F HOLDINGS REPORT
028-10019
N
William Levay
Chief Compliance Officer
713-781-2856
/s/ William Levay
Houston
TX
08-13-2020
0
153
262387
INFORMATION TABLE
2
infotable.xml
3M Co
COM
88579Y101
2765
17725
SH
SOLE
0
0
17725
Alexandria Real
COM
015271109
300
1850
SH
DFND
1850
0
0
Allstate Corp
COM
020002101
2169
22365
SH
SOLE
0
0
22365
American Tower-A
ADR
03027X100
646
2500
SH
DFND
2500
0
0
Amgen Inc
COM
031162100
4354
18461
SH
SOLE
0
0
18461
Apple Inc
COM
037833100
1511
4142
SH
SOLE
0
0
4142
Apple Inc
COM
037833100
1094
3000
SH
DFND
3000
0
0
Artesian Resource Corp
COM
043113208
3054
84146
SH
SOLE
0
0
84146
Astrazeneca-Adr
ADR
046353108
423
8000
SH
DFND
8000
0
0
At&T Inc
COM
00206R102
253
8373
SH
SOLE
0
0
8373
Automatic Data Processing
COM
053015103
221
1483
SH
SOLE
0
0
1483
Avalonbay Commun
COM
053484101
201
1300
SH
DFND
1300
0
0
Bank Of America Corporation
COM
060505104
469
19736
SH
SOLE
0
0
19736
Beasley Broadcast Grp Inc
COM
074014101
80
33000
SH
DFND
33000
0
0
Blackrock Intern L Grth & Inc Common
COM
092524107
2812
547014
SH
SOLE
0
0
547014
Blackrock Muniyield Qty Iii
COM
09254E103
1140
87547
SH
SOLE
0
0
87547
Cabot Microelectronics Corp
COM
12709P103
1338
9590
SH
SOLE
0
0
9590
Chase Corp
COM
16150R104
5343
52124
SH
SOLE
0
0
52124
Chevron Corp
COM
166764100
312
3500
SH
DFND
3500
0
0
Cimarex Energy Co
COM
171798101
915
33293
SH
SOLE
0
0
33293
Commercial Metals Co
COM
201723103
247
12127
SH
SOLE
0
0
12127
Compania Cervecerias -Adr
ADR
204429104
306
21401
SH
DFND
21401
0
0
Consumer Discret Sel Sect Spdr(R) Etf
COM
81369Y407
5239
41026
SH
SOLE
0
0
41026
Consumer Staples Select Sector Spdr(R) Etf
COM
81369Y308
3648
62214
SH
SOLE
0
0
62214
Crown Castle Int
COM
22822V101
335
2000
SH
DFND
2000
0
0
Csx Corp
COM
126408103
4398
63059
SH
SOLE
0
0
63059
Cvs Health Corp
COM
126650100
1394
21454
SH
SOLE
0
0
21454
Cyrusone, Inc.
