0001104659-20-016082.txt : 20200211 0001104659-20-016082.hdr.sgml : 20200211 20200211112134 ACCESSION NUMBER: 0001104659-20-016082 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 EFFECTIVENESS DATE: 20200211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FCA CORP /TX CENTRAL INDEX KEY: 0001166402 IRS NUMBER: 760076528 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10019 FILM NUMBER: 20595022 BUSINESS ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137812856 MAIL ADDRESS: STREET 1: 791 TOWN & COUNTRY BLVD, SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166402 XXXXXXXX 12-31-2019 12-31-2019 false FCA CORP /TX

791 Town & Country Blvd, Suite 250 Houston TX 77024

13F HOLDINGS REPORT 028-10019 N William Levay 713-781-2856 /s/ William Levay Houston TX 02-11-2020 0 175 288227 INFORMATION TABLE 2 infotable.xml 3M Co COM 88579Y101 3058 17335 SH SOLE 0 0 17335 Alexandria Real COM 015271109 299 1850 SH DFND 1850 0 0 Allegiance Bancshares Inc COM 01748H107 201 5334 SH SOLE 0 0 5334 Allstate Corp COM 020002101 2532 22520 SH SOLE 0 0 22520 American Tower-A ADR 03027X100 575 2500 SH DFND 2500 0 0 Amgen Inc COM 031162100 4265 17693 SH SOLE 0 0 17693 Apple Inc COM 037833100 318 1084 SH SOLE 0 0 1084 Apple Inc COM 037833100 318 1084 SH DFND 1084 0 0 Artesian Resource Corp COM 043113208 3148 84611 SH SOLE 0 0 84611 Astrazeneca-Adr ADR 046353108 399 8000 SH DFND 8000 0 0 At&T Inc COM 00206R102 261 6685 SH SOLE 0 0 6685 Automatic Data Processing COM 053015103 256 1500 SH SOLE 0 0 1500 Avalonbay Commun COM 053484101 273 1300 SH DFND 1300 0 0 Bank Of America Corporation COM 060505104 634 17988 SH SOLE 0 0 17988 Beasley Broadcast Grp Inc ADR 074014101 68 22000 SH DFND 22000 0 0 Blackrock Intern L Grth & Inc Common COM 092524107 3313 562525 SH SOLE 0 0 562525 Blackrock Muniyield Qty Iii COM 09254E103 1157 85736 SH SOLE 0 0 85736 Bp Plc-Adr ADR 055622104 521 13816 SH DFND 13816 0 0 Cabot Microelectronics Corp COM 12709P103 1322 9160 SH SOLE 0 0 9160 Chase Corp COM 16150R104 6295 53135 SH SOLE 0 0 53135 Chevron Corp COM 166764100 301 2500 SH DFND 2500 0 0 Cimarex Energy Co COM 171798101 1751 33363 SH SOLE 0 0 33363 Coca-Cola Co COM 191216100 202 3641 SH SOLE 0 0 3641 Commercial Metals Co COM 201723103 281 12627 SH SOLE 0 0 12627 Compania Cervecerias -Adr ADR 204429104 273 14401 SH DFND 14401 0 0 Consumer Discret Sel Sect Spdr Etf COM 81369Y407 5157 41115 SH SOLE 0 0 41115 Consumer Staples Select Sector Spdr Etf COM 81369Y308 3933 62450 SH SOLE 0 0 62450 Covanta Holding Corp COM 22282E102 2286 154014 SH SOLE 0 0 154014 Crown Castle Int COM 22822V101 284 2000 SH DFND 2000 0 0 Csx Corp COM 126408103 4608 63680 SH SOLE 0 0 63680 Cvs Health Corp COM 126650100 1614 21732 SH SOLE 0 0 21732 Cyrusone, Inc. COM 23283R100 340 5200 SH DFND 5200 0 0 Dentsply Sirona Inc COM 