0001165762-13-000003.txt : 20130213 0001165762-13-000003.hdr.sgml : 20130213 20130213105253 ACCESSION NUMBER: 0001165762-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRIGHTFIELD CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001165762 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10020 FILM NUMBER: 13600468 BUSINESS ADDRESS: STREET 1: 780 THIRD AVE STREET 2: 45TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 833 9965 MAIL ADDRESS: STREET 1: JANINE ZAPPOLA STREET 2: 780 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 brightfieldcapital123112.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brightfield Capital Management Address: 780 3rd Avenue 45th Floor New York, NY 13 File Number: 28-10020 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth Epstein Title: General Partner Phone: Signature, Place and Date of Signing: Kenneth Epstein New York, NY January 14, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 41 Form 13F Information Table Value Total: 81856 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ACTUATE CORP COM STK COMMON STOCK 00508B102 1346 240400 SH SOLE 240400 0 0 D AUDIOCODES LTD COM STK COMMON STOCK M15342104 207 64388 SH SOLE 64388 0 0 D AVIAT NETWORKS INC INC COM ST COMMON STOCK 05366Y102 4738 1440000 SH SOLE 1440000 0 0 D BROADCOM CORP CL A COM STK COMMON STOCK 111320107 2159 65000 SH SOLE 65000 0 0 D CALIX NETWORKS INC COM STK COMMON STOCK 13100M509 2768 360000 SH SOLE 360000 0 0 D EMCORE CORPORATION COM STK COMMON STOCK 290846203 2365 550000 SH SOLE 550000 0 0 D EMULEX CORP COM NEW COMMON STOCK 292475209 2920 400000 SH SOLE 400000 0 0 D FALCONSTOR SOFTWARE INC COM ST COMMON STOCK 306137100 1200 515000 SH SOLE 515000 0 0 D FINISAR CORP COM STK COMMON STOCK 31787A507 1548 95000 SH SOLE 95000 0 0 D FORMFACTOR INC COM STK COMMON STOCK 346375108 2646 580317 SH SOLE 580317 0 0 D HARMONIC INC COM STK COMMON STOCK 413160102 3676 725000 SH SOLE 725000 0 0 D INTEGRATED DEVICE TE CHNOLOGY COMMON STOCK 458118106 1022 140000 SH SOLE 140000 0 0 D INTEGRATED SILICON S OLUTION I COMMON STOCK 45812P107 1845 205000 SH SOLE 205000 0 0 D INTEL CORP COM STK COMMON STOCK 458140100 1753 85000 SH SOLE 85000 0 0 D INTERNAP NETWORK SVC S CORP CO COMMON STOCK 45885A300 2977 429900 SH SOLE 429900 0 0 D MATTERSIGHT CORP COM STK COMMON STOCK 577097108 2092 420900 SH SOLE 420900 0 0 D MAXLINEAR INC COMMON STOCK 57776J100 2494 496825 SH SOLE 496825 0 0 D MELLANOX TECHNOLOGIE S LTD COMMON STOCK M51363113 1633 27500 SH SOLE 27500 0 0 D MERU NETWORKS INC COMMON STOCK 59047Q103 1723 650000 SH SOLE 650000 0 0 D MICRON TECHNOLOGY IN C COM STK COMMON STOCK 595112103 2156 340000 SH SOLE 340000 0 0 D MICROSOFT CORP COM STK COMMON STOCK 594918104 2003 75000 SH SOLE 75000 0 0 D NOVATEL WIRELESS INC COM STK COMMON STOCK 66987M604 1201 903300 SH SOLE 903300 0 0 D O2MICRO INTERNATIONA L LTD ADR ADRS STOCKS 67107W100 1984 661223 SH SOLE 661223 0 0 D OCLARO INC COM STK COMMON STOCK 67555N206 2002 1275000 SH SOLE 1275000 0 0 D PIXELWORKS INC COM STK COMMON STOCK 72581M305 1186 529533 SH SOLE 529533 0 0 D PLANAR SYS INC COM STK COMMON STOCK 726900103 1366 955488 SH SOLE 955488 0 0 D PREMIERE GLOBAL SERV ICES INC COMMON STOCK 740585104 2445 250000 SH SOLE 250000 0 0 D PROSHARES QQQ ULTRAS HORT US ETF'S - US TR 74347X237 741 25000 SH SOLE 25000 0 0 D PROSHARES ULTRASHORT 2000 US ETF'S - US TR 74348A202 3422 135000 SH SOLE 135000 0 0 D PROSHARES ULTRASHORT S&P500 US ETF'S - US TR 74347B300 7575 140000 SH SOLE 140000 0 0 D QLOGIC CORP COM STK COMMON STOCK 747277101 973 100000 SH SOLE 100000 0 0 D RF MICRO DEVICES INC COM STK COMMON STOCK 749941100 2240 500000 SH SOLE 500000 0 0 D SHORETEL INC COMMON STOCK 825211105 2045 482320 SH SOLE 482320 0 0 D SIGMA DESIGNS INC COM STK COMMON STOCK 826565103 1749 339500 SH SOLE 339500 0 0 D SILICON GRAPHICS INTERNATIONAL COMMON STOCK 82706L108 1230 120235 SH SOLE 120235 0 0 D SONUS NETWORKS INC COM STK COMMON STOCK 835916107 1071 630000 SH SOLE 630000 0 0 D SOUNDBITE COMMUNICAT IONS INC COMMON STOCK 836091108 1445 500000 SH SOLE 500000 0 0 D SYMMETRICOM INC COM STK COMMON STOCK 871543104 612 106059 SH SOLE 106059 0 0 D TELLABS INC COM STK COMMON STOCK 879664100 912 400000 SH SOLE 400000 0 0 D WEBSENSE INC COM STK COMMON STOCK 947684106 817 54297 SH SOLE 54297 0 0 D ZYNGA INCCOM STK COMMON STOCK 98986T108 1569 665000 SH SOLE 665000 0 0 S REPORT SUMMARY 41 DATA RECORDS 81856 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED