FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/29/2015 |
3. Issuer Name and Ticker or Trading Symbol
VERINT SYSTEMS INC [ VRNT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1,334(1) | D | |
Common Stock | 6,000(2) | D | |
Common Stock | 12,000(3) | D | |
Common Stock | 10,000(4) | D | |
Common Stock | 1,325(5) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Remaining 1/3 of a grant of 4,000 restricted stock units made on April 19, 2013. The final 1/3 vests on April 4, 2016. |
2. Remaining 2/3 of a grant of 9,000 restricted stock units made on April 19, 2013. The second 1/3 vests on June 27, 2015 and the final 1/3 vests on June 27, 2016. |
3. Grant of restricted stock units made on April 17, 2014 that vest 1/3 on June 12, 2015, 1/3 on June 12, 2016, and 1/3 on June 12, 2017. |
4. Grant of restricted stock units made on April 21, 2015 that vest 1/3 on June 15, 2016, 1/3 on June 15, 2017, and 1/3 on June 15, 2018. |
5. Grant of immediately vested bonus shares effective upon the later of June 10, 2015 and the release of the Company's quarterly blackout period for the quarter ended April 30, 2015. |
Remarks: |
/s/ Peter D. Fante as Attorney in Fact for Hanan Gino | 06/01/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |