0001315863-17-000063.txt : 20170127 0001315863-17-000063.hdr.sgml : 20170127 20170127113135 ACCESSION NUMBER: 0001315863-17-000063 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 EFFECTIVENESS DATE: 20170127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. CENTRAL INDEX KEY: 0001166152 IRS NUMBER: 731554000 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10017 FILM NUMBER: 17552400 BUSINESS ADDRESS: STREET 1: 1924 SOUTH UTICA STREET 2: SUITE 1120 CITY: TULSA STATE: OK ZIP: 74104-6429 BUSINESS PHONE: 918-747-3412 MAIL ADDRESS: STREET 1: 1924 SOUTH UTICA STREET 2: SUITE 1120 CITY: TULSA STATE: OK ZIP: 74104-6429 FORMER COMPANY: FORMER CONFORMED NAME: PRESCOTT GROUP CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20020128 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001166152 XXXXXXXX 12-31-2016 12-31-2016 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.

1924 SOUTH UTICA SUITE 1120 TULSA OK 74104-6429

13F HOLDINGS REPORT 028-10017 N Jeff Watkins 918.747.3412 /s/ Jeff Watkins Tulsa OK 01-27-2017 0 159 475240 false INFORMATION TABLE 2 prescott4q16.inftab.xml PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 13F 4Q 16 AAR CORPCOM000361105209163270SHSOLE 6327000ADEPTUS HEALTH INCCL A006855100129621696544SHSOLE 169654400ADVANCE AUTO PARTS INCCOM00751Y106243514400SHSOLE 1440000AIR TRANSPORT SERVICES GRP ICOM00922R105507453179540SHSOLE 317954000ALASKA AIR GROUP INCCOM011659109222325058SHSOLE 2505800ALLIANCE DATA SYSTEMS CORPCOM01858110812575500SHSOLE 550000ALMOST FAMILY INCCOM0204091082285160SHSOLE 516000AMBER RD INCCOM02318Y10836340000SHSOLE 4000000AMERICAN EXPRESS COCOM0258161093334500SHSOLE 450000ANADARKO PETE CORPCOM032511107306844000SHSOLE 4400000ARROWHEAD PHARMACEUTICALS INCOM04280A10029591909330SHSOLE 190933000ASTEC INDS INCCOM0462241016079000SHSOLE 900000ATTUNITY LTDSHS NEWM153321212693448870SHSOLE 44887000AVON PRODS INCCOM0543031024222837794SHSOLE 83779400BELDEN INCCOM077454106262335076SHSOLE 3507600BENEFITFOCUS INCCOM08180D106138346550SHSOLE 4655000BERRY PLASTICS GROUP INCCOM08579W103243650000SHSOLE 5000000BIOSCRIP INCCOM09069N108437419831SHSOLE 41983100BLACKHAWK NETWORK HLDGS INCCOM09238E104339190000SHSOLE 9000000BLUEKNIGHT ENERGY PARTNERS LCOM UNIT09625U10966897489SHSOLE 9748900BLUELINX HLDGS INCCOM NEW09624H2082905388909SHSOLE 38890900BROOKDALE SR LIVING INCCOM1124631041973158825SHSOLE 15882500BUCKEYE PARTNERS L PUNIT LTD PARTN118230101148522450SHSOLE 2245000CALAMP CORPCOM1281261093732257345SHSOLE 25734500CANADIAN SOLAR INCCOM1366351099736799361SHSOLE 79936100CARMAX INCCOM143130102128820000SHSOLE 2000000CASEYS GEN STORES INCCOM147528103238320043SHSOLE 2004300CASTLIGHT HEALTH INCCL B14862Q1001419286682SHSOLE 28668200CELANESE CORP DELCOM SER A150870103204726000SHSOLE 2600000CEMPRA INCCOM15130J1097727630SHSOLE 2763000CHECK POINT SOFTWARE TECH LTORDM22465104167219800SHSOLE 1980000CHICAGO BRIDGE & IRON CO N VCOM16725010959718790SHSOLE 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INCCOM29266S1061144200000SHSOLE 