FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
dated April 23, 2020
Commission File Number 0-51504
GENETIC TECHNOLOGIES LIMITED
(Exact Name as Specified in its Charter)
N/A
(Translation of Registrant’s Name)
60-66 Hanover Street
Fitzroy
Victoria 3065 Australia
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes o No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): Not applicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused the Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: April 23, 2020
GENETIC TECHNOLOGIES LIMITED | ||
By: | /s/ Justyn Stedwell | |
Name: | Justyn Stedwell | |
Title: | Company Secretary |
2
EXHIBIT INDEX
Exhibit | Description of Exhibit | |
99.1 | Section 708A(5)(e) Notification |
3
Exhibit 99.1
ASX Market Announcement |
Section 708A(5)(e) Notification
Melbourne – 23 April 2020: Genetic Technologies Limited ACN 009 212 328 (ASX: GTG) ("Genetic Technologies" or "the Company"), refers to the issue of 433,501,200 ordinary shares in the Company on 22 April 2020.
The Corporations Act 2001 (the Act) restricts the on-sale of securities issued without disclosure, unless the sale is exempt under Section 708 or 708A of the Act. By the Company giving this notice, sale of securities noted above will fall within the exemption in Section 708A (5) of the Act.
In accordance with section 708A (6) of the Act, the following information is provided:
a) | this notice is given within 5 business days after the day of the issue; |
b) | the issue is without disclosure to investors under Part 6D.2 of the Act; |
c) | this notice is given under section 708A(5)(e) of the Act; |
d) | as at the date of this notice, the Company has complied with the provisions of Chapter 2M of the Act as they apply to the Company and section 674 of the Act; and |
e) | as at the date of this notice, there is no excluded information to be provided in accordance with section 708A(7) and (8) of the Act. |
Justyn Stedwell
Company Secretary
On behalf of the Board of Directors
Genetic Technologies Limited
Genetic Technologies Limited | 60-66 Hanover Street |
www.gtglabs.com | Fitzroy Victoria 3065 |
info@gtglabs.com | Australia |
ABN 17 009 212 328 | +61 3 8412 7000 |