-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PlAGASt5/mUdnGMLKjazJQvaLPkVY2m/SDg0V6R9flTWj4qToKBP2WLD8DWOe1lv 4ZixAxaWrLX/nuOfbMU6TA== 0000919574-06-003337.txt : 20060814 0000919574-06-003337.hdr.sgml : 20060814 20060814104505 ACCESSION NUMBER: 0000919574-06-003337 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060814 DATE AS OF CHANGE: 20060814 EFFECTIVENESS DATE: 20060814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELM RIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001166219 IRS NUMBER: 061609258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10075 FILM NUMBER: 061027515 BUSINESS ADDRESS: STREET 1: 3 WEST MAIN STREET STREET 2: 3RD FLOOR CITY: IRVINGTON STATE: NY ZIP: 10533 BUSINESS PHONE: (914) 250-1000 MAIL ADDRESS: STREET 1: 3 WEST MAIN STREET STREET 2: 3RD FLOOR CITY: IRVINGTON STATE: NY ZIP: 10533 13F-HR 1 d692636_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2006 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Elm Ridge Capital Management, LLC Address: 3 West Main Street 3rd Floor Irvington, NY 10533 13F File Number: 28-10075 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Conneely Title: Chief Financial Officer of the Funds Phone: (914) 250-1000 Signature, Place and Date of Signing: /s/ Christopher Conneely Irvington, NY August 14, 2006 - ---------------------------- ---------------------- ------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 60 Form 13F Information Table Value Total: $1,640,191 (in thousands) List of Other Included Managers: Form 13F File Number Name (1) 28- 10555 Elm Ridge Capital Partners, L.P. (2) 28- 10557 Elm Ridge Value Advisors, LLC (3) 28- 11797 Elm Ridge Offshore Master Fund, Ltd. (4) 28- 10556 Elm Ridge Value Partners Offshore Fund, Inc. -------------------------------------------------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETN MGRS SOLE SHARED NONE - -------------- -------- ----- -------- ------- --- ---- -------- ---- ---- ------ ---- AK STL HLDG CORP COM 001547108 13,827 999,800 SH CALL SHARED 1,2,3 999,800 ALLIANCE DATA SYSTEMS CORP COM 018581108 7,441 126,500 PUT SHARED 1,2,3 126,500 AMERICAN STD COS INC DEL COM 029712106 10,991 254,000 PUT SHARED 1,2,3 254,000 ANHEUSER BUSCH COS INC COM 035229103 28,111 616,600 SH SHARED 1,2,3 616,600 AXCAN PHARMA INC COM 054923107 5,266 401,700 SH SHARED 1,2,3 401,700 AXCAN PHARMA INC COM 054923107 506 38,600 CALL SHARED 1,2,3 38,600 BLOCKBUSTER INC CL A 093679108 32,247 6,475,230 SH SHARED 1,2,3 6,475,230 BLOCKBUSTER INC CL B 093679207 15,091 3,437,600 SH SHARED 1,2,3 3,437,600 CA INC COM 12673P105 46,100 2,243,300 SH SHARED 1,2,3 2,243,300 CENVEO INC COM 15670S105 76,643 4,269,800 SH SHARED 1,2,3 4,269,800 CERNER CORP COM 156782104 8,164 220,000 PUT SHARED 1,2,3 120,000 COMCAST CORP NEW CL A SPL 20030N200 50,226 1,532,200 SH SHARED 1,2,3 1,532,200 COMMERCE BANCORP INC NJ COM 200519106 15,748 441,500 PUT SHARED 1,2,3 441,500 CONOCOPHILLIPS COM 20825C104 40,203 613,500 SH SHARED 1,2,3 613,500 DANAHER CORP DEL COM 235851102 4,824 75,000 PUT SHARED 1,2,3 75,000 DOLLAR THRIFTY AUTOMOTIVE GP COM 256743105 20,707 459,450 SH SHARED 1,2,3 459,450 DONNELLEY R R & SONS CO COM 257867101 26,739 836,900 SH SHARED 1,2,3 836,900 ENERGY CONVERSION DEVICES IN COM 292659109 1,235 33,900 PUT SHARED 1,2,3 33,900 ENTERGY CORP NEW COM 29364G103 26,857 379,600 SH SHARED 1,2,3 379,600 FEDERAL HOME LN MTG CORP COM 313400301 48,709 854,400 SH SHARED 1,2,3 854,400 FIRST MARBLEHEAD CORP COM 320771108 24,108 423,400 SH SHARED 1,2,3 423,400 FLORIDA ROCK IND INC COM 341140101 12,418 250,000 SH SHARED 1,2,3 250,000 HARLEY DAVIDSON INC COM 412822108 37,073 675,400 PUT SHARED 1,2,3 325,400 HERCULES INC COM 427056106 46,535 3,049,500 SH SHARED 1,2,3 3,049,500 HONEYWELL INTL INC COM 438516106 40,647 1,008,600 SH SHARED 1,2,3 1,008,600 ICU MED INC COM 44930G107 19,139 453,111 SH SHARED 1,2,3 453,111 IMPAC MTG HLDGS INC COM 45254P102 28,355 2,536,268 SH SHARED 1,2,3 2,536,268 KFX INC COM 48245L107 9,819 642,600 PUT SHARED 1,2,3 642,600 KOMAG INC COM NEW 500453204 9,236 200,000 PUT SHARED 1,2,3 200,000 LORAL SPACE & COMMUNICATNS L COM 543881106 17,686 623,609 SH SHARED 1,2,3 623,609 LUCENT TECHNOLOGIES INC COM 549463107 40,666 16,804,000 SH SHARED 1,2,3 16,804,000 MBIA INC COM 55262C100 7,085 121,000 PUT SHARED 1,2,3 121,000 MARRIOTT INTL INC NEW CL A 571903202 20,966 550,000 PUT SHARED 1,2,3 550,000 MITTAL STEEL CO NV NY REG SH CL A 60684P101 42,802 1,402,900 SH SHARED 1,2,3 1,402,900 MOBILE MINI INC COM 60740F105 10,236 349,845 SH SHARED 1,2,3 349,845 NRG ENERGY INC COM NEW 629377508 53,167 1,103,500 SH SHARED 1,2,3 1,103,500 OWENS ILL INC COM NEW 690768403 27,595 1,646,500 SH SHARED 1,2,3 1,646,500 PAR PHARMACEUTICAL COS INC COM 69888P106 30,658 1,660,800 SH SHARED 1,2,3 1,660,800 PAR PHARMACEUTICAL COS INC COM 69888P106 12,553 680,000 CALL SHARED 1,2,3 680,000 PARTNERS TR FINL GROUP INC COM 70213F102 18,584 1,628,788 SH SHARED 1,2,3 1,628,788 PFIZER INC COM 717081103 37,676 1,605,300 SH SHARED 1,2,3 1,605,300 PFIZER INC COM 717081103 4,811 205,000 CALL SHARED 1,2,3 205,000 QUANTUM CORP COM DSSG 747906204 32,476 12,395,519 SH SHARED 1,2,3 12,395,519 QUEBECOR WORLD INC COM NON-VTG 748203106 43,822 3,994,689 SH SHARED 1,2,3 3,994,689 RESEARCH IN MOTION LTD COM 760975102 13,954 200,000 PUT SHARED 1,2,3 200,000 SPDR TR UNIT SER I 78462F103 69,977 550,000 CALL SHARED 1,2,3 550,000 SANMINA SCI CORP COM 800907107 61,999 13,478,023 SH SHARED 1,2,3 13,478,023 SAPPI LTD SPON ADR NEW 803069202 24,224 1,939,470 SH SHARED 1,2,3 1,939,470 SMURFIT STONE CONTAINER CORP COM 832727101 42,395 3,875,201 SH SHARED 1,2,3 3,875,201 STERICYCLE INC COM 858912108 14,517 223,000 PUT SHARED 1,2,3 223,000 SUNRISE SENIOR LIVING INC COM 86768K106 6,913 250,000 SH SHARED 1,2,3 250,000 SUNRISE SENIOR LIVING INC COM 86768K106 16,590 600,000 PUT SHARED 1,2,3 300,000 SYMANTEC CORP COM 871503108 53,765 3,459,796 SH SHARED 1,2,3 3,459,796 TJX COS INC NEW COM 872540109 33,140 1,449,700 SH SHARED 1,2,3 1,449,700 TEMPLE INLAND INC COM 879868107 44,122 1,029,200 SH SHARED 1,2,3 1,029,200 TURBOCHEF TECHNOLOGIES INC COM NEW 900006206 7,062 635,100 SH SHARED 1,2,3 635,100 UNITED STATES STL CORP NEW COM 912909108 29,058 414,400 SH SHARED 1,2,3 414,400 UNITED STATES STL CORP NEW COM 912909108 52,302 745,900 CALL SHARED 1,2,3 200,000 VITESSE SEMICONDUCTOR CORP COM 928497106 13,439 9,332,709 SH SHARED 1,2,3 9,332,709 WHIRLPOOL CORP COM 963320106 48,987 592,700 SH SHARED 1,2,3 592,700
SK 03563 0001 692636 -----END PRIVACY-ENHANCED MESSAGE-----