0001144204-14-066537.txt : 20141110
0001144204-14-066537.hdr.sgml : 20141110
20141110163611
ACCESSION NUMBER: 0001144204-14-066537
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141110
DATE AS OF CHANGE: 20141110
EFFECTIVENESS DATE: 20141110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREEN SQUARE CAPITAL LLC
CENTRAL INDEX KEY: 0001166308
IRS NUMBER: 621864502
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10051
FILM NUMBER: 141209159
BUSINESS ADDRESS:
STREET 1: 6075 POPLAR AVE STE 322
CITY: MEMPHIS
STATE: TN
ZIP: 38119
BUSINESS PHONE: (901) 259-6300
MAIL ADDRESS:
STREET 1: 6075 POPLAR AVE STE 322
CITY: MEMPHIS
STATE: TN
ZIP: 38119
FORMER COMPANY:
FORMER CONFORMED NAME: GREEN SQUARE CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020130
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001166308
XXXXXXXX
09-30-2014
09-30-2014
false
GREEN SQUARE CAPITAL LLC
6075 Poplar Ave Ste 322
Memphis
TN
38119
13F HOLDINGS REPORT
028-10051
N
Richard Finch
Chief Compliance Officer
901-259-6300
/s/ Richard Finch
Memphis
TN
11-10-2014
0
140
426955
INFORMATION TABLE
2
infotable.xml
ADT CORP
Stock
00101J106
862
24322
SH
SOLE
24322
0
0
ADVANCE AUTO PARTS INC
Stock
00751Y106
522
4006
SH
SOLE
4006
0
0
ADVENT CLAYMORE CONVERTIBLE SECS & INC
CEF
00764C109
226
13058
SH
SOLE
13058
0
0
ADVENT CLAYMORE GLOBAL CONV SECS & INCOME FD COM
CEF
007639107
232
34107
SH
SOLE
34107
0
0
ALPS TRUST ETF ALERIAN MLP
ETF
00162Q866
3212
167568
SH
SOLE
167568
0
0
ALTRIA GROUP INC
Stock
02209S103
4991
107434
SH
SOLE
107434
0
0
ANWORTH MTG ASSET CORP
REIT
037347101
87
18265
SH
SOLE
18265
0
0
APPLE INC
Stock
037833100
4202
41708
SH
SOLE
41708
0
0
ARES CAP CORP COM
Stock
04010L103
411
25458
SH
SOLE
25458
0
0
AT&T INC COM
Stock
00206R102
4683
132883
SH
SOLE
132883
0
0
BANK OF AMERICA CORP
Stock
060505104
226
13236
SH
SOLE
13236
0
0
BLACKROCK CORPORATE HIGH YIELD FD VI INC
CEF
09255P107
269
22761
SH
SOLE
22761
0
0
BLACKROCK CREDIT ALLOC INCOME TRUST
CEF
092508100
332
24979
SH
SOLE
24979
0
0
BLACKROCK DEBT STRATEGIES FUND
CEF
09255R103
474
124179
SH
SOLE
124179
0
0
BOARDWALK PIPELINE PARTNERS LP COM UNIT
MLP
096627104
440
19618
SH
SOLE
19618
0
0
BUCKEYE PARTNERS UTS L P UNIT LTD PARTNERSHIP INT
MLP
118230101
4703
62238
SH
SOLE
62238
0
0
CALAMOS CONV & HIGH INCOME FD COM SHS
CEF
12811P108
269
18967
SH
SOLE
18967
0
0
CAMPBELL SOUP COMPANY
Stock
134429109
219
5119
SH
SOLE
5119
0
0
CENTURYLINK INC
Stock
156700106
7436
181843
SH
SOLE
181843
0
0
CHEVRON CORP
Stock
166764100
4236
35505
SH
SOLE
35505
0
0
CISCO SYS INC
Stock
17275R102
4766
187937
SH
SOLE
187937
0
0
CLEAN HARBORS, INC
Stock
184496107
281
5205
SH
SOLE
5205
0
0
COCA COLA CO
Stock
191216100
6595
153501
SH
SOLE
153501
0
0
COCA COLA ENTERPRISEINC
Stock
19122T109
1283
28923
SH
SOLE
28923
0
0
CONAGRA FOODS INC
Stock
205887102
4524
136924
SH
SOLE
136924
0
0
CONOCOPHILLIPS
Stock
20825C104
4340
56711
SH
SOLE
56711
0
0
CRESTWOOD MIDSTREAM PARTNERS LP NEW UNITLTD PARTNERSHIP INT
MLP
226378107
519
22139
SH
SOLE
22139
0
0
CVS CORP
Stock
126650100
480
6030
SH
SOLE
6030
0
0
DEALERTRACK HOLDINGS INC
Stock
242309102
311
7171
SH
SOLE
7171
0
0
DOW CHEMICAL CO
Stock
260543103
4839
92286
SH
SOLE
92286
0
0
DUKE ENERGY CORP NEW
Stock
26441C204
4476
59869
SH
SOLE
59869
0
0
DYCOM INDUSTRIES INC
Stock
267475101
714
23258
SH
SOLE
23258
0
0
EL PASO PIPELINE PRT
MLP
283702108
2861
72653
SH
SOLE
72653
0
0
ELI LILLY AND CO
Stock
532457108
4885
75324
SH
SOLE
75324
0
0
EMERSON ELECTRIC CO
Stock
291011104
3952
63152
SH
SOLE
63152
0
0
ENBRIDGE ENERGY PARTNERS LP
MLP
29250R106
13338
348431
SH
SOLE
348431
0
0
ENERGY TRANSFER PARTNERS LP
MLP
29273R109
11747
183569
SH
SOLE
183569
0
0
ENTERPRISE PRODS PARTNERS L P
MLP
293792107
17478
428094
SH
SOLE
428094
0
0
EXELON CORP
Stock
30161N101
4597
134840
SH
SOLE
134840
0
0
EXXON MOBIL CORP
Stock
30231G102
4733
50321
SH
SOLE
50321
0
0
FEDEX CORP
Stock
31428X106
1591
9845
SH
SOLE
9845
0
0
FIRST CAPITAL INC
Stock
31942S104
660
28124
SH
SOLE
28124
0
0
FIRST HORIZON NATL CORP
Stock
320517105
277
22433
SH
SOLE
22433
0
0
FLAHERTY & CRUMRINE / CLAYMORE PFD SECS
CEF
338478100
302
15614
SH
SOLE
15614
0
0
FREEPORT MCMORAN COPPER
Stock
35671D857
3846
117783
SH
SOLE
117783
0
0
FRONTIER COMMUNICATIONS
Stock
35906A108
5260
807748
SH
SOLE
807748
0
0
FULTON FINANCIAL CORP-PA
Stock
360271100
144
12881
SH
SOLE
12881
0
0
GENERAL ELECTRIC CO
Stock
369604103
4122
159527
SH
SOLE
159527
0
0
GOLDMAN SACHS GROUP INC
Stock
38141G104
201
1097
SH
SOLE
1097
0
0
GOOGLE INC CL C
Stock
38259P706
275
477
SH
SOLE
477
0
0
GROWLIFE INC
Stock
39985X104
2
35940
SH
SOLE
35940
0
0
GUGGENHEIM EXCHG TRD FD BOND ETF
ETF
18383M654
4648
92670
SH
SOLE
92670
0
0
HALLIBURTON CO
Stock
406216101
591
9157
SH
SOLE
9157
0
0
HOLLYFRONTIER CORP COM
Stock
436106108
221
5069
SH
SOLE
5069
0
0
INTEL
Stock
458140100
5566
159849
SH
SOLE
159849
0
0
INTL PAPER CO
Stock
460146103
4233
88662
SH
SOLE
88662
0
0
INTUIT INC
Stock
461202103
263
3000
SH
SOLE
3000
0
0
ISHARES AMT-FREE MUNI BOND ETF
ETF
464288414
294
2683
SH
SOLE
2683
0
0
ISHARES INTERNATIONAL SELECT DIVIDEND ETF
ETF
464288448
2396
66404
SH
SOLE
66404
0
0
ISHARES MSCI EAFE ETF
ETF
464287465
505
7873
SH
SOLE
7873
0
0
ISHARES RUSSELL 2000 ETF
ETF
464287655
2877
26314
SH
SOLE
26314
0
0
ISHARES RUSSELL 2000 VALUE
ETF
464287630
4833
51657
SH
SOLE
51657
0
0
ISHARES RUSSELL MIDCAP VALUE INDEX
ETF
464287473
216
3080
SH
SOLE
3080
0
0
ISHARES S&P 500 GROWTH ETF
ETF
464287309
2639
24701
SH
SOLE
24701
0
0
ISHARES TR RUSSELL MIDCAP INDEX FD
ETF
464287499
1870
11808
SH
SOLE
11808
0
0
ISHARES TRUST S&P GLOBAL INFRASTRUCTUR
ETF
464288372
14329
337708
SH
SOLE
337708
0
0
JB HUNT TRANSPORT SERVICES
Stock
445658107
265
3573
SH
SOLE
3573
0
0
JOHN HANCOCK PREFERRED INCOME FUND II
CEF
41013X106
228
11380
SH
SOLE
11380
0
0
JOHN HANCOCK PREFERRED INCOME FUND III
CEF
41021P103
247
14125
SH
SOLE
14125
0
0
JOHNSON & JOHNSON
Stock
478160104
4719
44275
SH
SOLE
44275
0
0
JP MORGAN ALERIAN MLP ETN
ETF
46625H365
11414
215025
SH
SOLE
215025
0
0
JP MORGAN CHASE & CO
Stock
46625H100
4590
76193
SH
SOLE
76193
0
0
KINDER MORGAN ENERGY PTNRS LP
MLP
494550106
11056
118524
SH
SOLE
118524
0
0
KINDER MORGAN MGMT LLC
Stock
49455U100
1011
12453
SH
SOLE
12453
0
0
KOHLS CORP
Stock
500255104
4608
75504
SH
SOLE
75504
0
0
LAYNE CHRISTENSEN COCOM
Stock
521050104
4361
449175
SH
SOLE
449175
0
0
LIBERTY ALL STAR EQUITY FD
CEF
530158104
88
15031
SH
SOLE
15031
0
0
LKQ CORP
Stock
501889208
427
16048
SH
SOLE
16048
0
0
LOCKHEED MARTIN CORP
Stock
539830109
4963
27151
SH
SOLE
27151
0
0
MAGELLAN MIDSTREAM PARTNERS LP
MLP
559080106
19091
226541
SH
SOLE
226541
0
0
MARKET VECTORS ETF TRUST AGRIBUSINESS
Stock
57060U605
512
9688
SH
SOLE
9688
0
0
MARTEN TRANSPORT LTD
Stock
573075108
265
14896
SH
SOLE
14896
0
0
MARTIN MIDSTREAM PARTNERS LP
MLP
573331105
247
6947
SH
SOLE
6947
0
0
MCDONALDS CORP
Stock
580135101
4072
42946
SH
SOLE
42946
0
0
MICROSOFT
Stock
594918104
5195
112063
SH
SOLE
112063
0
0
MID-AMER APT CMNTYS INC
Stock
59522J103
640
9753
SH
SOLE
9753
0
0
MOBILE MINI INC
Stock
60740F105
535
15304
SH
SOLE
15304
0
0
MONOTYPE IMAGING HLDGS INC
Stock
61022P100
507
17842
SH
SOLE
17842
0
0
NUCOR CORP
Stock
670346105
4808
88580
SH
SOLE
88580
0
0
NUSTAR ENERGY LP UNIT
MLP
67058H102
10167
156126
SH
SOLE
156126
0
0
NUVEEN QUALITY PFD INCOME FD
CEF
67071S101
256
31170
SH
SOLE
31170
0
0
NUVEEN QUALITY PFD INCOME FD 2
CEF
67072C105
274
31223
SH
SOLE
31223
0
0
ONEOK PARTNERS LP
MLP
68268N103
11722
208801
SH
SOLE
208801
0
0
OWENS & MINOR INC HOLDING COMPANY
Stock
690732102
3875
118337
SH
SOLE
118337
0
0
PAA NATURAL GAS STORAGE LP
MLP
693139107
278
13758
SH
SOLE
13758
0
0
PARAGON NATIONAL BANK
Stock
69912S100
89
15000
SH
SOLE
15000
0
0
PBF ENERGY INC CL A
Stock
69318G106
3535
147282
SH
SOLE
147282
0
0
PEPSICO INC
Stock
713448108
266
2862
SH
SOLE
2862
0
0
PFIZER INC
Stock
717081103
4101
138689
SH
SOLE
138689
0
0
PLAINS ALL AMERICAN PIPELINE LP
MLP
726503105
14303
237506
SH
SOLE
237506
0
0
PLANDAI BIOTECHNOLOGY INC COM
Stock
72703D100
8
22150
SH
SOLE
22150
0
0
PLANET PAYMENT INC SHS
Stock
078532599
48
24400
SH
SOLE
24400
0
0
