-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P0qiEd0K3R4kpNRHW3sdqvBD0ZpdJPy4xN0n+Ij93o5F01e3zaWGS1eo5D6U+Bmd 3AprOOjRl8ZJiir8ERPNMg== 0000919574-03-002284.txt : 20031114 0000919574-03-002284.hdr.sgml : 20031114 20031113192829 ACCESSION NUMBER: 0000919574-03-002284 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031114 EFFECTIVENESS DATE: 20031114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELM RIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001166219 IRS NUMBER: 061609258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10075 FILM NUMBER: 03999949 BUSINESS ADDRESS: STREET 1: 747 THIRD AVE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212)821-1460 MAIL ADDRESS: STREET 1: 747 THIRD AVE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d442215_13f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2003 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Elm Ridge Capital Management, LLC Address: 747 Third Avenue 33rd Floor New York, NY 10017 13F File Number: 28-10075 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Coneely Title: Chief Financial Officer of the Funds Phone: (212) 821-1485 Signature, Place and Date of Signing: /s/ Christopher Coneely New York, NY November 12, 2003 - ----------------------- -------------------- ----------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 ----- Form 13F Information Table Entry Total: 45 ----- Form 13F Information Table Value Total: $864,157 -------- (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 28- xxxx Elm Ridge Capital Partners, L.P. 2. 28- xxxx Elm Ridge Value Advisors, LLC 3. 28- xxxx Elm Ridge Value Partners Offshore Fund, Inc. ------------------------------------------------------------------ FORM 13F INFORMATION TABLE
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title Market of Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer Class CUSIP (x $1000) Prn Amt. Prn Call Discretn Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------- Activcard Corporation COM 00506J107 4,208 515,000 SH Shared 2 0 515,000 0 Agere Systems Inc. CL A 00845v100 14,764 4,809,200 SH Shared 2 0 4,809,200 0 Agilysis Inc. COM 00847j105 9,918 1,130,900 SH Shared 2 0 1,130,900 0 Allmerica Financial COM 019754100 16,369 687,500 SH Shared 2 0 687,500 0 Apria Healthcare COM 037933108 29,206 1,066,700 SH Shared 2 0 1,066,700 0 Ashland Inc. COM 044204105 45,159 1,374,700 SH Shared 2 0 1,374,700 0 Axis Capital SHS G0692U109 11,267 451,600 SH Shared 2 0 451,600 0 Banta Corp COM 066821109 13,493 374,800 SH Shared 2 0 374,800 0 Boeing Company COM 097023105 20,196 588,300 SH Shared 2 0 588,300 0 Brunswick Corp. COM 117043109 25,256 983,500 SH Shared 2 0 983,500 0 CIT Group Inc. COM 125581108 10,604 368,700 SH Shared 2 0 368,700 0 Cendant Corp. COM 151313103 16,933 906,000 SH Shared 2 0 906,000 0 Circuit City COM 172737108 24,378 2,558,000 SH Shared 2 0 2,558,000 0 Comerica COM 200340107 5,545 119,000 SH Shared 2 0 119,000 0 Commscope, Inc. COM 203372107 20,846 1,728,500 SH Shared 2 0 1,728,500 0 Computer Associates COM 204912109 10,736 411,200 SH Shared 2 0 411,200 0 Crane Corp. COM 224399105 9,006 384,700 SH Shared 2 0 384,700 0 Crown Holdings COM 228368106 1,093 161,900 SH Shared 2 0 161,900 0 Devon Energy Corp COM 25179m103 18,006 373,636 SH Shared 2 0 373,636 0 Enterasys Networks Inc. COM 293637104 16,979 4,244,700 SH Shared 2 0 4,244,700 0 Federated Dept Stores COM 31410H101 18,310 437,000 SH Shared 2 0 437,000 0 Freddie Mac COM 313400301 35,964 687,000 SH Shared 2 0 687,000 0 Frontier Oil COM 35914P105 9,999 680,200 SH Shared 2 0 680,200 0 Georgia Pacific Corp. COM 373298108 28,644 1,181,700 SH Shared 2 0 1,181,700 0 Global Santa Fe Corp. SHS g3930e101 17,231 719,439 SH Shared 2 0 719,439 0 Golden West Financial COM 381317106 16,362 182,800 SH Shared 2 0 182,800 0 Goodrich COM 382388106 20,238 834,900 SH Shared 2 0 834,900 0 Handleman Company COM 410252100 27,835 1,649,000 SH Shared 2 0 1,649,000 0 Inamed Corp. COM 453235103 10,464 142,400 SH Shared 2 0 142,400 0 Jones Apparel COM 480074103 10,335 345,300 SH Shared 2 0 345,300 0 Kellwood Company COM 488044108 47,385 1,416,600 SH Shared 2 0 1,416,600 0 Moore Wallace Inc. COM 615857109 45,619 3,212,600 SH Shared 2 0 3,212,600 0 Norfolk Southern COM 655844108 19,242 1,040,100 SH Shared 2 0 1,040,100 0 OfficeMax Inc. COM 67622M108 20,555 2,193,700 SH Shared 2 0 2,193,700 0 Owens- Illinois COM 690768403 10,991 962,400 SH Shared 2 0 962,400 0 Preacis Pharmaceuticals COM 739421105 9,000 1,331,400 SH Shared 2 0 1,331,400 0 Sappi Ltd. ADRs SPON ADR 803069202 34,001 2,518,600 SH Shared 2 0 2,518,600 0 Saxon Capital Inc. COM 80556p302 16,790 979,600 SH Shared 2 0 979,600 0 Solectron Corp. COM 834182107 15,428 2,637,300 SH Shared 2 0 2,637,300 0 Tenet Healthcare Corp. COM 88033g100 14,046 970,000 SH Shared 2 0 970,000 0 Travelers Property Cl A CL A 89420g109 21,728 1,368,241 SH Shared 2 0 1,368,241 0 US Steel COM 912909108 31,682 1,723,700 SH Shared 2 0 1,723,700 0 UnionBanCal Corp COM 908906100 17,420 351,200 SH Shared 2 0 351,200 0 Unum Provident COM 91529Y106 19,607 1,327,500 SH Shared 2 0 1,327,500 0 Washington Group Int'l. COM 938862208 21,319 789,600 SH Shared 2 0 789,600 0
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