0000899243-21-016110.txt : 20210416 0000899243-21-016110.hdr.sgml : 20210416 20210416161532 ACCESSION NUMBER: 0000899243-21-016110 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210406 FILED AS OF DATE: 20210416 DATE AS OF CHANGE: 20210416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apax X GP Co. Ltd CENTRAL INDEX KEY: 0001817053 STATE OF INCORPORATION: Y7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34807 FILM NUMBER: 21831684 BUSINESS ADDRESS: STREET 1: THIRD FLOOR, ROYAL BANK PLACE STREET 2: 1 GLATEGNY ESPLANADE CITY: ST. PETER PORT STATE: Y7 ZIP: GY1 2HJ BUSINESS PHONE: 212-753-6300 MAIL ADDRESS: STREET 1: THIRD FLOOR, ROYAL BANK PLACE STREET 2: 1 GLATEGNY ESPLANADE CITY: ST. PETER PORT STATE: Y7 ZIP: GY1 2HJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apax Guernsey (Holdco) PCC Ltd CENTRAL INDEX KEY: 0001469807 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34807 FILM NUMBER: 21831683 BUSINESS ADDRESS: STREET 1: THIRD FLOOR, ROYAL BANK PLACE STREET 2: 1 GLATEGNY ESPLANADE CITY: ST. PETER PORT, GUERNSEY STATE: X0 ZIP: GY1 2HJ BUSINESS PHONE: 44 01481 810 000 MAIL ADDRESS: STREET 1: THIRD FLOOR, ROYAL BANK PLACE STREET 2: 1 GLATEGNY ESPLANADE CITY: ST. PETER PORT, GUERNSEY STATE: X0 ZIP: GY1 2HJ FORMER NAME: FORMER CONFORMED NAME: Apax Guernsey (Holdco) Ltd DATE OF NAME CHANGE: 20090806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valor Buyer LP CENTRAL INDEX KEY: 0001811965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34807 FILM NUMBER: 21831686 BUSINESS ADDRESS: STREET 1: C/O APAX PARTNERS, LP STREET 2: 601 LEXINGTON AVENUE, 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 753-6300 MAIL ADDRESS: STREET 1: C/O APAX PARTNERS, LP STREET 2: 601 LEXINGTON AVENUE, 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valor Buyer GP LLC CENTRAL INDEX KEY: 0001853395 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34807 FILM NUMBER: 21831681 BUSINESS ADDRESS: STREET 1: C/O APAX PARTNERS, LP STREET 2: 601 LEXINGTON AVENUE, 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 753-6300 MAIL ADDRESS: STREET 1: C/O APAX PARTNERS, LP STREET 2: 601 LEXINGTON AVENUE, 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apax X GP S.a r.l. CENTRAL INDEX KEY: 0001853391 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34807 FILM NUMBER: 21831682 BUSINESS ADDRESS: STREET 1: C/O APAX PARTNERS, LP STREET 2: 601 LEXINGTON AVENUE, 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 753-6300 MAIL ADDRESS: STREET 1: C/O APAX PARTNERS, LP STREET 2: 601 LEXINGTON AVENUE, 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valor Topco Ltd CENTRAL INDEX KEY: 0001853392 STATE OF INCORPORATION: Y7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34807 FILM NUMBER: 21831685 BUSINESS ADDRESS: STREET 1: C/O APAX PARTNERS, LP STREET 2: 601 LEXINGTON AVENUE, 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 753-6300 MAIL ADDRESS: STREET 1: C/O APAX PARTNERS, LP STREET 2: 601 LEXINGTON AVENUE, 53RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERINT SYSTEMS INC CENTRAL INDEX KEY: 0001166388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 113200514 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 175 BROADHOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 6319629600 MAIL ADDRESS: STREET 1: 175 BROADHOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-04-06 0 0001166388 VERINT SYSTEMS INC VRNT 0001811965 Valor Buyer LP C/O APAX PARTNERS US, LLC 601 LEXINGTON AVENUE NEW YORK NY 10022 0 0 1 0 0001853392 Valor Topco Ltd P.O. BOX 656, EAST WING, TRAFALGAR COURT, LES BANQUES ST. PETER PORT Y7 GY1 3PP GUERNSEY 0 0 1 0 0001817053 Apax X GP Co. Ltd THIRD FLOOR, ROYAL BANK PLACE, 1 GLATEGNY ESPLANADE ST. PETER PORT Y7 GY1 2HJ GUERNSEY 0 0 1 0 0001469807 Apax Guernsey (Holdco) PCC Ltd THIRD FLOOR, ROYAL BANK PLACE, 1 GLATEGNY ESPLANADE ST. PETER PORT Y7 GY1 2HJ GUERNSEY 0 0 1 0 0001853391 Apax X GP S.a r.l. 1-3 BOULEVARD DE LA FOIRE LUXEMBOURG, L-1528 0 0 1 0 0001853395 Valor Buyer GP LLC C/O APAX PARTNERS US, LLC 601 LEXINGTON AVENUE NEW YORK NY 10022 0 0 1 0 Series A Convertible Perpetual Preferred Stock Common Stock, par value $0.001 5497526.11 D Series B Convertible Perpetual Preferred Stock Common Stock, par value $0.001 3980099.5 D Verint Systems Inc.'s (the "Issuer") Series A Convertible Perpetual Preferred Stock, par value $0.001 per share (the "Series A Preferred Stock"), is convertible at the option of a holder at any time into shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") at an initial conversion price of $36.38 per share. The Series A Preferred Stock has no expiration date. Represents 5,497,526.11 shares of Common Stock issuable upon the conversion of 200,000 shares of Series A Preferred Stock directly held by Valor Buyer LP ("Valor Buyer") at an initial conversion price of $36.38 per share. Valor Buyer GP LLC ("Valor GP") is the general partner of Valor Buyer and 100% of the equity interests in Valor GP is held by Valor Topco Limited ("Valor Limited"). Apax X GP Co. Limited ("Apax Limited"), in its capacity as investment manager of the Apax X fund (other than Apax X EUR SCSp), holds 99.34% of the shares of Valor Limited. Apax X GP S.a r.l. ("Apax X"), in its capacity as managing general partner of Apax X EUR SCSp, holds 0.66% of the shares of Valor Limited. Apax Guernsey (Holdco) PCC Limited Apax X Cell ("Apax PCC") is the sole parent of Apax Limited and Apax X. As a result, Valor GP, Valor Limited, Apax Limited, Apax X and Apax PCC may be deemed to beneficially own, and have shared voting and dispositive power with respect to the underlying Common Stock. Valor GP, Valor Limited, Apax Limited, Apax X and Apax PCC disclaim beneficial ownership of the underlying Common Stock, except to the extent of their pecuniary interest therein. The Issuer's Series B Convertible Perpetual Preferred Stock, par value $0.001 per share (the "Series B Preferred Stock"), is convertible at the option of a holder at any time into shares of the Common Stock at an initial conversion price of $50.25 per share. The Series B Preferred Stock has no expiration date. Represents 3,980,099.50 shares of Common Stock issuable upon the conversion of 200,000 shares of Series B Preferred Stock directly held by Valor Buyer at an initial conversion price of $50.25 per share. See Exhibit 99.1 2021-04-16 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    Exhibit 99.1