24906P109 283 5000 SH DFND 5000 0 0 Diageo Plc-Adr ADR 25243Q205 472 2800 SH DFND 2800 0 0 Digital Realty COM 253868103 256 2141 SH DFND 2141 0 0 Dr Horton Inc COM 23331A109 264 5000 SH DFND 5000 0 0 Duke Energy Corporation COM 26441C204 206 2254 SH SOLE 0 0 2254 Electronic Arts COM 285512109 215 2000 SH DFND 2000 0 0 Energy Select Sector Spdr Etf COM 81369Y506 2260 37647 SH SOLE 0 0 37647 Enterprise Products Partners Lp COM 293792107 1915 67990 SH SOLE 0 0 67990 Essex Property COM 297178105 271 900 SH DFND 900 0 0 Everest Re Group Ltd COM G3223R108 3356 12124 SH SOLE 0 0 12124 Extra Space Stor COM 30225T102 264 2500 SH DFND 2500 0 0 Exxon Mobil Corporation COM 30231G102 1899 27216 SH SOLE 0 0 27216 Foundation Building COM 350392106 194 10000 SH DFND 10000 0 0 Fs Bancorp Inc COM 30263Y104 302 4731 SH DFND 4731 0 0 Galapagos Nv COM 36315X101 310 1500 SH DFND 1500 0 0 Glaxosmithkl-Adr ADR 37733W105 399 8500 SH DFND 8500 0 0 Global Self Storage Inc COM 37955N106 112 26000 SH DFND 26000 0 0 Gold Fields Adr ADR 38059T106 66 10000 SH DFND 10000 0 0 Goldman Sachs Activebeta Intl Eq Etf COM 381430107 8246 272598 SH SOLE 0 0 272598 Goldman Sachs Activebeta Us Lgcp Eq Etf COM 381430503 4250 65724 SH SOLE 0 0 65724 Granite Point Mortgage COM 38741L107 221 12000 SH DFND 12000 0 0 Group 1 Automoti COM 398905109 400 4000 SH DFND 4000 0 0 Grupo Aeroportuario - Adr ADR 40051E202 244 1300 SH DFND 1300 0 0 Grupo Televisa - Adr ADR 40049J206 176 15000 SH DFND 15000 0 0 Hannon Armstrong COM 41068X100 245 7600 SH DFND 7600 0 0 Hdfc Bank Ltd - Adr ADR 40415F101 507 8000 SH DFND 8000 0 0 Ing Groep-Adr ADR 456837103 121 10000 SH DFND 10000 0 0 Ingles Markets Inc COM 457030104 4096 86211 SH SOLE 0 0 86211 Inseego Corp COM 45782B104 88 12000 SH SOLE 0 0 12000 Intel Corp COM 458140100 209 3500 SH DFND 3500 0 0 Intercontinental Hotels ADR 45857P806 282 4103 SH DFND 4103 0 0 Invesco Bulletshares 2023 Corp Bd Etf COM 46138J866 2513 117945 SH SOLE 0 0 117945 Invesco Bulletshares 2023 Hy Corp Bd Etf COM 46138J858 3566 136426 SH SOLE 0 0 136426 Invesco Bulletshares 2024 Corp Bd Etf COM 46138J841 3741 174252 SH SOLE 0 0 174252 Invesco Bulletshares 2025 Corp Bd Etf COM 46138J825 4635 215877 SH SOLE 0 0 215877 Invesco China Real Estate COM 46138E602 234 8500 SH DFND 8500 0 0 Invesco Muni Opps. Trust Common COM 46132C107 1106 89445 SH SOLE 0 0 89445 Invesco S&P 500 Eq Weight Hc Etf COM 46137V332 4434 20019 SH SOLE 0 0 20019 Invesco S&P 500 Equal Weight Etf COM 46137V357 4513 38999 SH SOLE 0 0 38999 Invesco S&P Global Water Index Etf COM 46138E263 2359 57356 SH SOLE 0 0 57356 Iron Mountain Inc. COM 46284V101 229 7200 SH DFND 7200 0 0 Ishares 0-5 Year High Yield Corp Bd COM 46434V407 236 5075 SH SOLE 0 0 5075 Ishares Cali Amt-Free Muni Bond COM 464288356 591 9646 SH SOLE 0 0 9646 Ishares Cohen & Steers Reit COM 464287564 2843 24299 SH SOLE 0 0 24299 Ishares Core S&P Mid-Cap COM 464287507 4291 20848 SH SOLE 0 0 20848 Ishares Core Us Aggregate Bond COM 464287226 1674 14894 SH SOLE 0 0 14894 Ishares Floating Rate Bond COM 46429B655 6362 124945 SH SOLE 0 0 124945 Ishares Global Healthcare COM 464287325 3954 57505 SH SOLE 0 0 57505 Ishares Global Tech Etf COM 464287291 2487 11816 SH SOLE 0 0 11816 Ishares Iboxx $ Invst Grade Crp Bond COM 464287242 1800 14071 SH SOLE 0 0 14071 Ishares Mbs COM 464288588 1624 15024 SH SOLE 0 0 15024 Ishares Msci Eafe COM 464287465 991 14278 SH SOLE 0 0 14278 Ishares Msci Eafe Small-Cap COM 464288273 4188 67246 SH SOLE 0 0 67246 Ishares Msci Usa Minimum Volatility COM 46429B697 204 3107 SH SOLE 0 0 3107 Ishares National Amt-Free Muni Bond COM 464288414 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4000 SH DFND 4000 0 0 Lennox Intl Inc COM 526107107 415 1700 SH DFND 1700 0 0 Lowe S Companies Inc COM 548661107 2366 19758 SH SOLE 0 0 19758 Lowe'S Cos Inc COM 548661107 311 2600 SH DFND 2600 0 0 Metlife Inc COM 59156R108 1740 34144 SH SOLE 0 0 34144 Microsoft Corp COM 594918104 388 2463 SH SOLE 0 0 2463 Microsoft Corp COM 594918104 237 1500 SH DFND 1500 0 0 Miller Ind Inc/Tenn COM 600551204 668 18000 SH DFND 18000 0 0 National Retail COM 637417106 214 4000 SH DFND 4000 0 0 National Western Life Insurance COM 638517102 3098 10650 SH SOLE 0 0 10650 Netapp Inc COM 64110D104 560 9000 SH DFND 9000 0 0 Nice Systems-Adr ADR 653656108 621 4000 SH DFND 4000 0 0 Norfolk Southern COM 655844108 582 3000 SH DFND 3000 0 0 Northwest Natural Hldg Co COM 66765N105 221 3000 SH DFND 3000 0 0 Novartis Ag COM 66987V109 2172 22934 SH SOLE 0 0 22934 Nuveen Intermediate Duration Muni Term COM 670671106 1848 132842 SH SOLE 0 0 132842 Nxp Semiconductors Nv COM N6596X109 1610 12655 SH SOLE 0 0 12655 Old Republic International Corp COM 680223104 1493 66723 SH SOLE 0 0 66723 Pearson Plc COM 705015105 169 20000 SH DFND 20000 0 0 Phillips 66 Com COM 718546104 1771 15899 SH SOLE 0 0 15899 Pimco Enhanced Short Maturity Etf COM 72201R833 1721 16940 SH SOLE 0 0 16940 Powershrs Bulletshares 2020 Corp Etf COM 46138J502 6474 304065 SH SOLE 0 0 304065 Powershrs Bulletshares 2020 Hy Corp Etf COM 46138J601 825 34476 SH SOLE 0 0 34476 Powershrs Bulletshares 2021 Corp Etf COM 46138J700 6198 291786 SH SOLE 0 0 291786 Powershrs Bulletshares 2022 Corp Etf COM 46138J882 3910 181803 SH SOLE 0 0 181803 Powershrs Bulletshares 2022 Hy Corp Etf COM 46138J874 4389 179499 SH SOLE 0 0 179499 Procter & Gamble COM 742718109 437 3500 SH DFND 3500 0 0 Qualcomm Inc COM 747525103 471 5340 SH SOLE 0 0 5340 Redwood Trust COM 758075402 251 15192 SH DFND 15192 0 0 Regions Financial Corp COM 7591EP100 309 18000 SH DFND 18000 0 0 Rgc Resources COM 74955L103 933 32628 SH SOLE 0 0 32628 Royce Micro Cap