PROCTER & GAMBLE CO
Stock
742718109
4527
54063
SH
SOLE
54063
0
0
PUBLIC SERVICE ENTERPRISE GROUP INC
Stock
744573106
4402
118175
SH
SOLE
118175
0
0
QR ENERGY LP
MLP
74734R108
384
19793
SH
SOLE
19793
0
0
RAYTHEON CO COM NEW
Stock
755111507
4631
45574
SH
SOLE
45574
0
0
REGENCY ENERGY PARTNERS LP
MLP
75885Y107
323
9910
SH
SOLE
9910
0
0
SPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF
ETF
78468R408
686
22931
SH
SOLE
22931
0
0
SPDR INDEX SHS FDS DJ EURO STOXX 50 ETF
ETF
78463X202
328
8238
SH
SOLE
8238
0
0
SPDR S & P INTL DIVIDEND
ETF
78463X772
635
13590
SH
SOLE
13590
0
0
SPDR SER TR S&P DIVID ETF
ETF
78464A763
2006
26766
SH
SOLE
26766
0
0
SPDR SERIES TRUST S&P OIL GAS EXPL & PRODTN ETF
ETF
78464A730
226
3288
SH
SOLE
3288
0
0
SPDR SHORT-TERM MUNICIPAL BOND ETF
ETF
78464A425
1305
53475
SH
SOLE
53475
0
0
SPECTRA ENERGY PARTNERS LP
MLP
84756N109
538
16223
SH
SOLE
16223
0
0
STAPLES INC
Stock
855030102
4500
371886
SH
SOLE
371886
0
0
SUNOCO LOGISTICS PARTNERS LP COM UNITS
MLP
86764L108
569
11607
SH
SOLE
11607
0
0
SYSCO CORP
Stock
871829107
4287
112963
SH
SOLE
112963
0
0
T C PIPELINES
MLP
87233Q108
1380
25309
SH
SOLE
25309
0
0
TARGA RESOURCES PARTNERS LP
MLP
87611X105
874
17374
SH
SOLE
17374
0
0
TARGET CORP
Stock
87612E106
4283
68337
SH
SOLE
68337
0
0
TEEKAY LNG PARTNERS L P UNIT LTD PARTNERSHIP INT
MLP
Y8564M105
284
6516
SH
SOLE
6516
0
0
TEMPUR PEDIC INTL INC
Stock
88023U101
253
4500
SH
SOLE
4500
0
0
TERRA TECH CORP
Stock
88102J100
8
22240
SH
SOLE
22240
0
0
TESLA MOTORS INC
Stock
88160R101
277
1140
SH
SOLE
1140
0
0
TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INT
MLP
88160T107
453
9377
SH
SOLE
9377
0
0
TEXAS INSTRUMENTS INC
Stock
882508104
4384
91920
SH
SOLE
91920
0
0
UGI CORP NEW
Stock
902681105
4870
141953
SH
SOLE
141953
0
0
UNION PACIFIC CORP
Stock
907818108
379
3476
SH
SOLE
3476
0
0
VANGUARD EUROPEAN
ETF
922042874
24286
439787
SH
SOLE
439787
0
0
VANGUARD REIT INDEX ETF
ETF
922908553
298
4154
SH
SOLE
4154
0
0
VERIZON COMMUNICATIONS
Stock
92343V104
4376
87533
SH
SOLE
87533
0
0
WALGREEN COMPANY
Stock
931422109
562
9479
SH
SOLE
9479
0
0
WALT DISNEY CO
Stock
254687106
265
2978
SH
SOLE
2978
0
0
WELLS FARGO & CO
Stock
949746101
2945
56769
SH
SOLE
56769
0
0
WESTERN ASSET HIGH INCOME FUND II INC
CEF
95766J102
254
28300
SH
SOLE
28300
0
0
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC
CEF
95766K109
243
42048
SH
SOLE
42048
0
0
WESTERN ASSET MANAGED HIGH INCOME
CEF
95766L107
239
43278
SH
SOLE
43278
0
0
WESTERN GAS PARTNERS LP.
MLP
958254104
471
8203
SH
SOLE
8203
0
0
WILLIAMS PARTNERS L P COM UNIT LTD PARTNERSHIP INT
MLP
96950F104
9015
169624
SH
SOLE
169624
0
0
WISDOMTREE JAPAN HEDGED EQUITY
ETF
97717W851
7526
143845
SH
SOLE
143845
0
0