                            Joint Filer Information

Name and Address of Joint Filer:             Valor Buyer LP

Address of Joint Filer:                      c/o Apax Partners US, LLC
                                             601 Lexington Avenue
                                             New York, NY 10022

Relationship of Joint Filer to Issuer:       member of 10% owner group

Issuer Name and Ticker or Trading Symbol:    VERINT SYSTEMS INC [ VRNT ]

Date of Event Requiring Statement
(Month/Day/Year):                            April 6, 2021

Designated Filer:                            Valor Buyer LP

Signature:

Valor Buyer LP
By: Valor GP LLC
Its: General Partner

By:     /s/ Jason Wright
        ----------------
Name:   Jason Wright
Title:  President

Dated: April 16, 2021


                            Joint Filer Information

                                  (continued)

Name and Address of Joint Filer:             Valor Buyer GP LLC

Address of Joint Filer:                      c/o Apax Partners US, LLC
                                             601 Lexington Avenue
                                             New York, NY 10022

Relationship of Joint Filer to Issuer:       member of 10% owner group

Issuer Name and Ticker or Trading Symbol:    VERINT SYSTEMS INC [ VRNT ]

Date of Event Requiring Statement
(Month/Day/Year):                            April 6, 2021

Designated Filer:                            Valor Buyer LP

Signature:

Valor Buyer GP LLC

By:     /s/ Jason Wright
        ----------------
Name:   Jason Wright
Title:  President

Dated: April 16, 2021


                            Joint Filer Information

                                  (continued)

Name and Address of Joint Filer:             Valor Topco Limited

Address of Joint Filer:                      P.O. Box 656, East Wing,
                                             Trafalgar Court
                                             Les Banques, St. Peter Port,
                                             Guernsey GY1 3PP

Relationship of Joint Filer to Issuer:       member of 10% owner group

Issuer Name and Ticker or Trading Symbol:    VERINT SYSTEMS INC [ VRNT ]

Date of Event Requiring Statement
(Month/Day/Year):                            April 6, 2021

Designated Filer:                            Valor Buyer LP

Signature:

Valor Topco Limited

By:     /s/ Gordon Purvis
        -----------------
Name:   Gordon Purvis
Title:  Director

Dated: April 16, 2021


                            Joint Filer Information

                                  (continued)

Name and Address of Joint Filer:             Apax X GP Co. Limited

Address of Joint Filer:                      Third Floor, Royal Bank Place,
                                             1 Glategny Esplanade,
                                             St. Peter Port, Guernsey, GY1 2HJ

Relationship of Joint Filer to Issuer:       member of 10% owner group

Issuer Name and Ticker or Trading Symbol:    VERINT SYSTEMS INC [ VRNT ]

Date of Event Requiring Statement
(Month/Day/Year):                            April 6, 2021

Designated Filer:                            Valor Buyer LP

Signature:

Apax X GP Co. Limited

By:     /s/ Andrew Guille
        -----------------
Name:   Andrew Guille
Title:  Director

By:     /s/ Victoria Merrien
        --------------------
Name:   Victoria Merrien
Title:  Company Secretary

Dated: April 16, 2021


                            Joint Filer Information

                                  (continued)

Name and Address of Joint Filer:             Apax X GP S.a r.l

Address of Joint Filer:                      1-3 Boulevard de la Foire,
                                             Luxembourg L-1528

Relationship of Joint Filer to Issuer:       member of 10% owner group

Issuer Name and Ticker or Trading Symbol:    VERINT SYSTEMS INC [ VRNT ]

Date of Event Requiring Statement
(Month/Day/Year):                            April 6, 2021

Designated Filer:                            Valor Buyer LP

Signature:

Apax X GP S.a r.l

By:     /s/ Geoffrey Limpach
        --------------------
Name:   Geoffrey Limpach
Title:  Managing Director

By:     /s/ Philippe Santin
        -------------------
Name:   Philippe Santin
Title:  Managing Director

Dated: April 16, 2021


                            Joint Filer Information

                                  (continued)

Name and Address of Joint Filer:             Apax Guernsey (Holdco) PCC Limited
                                             Apax X Cell

Address of Joint Filer:                      Third Floor, Royal Bank Place,
                                             1 Glategny Esplanade, St. Peter
                                             Port, Guernsey, GY1 2HJ

Relationship of Joint Filer to Issuer:       member of 10% owner group

Issuer Name and Ticker or Trading Symbol:    VERINT SYSTEMS INC [ VRNT ]

Date of Event Requiring Statement
(Month/Day/Year):                            April 6, 2021

Designated Filer:                            Valor Buyer LP

Signature:

Apax Guernsey (Holdco) PCC Limited
       acting
       in respect of its Apax X Cell

By:     /s/ Andrew Guille
        -----------------
Name:   Andrew Guille
Title:  Director

Dated: April 16, 2021