20000000ENERSYSCOM29275Y102103513250SHSOLE 1325000ENGILITY HLDGS INC NEWCOM29286C107124937071SHSOLE 3707100ENOVA INTL INCCOM29357K103254012024018SHSOLE 202401800ENVISION HEALTHCARE CORPCOM29414D100180528518SHSOLE 2851800ESTERLINE TECHNOLOGIES CORPCOM297425100142716000SHSOLE 1600000EVERCORE PARTNERS INCCLASS A29977A105103715094SHSOLE 1509400EVINE LIVE INCCL A3004871051711424SHSOLE 1142400FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310063894206SHSOLE 9420600FIRST AMERN FINL CORPCOM31847R102207656684SHSOLE 5668400FIRST SOLAR INCCOM3364331075231163000SHSOLE 16300000FIRSTCASH INCCOM33767D105170636305SHSOLE 3630500FIVE STAR QUALITY CARE INCCOM33832D10613449669SHSOLE 4966900FUEL TECH INCCOM359523107334290123SHSOLE 29012300GENERAL GROWTH PPTYS INC NEWCOM3700231036268250904SHSOLE 25090400GENTHERM INCCOM37253A103135640070SHSOLE 4007000GLOBAL PMTS INCCOM37940X102141620400SHSOLE 2040000GP STRATEGIES CORPCOM36225V1047204251884SHSOLE 25188400HARMONIC INCCOM41316010211122240SHSOLE 2224000HEALTHSOUTH CORPCOM NEW421924309210951130SHSOLE 5113000HELIX ENERGY SOLUTIONS GRP ICOM42330P1071341152000SHSOLE 15200000HFF INCCL A40418F10856718733SHSOLE 873300HILLTOP HOLDINGS INCCOM43274810159620000SHSOLE 2000000HMS HLDGS CORPCOM40425J1014192230825SHSOLE 23082500HOEGH LNG PARTNERS LPCOM UNIT LTDY3262R1001916100820SHSOLE 10082000HUNTINGTON INGALLS INDS INCCOM44641310614748000SHSOLE 800000HURON CONSULTING GROUP INCCOM447462102193338173SHSOLE 3817300INOVALON HLDGS INCCOM CL A45781D1018924866446SHSOLE 86644600JAKKS PAC INCCOM47012E10632262570SHSOLE 6257000JOHNSON CTLS INTL PLCSHSG51502105212251520SHSOLE 5152000LAYNE CHRISTENSEN COCOM52105010415214000SHSOLE 1400000LEGACY RESVS LPUNIT LP INT5247073041034487566SHSOLE 48756600LENNAR CORPCL A526057104123728822SHSOLE 2882200LEVEL 3 COMMUNICATIONS INCCOM NEW52729N30898317439SHSOLE 1743900LILLY ELI & COCOM5324571082353200SHSOLE 320000LINCOLN EDL SVCS CORPCOM533535100666346734SHSOLE 34673400MARCHEX INCCL B56624R108113924298949SHSOLE 429894900MARCUS & MILLICHAP INCCOM566324109118944494SHSOLE 4449400MASTEC INCCOM57632310953514000SHSOLE 1400000MBIA INCCOM55262C1001284120000SHSOLE 12000000MICROSOFT CORPCOM5949181043736000SHSOLE 600000MINERALS TECHNOLOGIES INCCOM6031581063945101SHSOLE 510100MITEK SYS INCCOM NEW6067102009215000SHSOLE 1500000MITEL NETWORKS CORPCOM60671Q10420430000SHSOLE 3000000MODSYS INTL LTDSHSM7037810039574396276SHSOLE 439627600NAM TAI PPTY INCSHSG639071022553345059SHSOLE 34505900NATURES SUNSHINE PRODUCTS INCOM639027101279811865383SHSOLE 186538300NAVIENT CORPCOM63938C1082454149376SHSOLE 14937600NCI BUILDING SYS INCCOM NEW6288522044734302483SHSOLE 30248300NELNET INCCL A64031N108225644451SHSOLE 4445100NET 1 UEPS TECHNOLOGIES INCCOM NEW64107N2069289809183SHSOLE 80918300NETAPP INCCOM64110D10470520000SHSOLE 2000000NEWPARK RES INCCOM PAR $.01NEW651718504866115533SHSOLE 11553300NIKE INCCL B65410610385416800SHSOLE 1680000NOBLE ENERGY INCCOM65504410538110000SHSOLE 1000000NOODLES & COCL A65540B10538293194SHSOLE 9319400NORDSON CORPCOM655663102145713000SHSOLE 1300000NU SKIN ENTERPRISES INCCL A67018T1059992209118SHSOLE 20911800ONEMAIN HLDGS INCCOM68268W1032334105420SHSOLE 10542000OPHTHOTECH CORPCOM6837451032319480036SHSOLE 48003600OPKO HEALTH INCCOM68375N1032325250000SHSOLE 25000000ORACLE CORPCOM68389X1052927601SHSOLE 760100PENN NATL GAMING INCCOM7075691091417102750SHSOLE 10275000PERFORMANT FINL CORPCOM71377E105107264564105SHSOLE 456410500PHARMATHENE INCCOM71714G102106033262422SHSOLE 326242200PINNACLE ENTMT INC NEWCOM72348Y10562943400SHSOLE 4340000PIONEER ENERGY SVCS CORPCOM72366410819929000SHSOLE 2900000PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310564620000SHSOLE 2000000PRECISION DRILLING CORPCOM 201074022D308545100000SHSOLE 10000000Q2 HLDGS INCCOM74736L109230880000SHSOLE 8000000QAD INCCL B74727D20748118812SHSOLE 1881200RAYTHEON COCOM NEW7551115076114300SHSOLE 430000ROCKET FUEL INCCOM7731111091282749851SHSOLE 74985100ROSS STORES INCCOM778296103393660000SHSOLE 6000000RPM INTL INCCOM74968510360311200SHSOLE 1120000RUBICON PROJ INCCOM78112V1025046680009SHSOLE 68000900RUSH ENTERPRISES INCCL A7818462095123160604SHSOLE 16060400SCHEIN HENRY INCCOM8064071023942600SHSOLE 260000SCHLUMBERGER LTDCOM8068571082943500SHSOLE 350000SENOMYX INCCOM81724Q107321334771SHSOLE 33477100SEQUENTIAL BRNDS GROUP INC NCOM81734P10768551464675SHSOLE 146467500SERVICESOURCE INTL INCCOM81763U100207253648775SHSOLE 364877500SIGNET JEWELERS LIMITEDSHSG81276100122613010SHSOLE 1301000SKECHERS U S A INCCL A83056610578732000SHSOLE 3200000SPIRIT AEROSYSTEMS HLDGS INCCOM CL A848574109245142000SHSOLE 4200000SPROUTS FMRS MKT INCCOM85208M102145376799SHSOLE 7679900STARBUCKS CORPCOM85524410995517200SHSOLE 1720000STERLING CONSTRUCTION CO INCCOM8592411011014119880SHSOLE 11988000SYNACOR INCCOM871561106689222238SHSOLE 22223800SYNTHESIS ENERGY SYS INCCOM87162810326912691082SHSOLE 269108200TENNECO INCCOM880349105128720597SHSOLE 2059700TEXAS PAC LD TRSUB CTF PROP I T882610108386913037SHSOLE 1303700THOR INDS INCCOM885160101237223710SHSOLE 2371000TIVO CORPCOM88870P10662429860SHSOLE 2986000TRINITY INDS INCCOM89652210983330000SHSOLE 3000000TUTOR PERINI CORPCOM90110910842815300SHSOLE 1530000U S CONCRETE INCCOM NEW90333L201488474559SHSOLE 7455900UNIT CORPCOM9092181094043150449SHSOLE 15044900UNITED TECHNOLOGIES CORPCOM9130171095925400SHSOLE 540000UQM TECHNOLOGIES INCCOM903213106192446863SHSOLE 44686300VERSO CORPCL A92531L2074094576600SHSOLE 57660000VERTEX ENERGY INCCOM92534K107179136710SHSOLE 13671000VOLT INFORMATION SCIENCES INCOM92870310714521100SHSOLE 2110000VOXX INTL CORPCL A91829F1043349712581SHSOLE 71258100WAGEWORKS INCCOM930427109108715000SHSOLE 1500000WAL-MART STORES INCCOM9311421032764000SHSOLE 400000WALTER INVT MGMT CORPCOM93317W102524110300SHSOLE 11030000WEBSTER FINL CORP CONNCOM9478901092234100SHSOLE 410000WELLCARE HEALTH PLANS INCCOM94946T106521538043SHSOLE 3804300WILLIAMS CLAYTON ENERGY INCCOM969490101276723200SHSOLE 2320000