COM
23283R100
378
5200
SH
DFND
5200
0
0
Dentsply Sirona Inc
COM
24906P109
220
5000
SH
DFND
5000
0
0
Diageo Plc-Adr
ADR
25243Q205
376
2800
SH
DFND
2800
0
0
Digital Realty
COM
253868103
479
3368
SH
DFND
3368
0
0
Dr Horton Inc
COM
23331A109
277
5000
SH
DFND
5000
0
0
Electronic Arts
COM
285512109
264
2000
SH
DFND
2000
0
0
Energy Select Sector Spdr(R) Etf
COM
81369Y506
744
19647
SH
SOLE
0
0
19647
Enterprise Products Partners Lp
COM
293792107
1228
67568
SH
SOLE
0
0
67568
Essex Property
COM
297178105
206
900
SH
DFND
900
0
0
Everest Re Group Ltd
COM
G3223R108
2535
12295
SH
SOLE
0
0
12295
Extra Space Stor
COM
30225T102
231
2500
SH
DFND
2500
0
0
Exxon Mobil Corporation
COM
30231G102
1225
27392
SH
SOLE
0
0
27392
Foundation Building
COM
350392106
156
10000
SH
DFND
10000
0
0
Galapagos Nv
COM
36315X101
296
1500
SH
DFND
1500
0
0
Glaxosmithkl-Adr
ADR
37733W105
347
8500
SH
DFND
8500
0
0
Global Self Storage Inc
COM
37955N106
102
26000
SH
DFND
26000
0
0
Goldman Sachs Activebeta(R) Intl Eq Etf
COM
381430107
7703
289680
SH
SOLE
0
0
289680
Goldman Sachs Activebeta(R) Us Lgcp Eq Etf
COM
381430503
4607
73587
SH
SOLE
0
0
73587
Granite Point Mortgage
COM
38741L107
86
12000
SH
DFND
12000
0
0
Group 1 Automoti
COM
398905109
264
4000
SH
DFND
4000
0
0
Hannon Armstrong
COM
41068X100
216
7600
SH
DFND
7600
0
0
Hdfc Bank Ltd - Adr
ADR
40415F101
364
8000
SH
DFND
8000
0
0
Ingles Markets Inc
COM
457030104
3718
86333
SH
SOLE
0
0
86333
Inseego Corp
COM
45782B104
139
12000
SH
SOLE
0
0
12000
Intel Corp
COM
458140100
209
3500
SH
DFND
3500
0
0
Intercontinental Hotels
COM
45857P806
271
6103
SH
DFND
6103
0
0
Invesco Bulletshares 2023 Corp Bd Etf
COM
46138J866
7013
322310
SH
SOLE
0
0
322310
Invesco Bulletshares 2023 Hy Corp Bd Etf
COM
46138J858
3248
135466
SH
SOLE
0
0
135466
Invesco Bulletshares 2024 Corp Bd Etf
COM
46138J841
3831
173812
SH
SOLE
0
0
173812
Invesco Bulletshares 2025 Corp Bd Etf
COM
46138J825
4747
213627
SH
SOLE
0
0
213627
Invesco Muni Opps. Trust Common
COM
46132C107
1102
92959
SH
SOLE
0
0
92959
Invesco S&P 500(R) Eq Weight Hc Etf
COM
46137V332
4411
19847
SH
SOLE
0
0
19847
Invesco S&P 500(R) Equal Weight Etf
COM
46137V357
4162
40896
SH
SOLE
0
0
40896
Invesco S&P Global Water Index Etf
COM
46138E263
2102
56226
SH
SOLE
0
0
56226
Ishares 0-5 Year High Yield Corp Bd
COM
46434V407
218
5075
SH
SOLE
0
0
5075
Ishares Cali Amt-Free Muni Bond
COM
464288356
551
8864
SH
SOLE
0
0
8864
Ishares Cohen & Steers Reit
COM
464287564
2374
23529
SH
SOLE
0
0
23529
Ishares Core S&P Mid-Cap
COM
464287507
3818
21469
SH
SOLE
0
0
21469
Ishares Core Us Aggregate Bond
COM
464287226
2034
17209
SH
SOLE
0
0
17209
Ishares Floating Rate Bond
COM
46429B655
6342
125370
SH
SOLE
0
0
125370
Ishares Global Healthcare
COM
464287325
3903
56749
SH
SOLE
0
0
56749
Ishares Global Tech Etf
COM
464287291
2809
11926
SH
SOLE
0
0
11926
