0001104659-20-049911.txt : 20200423 0001104659-20-049911.hdr.sgml : 20200423 20200423060550 ACCESSION NUMBER: 0001104659-20-049911 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200423 FILED AS OF DATE: 20200423 DATE AS OF CHANGE: 20200423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENETIC TECHNOLOGIES LTD CENTRAL INDEX KEY: 0001166272 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-51504 FILM NUMBER: 20809108 BUSINESS ADDRESS: STREET 1: 60-66 HANOVER STREET CITY: FITZROY, VICTORIA STATE: C3 ZIP: 3065 BUSINESS PHONE: 011613-9415-1135 MAIL ADDRESS: STREET 1: 60-66 HANOVER STREET CITY: FITZROY, VICTORIA STATE: C3 ZIP: 3065 6-K 1 tm2016714-1_6k.htm FORM 6-K

 

 

FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

 

dated April 23, 2020

 

Commission File Number 0-51504

 

GENETIC TECHNOLOGIES LIMITED

(Exact Name as Specified in its Charter)

 

N/A

(Translation of Registrant’s Name)

 

60-66 Hanover Street

Fitzroy

Victoria 3065 Australia

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F x   Form 40-F o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes o   No x

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused the Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: April 23, 2020

 

  GENETIC TECHNOLOGIES LIMITED
   
  By: /s/ Justyn Stedwell
  Name:  Justyn Stedwell
  Title: Company Secretary

 

2

 

 

EXHIBIT INDEX

 

Exhibit   Description of Exhibit
     
99.1   Section 708A(5)(e) Notification  

 

3

EX-99.1 2 tm2016714d1_ex99-1.htm EXHIBIT 99.1

 

Exhibit 99.1

 

ASX Market Announcement  

 

Section 708A(5)(e) Notification

 

Melbourne – 23 April 2020: Genetic Technologies Limited ACN 009 212 328 (ASX: GTG) ("Genetic Technologies" or "the Company"), refers to the issue of 433,501,200 ordinary shares in the Company on 22 April 2020.

 

The Corporations Act 2001 (the Act) restricts the on-sale of securities issued without disclosure, unless the sale is exempt under Section 708 or 708A of the Act. By the Company giving this notice, sale of securities noted above will fall within the exemption in Section 708A (5) of the Act.

 

In accordance with section 708A (6) of the Act, the following information is provided:

 

a)this notice is given within 5 business days after the day of the issue;

 

b)the issue is without disclosure to investors under Part 6D.2 of the Act;

 

c)this notice is given under section 708A(5)(e) of the Act;

 

d)as at the date of this notice, the Company has complied with the provisions of Chapter 2M of the Act as they apply to the Company and section 674 of the Act; and

 

e)as at the date of this notice, there is no excluded information to be provided in accordance with section 708A(7) and (8) of the Act.

 

Justyn Stedwell

Company Secretary

On behalf of the Board of Directors

Genetic Technologies Limited

 

Genetic Technologies Limited 60-66 Hanover Street
www.gtglabs.com Fitzroy Victoria 3065
info@gtglabs.com Australia
ABN 17 009 212 328 +61 3 8412 7000

 

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