0001140361-17-011091.txt : 20170308 0001140361-17-011091.hdr.sgml : 20170308 20170308211723 ACCESSION NUMBER: 0001140361-17-011091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170306 FILED AS OF DATE: 20170308 DATE AS OF CHANGE: 20170308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J C PENNEY CO INC CENTRAL INDEX KEY: 0001166126 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 260037077 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 6501 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024-3698 BUSINESS PHONE: 9722431100 FORMER COMPANY: FORMER CONFORMED NAME: J C PENNEY HOLDINGS INC DATE OF NAME CHANGE: 20020128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RECORD EDWARD J CENTRAL INDEX KEY: 0001251605 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15274 FILM NUMBER: 17676614 MAIL ADDRESS: STREET 1: 10201 S. MAIN CITY: HOUSTON STATE: TX ZIP: 77025 4 1 doc1.xml FORM 4 X0306 4 2017-03-06 0 0001166126 J C PENNEY CO INC JCP 0001251605 RECORD EDWARD J C/O J. C. PENNEY COMPANY, INC. 6501 LEGACY DRIVE PLANO TX 75024 0 1 0 0 EVP, CFO Common Stock of 50 cents Par Value 2017-03-06 4 A 0 41946 0 A 521579 D Employee stock option/Right to Buy 5.96 2017-03-06 4 A 0 85324 0 A 2027-03-05 Common Stock 85324 85324 D Represents restricted stock units granted under the Company's 2016 Long-Term Incentive Plan. Represents grant of employee stock options under the Company's 2016 Long-Term Incentive Plan which vest one-third on March 6, 2018, one-third on March 6, 2019 and one-third on March 6, 2020. Represents current grant of stock options. Including the reported grant, Mr. Record beneficially owns an aggregate of 451,587 stock options at various exercise prices. *** Under continuing POA as filed with the S.E.C. *** /s/ David A. Shipley, attorney in fact 2017-03-08