Ishares Iboxx $ Invst Grade Crp Bond
COM
464287242
2118
15744
SH
SOLE
0
0
15744
Ishares Mbs
COM
464288588
1883
17014
SH
SOLE
0
0
17014
Ishares Msci Eafe
COM
464287465
897
14733
SH
SOLE
0
0
14733
Ishares Msci Eafe Small-Cap
COM
464288273
3621
67539
SH
SOLE
0
0
67539
Ishares National Amt-Free Muni Bond
COM
464288414
1409
12206
SH
SOLE
0
0
12206
Ishares Russell 1000
COM
464287622
5054
29440
SH
SOLE
0
0
29440
Ishares Russell 1000 Growth
COM
464287614
237
1235
SH
SOLE
0
0
1235
Ishares Russell 2000
COM
464287655
1861
12999
SH
SOLE
0
0
12999
Ishares Russell Mid-Cap
COM
464287499
3303
61630
SH
SOLE
0
0
61630
Ishares Select Dividend
COM
464287168
2732
33847
SH
SOLE
0
0
33847
Ishares Short-Term National Muni Bond
COM
464288158
784
7265
SH
SOLE
0
0
7265
James Hardie Ind Plc Adr
ADR
47030M106
481
25000
SH
DFND
25000
0
0
Jh Financial Opportunities Common
COM
409735206
2188
95348
SH
SOLE
0
0
95348
Jhancock Multifactor Large Cap Etf
COM
47804J107
1236
32231
SH
SOLE
0
0
32231
Johnson & Johnson
COM
478160104
3001
21341
SH
SOLE
0
0
21341
Jpmorgan Ultra-Short Income Etf
COM
46641Q837
1580
31153
SH
SOLE
0
0
31153
Kvh Industries
COM
482738101
268
30000
SH
DFND
30000
0
0
Lennar Corp-A
ADR
526057104
246
4000
SH
DFND
4000
0
0
Lennox Intl Inc
COM
526107107
396
1700
SH
DFND
1700
0
0
Lowe S Companies Inc
COM
548661107
2399
17758
SH
SOLE
0
0
17758
Lowe'S Cos Inc
COM
548661107
351
2600
SH
DFND
2600
0
0
Metlife Inc
COM
59156R108
1263
34581
SH
SOLE
0
0
34581
Microsoft Corp
COM
594918104
305
1500
SH
SOLE
0
0
1500
Microsoft Corp
COM
594918104
815
4003
SH
DFND
4003
0
0
Miller Ind Inc/Tenn
COM
600551204
536
18000
SH
DFND
18000
0
0
National Western Life Insurance
COM
638517102
2150
10581
SH
SOLE
0
0
10581
Netapp Inc
COM
64110D104
399
9000
SH
DFND
9000
0
0
Nice Systems-Adr
ADR
653656108
757
4000
SH
DFND
4000
0
0
Norfolk Southern
COM
655844108
527
3000
SH
DFND
3000
0
0
Novartis Ag
COM
66987V109
2047
23439
SH
SOLE
0
0
23439
Nuveen Intermediate Duration Muni Term
COM
670671106
1777
134532
SH
SOLE
0
0
134532
Nxp Semiconductors Nv
COM
N6596X109
1459
12793
SH
SOLE
0
0
12793
Old Republic International Corp
COM
680223104
1065
65293
SH
SOLE
0
0
65293
Pearson Plc
COM
705015105
145
20000
SH
DFND
20000
0
0
Phillips 66 Com
COM
718546104
1130
15719
SH
SOLE
0
0
15719
Pimco Enhanced Short Maturity Etf
COM
72201R833
1906
18743
SH
SOLE
0
0
18743
Powershrs Bulletshares 2020 Corp Etf
COM
46138J502
1175
55218
SH
SOLE
0
0
55218
Powershrs Bulletshares 2020 Hy Corp Etf
COM
46138J601
942
40462
SH
SOLE
0
0
40462
Powershrs Bulletshares 2021 Corp Etf
COM
46138J700
6308
295201
SH
SOLE
0
0
295201
Powershrs Bulletshares 2022 Corp Etf
COM
46138J882
3936
180393
SH
SOLE
0
0
180393
Powershrs Bulletshares 2022 Hy Corp Etf
COM
46138J874
4142
185719
SH
SOLE
0
0
185719
Procter & Gamble
COM
742718109
418
3500
SH
DFND
3500
0