Trust Common COM 780915104 2870 336067 SH SOLE 0 0 336067 Royce Value Trust Common COM 780910105 175 11873 SH SOLE 0 0 11873 Ryman Hospitality Prop COM 78377T107 262 3024 SH DFND 3024 0 0 Sba Communications Corp COM 78410G104 482 2000 SH DFND 2000 0 0 Schwab Emerging Markets Equity Etf COM 808524706 344 12574 SH SOLE 0 0 12574 Schwab Fundamental Us Large Company Etf COM 808524771 2983 69882 SH SOLE 0 0 69882 Schwab International Equity Etf COM 808524805 1452 43169 SH SOLE 0 0 43169 Schwab Us Aggregate Bond Etf COM 808524839 1568 29348 SH SOLE 0 0 29348 Schwab Us Mid-Cap Etf COM 808524508 1744 28989 SH SOLE 0 0 28989 Schwab Us Small-Cap Etf COM 808524607 1675 22143 SH SOLE 0 0 22143 Skyworks Solutio COM 83088M102 484 4000 SH DFND 4000 0 0 Sony Corp Adr ADR 835699307 272 4000 SH DFND 4000 0 0 Sony Corp Adr ADR 835699307 340 5000 SH DFND 5000 0 0 Spdr Blmbg Barclays St Corp Bd Etf COM 78464A474 1649 53482 SH SOLE 0 0 53482 Spdr S&P 500 Etf COM 78462F103 403 1253 SH SOLE 0 0 1253 Spdr S&P Midcap 400 Etf COM 78467Y107 518 1380 SH SOLE 0 0 1380 Store Capital COM 862121100 283 7600 SH DFND 7600 0 0 Stryker Corporation COM 863667101 3298 15711 SH SOLE 0 0 15711 Summit Materials, Inc. COM 86614U100 204 8535 SH DFND 8535 0 0 Tecnoglass Inc COM G87264100 211 25634 SH DFND 25634 0 0 Templeton Emerging Markets COM 880191101 2286 146651 SH SOLE 0 0 146651 Thermo Fisher COM 883556102 650 2000 SH DFND 2000 0 0 Tyson Foods Inc COM 902494103 1923 21120 SH SOLE 0 0 21120 Udr Inc COM 902653104 465 9951 SH SOLE 0 0 9951 Unilever Nv-Nys COM 904784709 517 9000 SH DFND 9000 0 0 Valmont Industries Inc COM 920253101 3566 23808 SH SOLE 0 0 23808 Vanguard Ftse Developed Markets Etf COM 921943858 9668 219425 SH SOLE 0 0 219425 Vanguard Ftse Emerging Markets Etf COM 922042858 1474 33142 SH SOLE 0 0 33142 Vanguard High Dividend Yield Etf COM 921946406 1413 15084 SH SOLE 0 0 15084 Vanguard Information Technology Etf COM 92204A702 10607 43322 SH SOLE 0 0 43322 Vanguard S&P 500 Etf COM 922908363 358 1210 SH SOLE 0 0 1210 Vanguard Short-Term Corporate Bond Etf COM 92206C409 2575 31777 SH SOLE 0 0 31777 Verizon Communications Inc COM 92343V104 230 3745 SH SOLE 0 0 3745 Voya Asia Pacific High Dividend Eq Inc COM 92912J102 1480 174090 SH SOLE 0 0 174090 Voya Financial Inc COM 929089100 2979 48856 SH SOLE 0 0 48856 Walt Disney Co COM 254687106 878 6073 SH SOLE 0 0 6073 Walt Disney Co COM 254687106 434 3000 SH DFND 3000 0 0 Wells Fargo & Co COM 949746101 224 4161 SH DFND 4161 0 0 Western Asset Glb Corp Def Opp Common COM 95790C107 4677 256538 SH SOLE 0 0 256538 Western Asset High Income Opp COM 95766K109 4884 963300 SH SOLE 0 0 963300 Williams Companies Inc COM 969457100 1165 49110 SH SOLE 0 0 49110 Wp Carey Inc COM 92936U109 358 4470 SH DFND 4470 0 0 Wpx Energy Inc COM 98212B103 315 22944 SH SOLE 0 0 22944