0
Qualcomm Inc
COM
747525103
495
5429
SH
SOLE
0
0
5429
Redwood Trust
COM
758075402
106
15192
SH
DFND
15192
0
0
Regions Financial Corp
COM
7591EP100
200
18000
SH
DFND
18000
0
0
Rgc Resources
COM
74955L103
722
29888
SH
SOLE
0
0
29888
Royce Micro Cap Trust Common
COM
780915104
2239
311037
SH
SOLE
0
0
311037
Royce Value Trust Common
COM
780910105
155
12350
SH
SOLE
0
0
12350
Sba Communications Corp
COM
78410G104
596
2000
SH
DFND
2000
0
0
Schwab Emerging Markets Equity Etf(TM)
COM
808524706
285
11703
SH
SOLE
0
0
11703
Schwab Fundamental Us Large Company Etf
COM
808524771
2910
79000
SH
SOLE
0
0
79000
Schwab International Equity Etf(TM)
COM
808524805
1193
40104
SH
SOLE
0
0
40104
Schwab Us Aggregate Bond Etf(TM)
COM
808524839
1610
28629
SH
SOLE
0
0
28629
Schwab Us Mid-Cap Etf(TM)
COM
808524508
1430
27170
SH
SOLE
0
0
27170
Schwab Us Small-Cap Etf(TM)
COM
808524607
1353
20705
SH
SOLE
0
0
20705
Skyworks Solutio
COM
83088M102
511
4000
SH
DFND
4000
0
0
Sony Corp Adr
ADR
835699307
346
5000
SH
DFND
5000
0
0
Spdr(R) Blmbg Barclays St Corp Bd Etf
COM
78464A474
1839
58675
SH
SOLE
0
0
58675
Spdr(R) S&P 500 Etf
COM
78462F103
510
1654
SH
SOLE
0
0
1654
Spdr(R) S&P Midcap 400 Etf
COM
78467Y107
448
1380
SH
SOLE
0
0
1380
Stryker Corporation
COM
863667101
2784
15450
SH
SOLE
0
0
15450
Tecnoglass Inc
COM
G87264100
140
25634
SH
DFND
25634
0
0
Templeton Emerging Markets
COM
880191101
2006
146641
SH
SOLE
0
0
146641
Thermo Fisher
COM
883556102
725
2000
SH
DFND
2000
0
0
Tyson Foods Inc
COM
902494103
1245
20855
SH
SOLE
0
0
20855
Udr Inc
COM
902653104
372
9951
SH
SOLE
0
0
9951
Unilever Nv-Nys
COM
904784709
479
9000
SH
DFND
9000
0
0
Valmont Industries Inc
COM
920253101
2726
23993
SH
SOLE
0
0
23993
Vanguard Ftse Developed Markets Etf
COM
921943858
8737
225250
SH
SOLE
0
0
225250
Vanguard Ftse Emerging Markets Etf
COM
922042858
1470
37118
SH
SOLE
0
0
37118
Vanguard High Dividend Yield Etf
COM
921946406
1371
17401
SH
SOLE
0
0
17401
Vanguard Information Technology Etf
COM
92204A702
11920
42769
SH
SOLE
0
0
42769
Vanguard S&P 500 Etf
COM
922908363
415
1463
SH
SOLE
0
0
1463
Vanguard Short-Term Corporate Bond Etf
COM
92206C409
2552
30867
SH
SOLE
0
0
30867
Verizon Communications Inc
COM
92343V104
370
6706
SH
SOLE
0
0
6706
Voya Asia Pacific High Dividend Eq Inc
COM
92912J102
1281
167089
SH
SOLE
0
0
167089
Voya Financial Inc
COM
929089100
2242
48061
SH
SOLE
0
0
48061
Walt Disney Co
COM
254687106
914
8193
SH
SOLE
0
0
8193
Walt Disney Co
COM
254687106
335
3000
SH
DFND
3000
0
0
Western Asset Glb Corp Def Opp Common
COM
95790C107
4087
249529
SH
SOLE
0
0
249529
Western Asset High Income Opp
COM
95766K109
4357
943032
SH
SOLE
0
0
943032
Williams Companies Inc
COM
969457100
938
49304
SH
SOLE
0
0
49304
Wp Carey Inc
COM
92936U109
302
4470
SH
DFND
4470
0
0
Wpx Energy Inc
COM
98212B103
146
22944
SH
SOLE
0
0
22944