-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SICkhzxRsijlVFqY7EBy0co4ilR0w4+jXZSeyDbIT1sHdVQfpd7c88V1NIIU1szf wNsUr5wqTDIbRBf1N9g4jw== 0000728672-03-000204.txt : 20031104 0000728672-03-000204.hdr.sgml : 20031104 20031104162627 ACCESSION NUMBER: 0000728672-03-000204 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031104 EFFECTIVENESS DATE: 20031104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRIGHTFIELD CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001165762 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10020 FILM NUMBER: 03976661 BUSINESS ADDRESS: STREET 1: 780 THIRD AVE STREET 2: 45TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 833 9965 MAIL ADDRESS: STREET 1: JANINE ZAPPOLA STREET 2: 780 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 brightfield.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brightfield Capital Management Address: 780 3rd Avenue 45th Floor New York, NY 13 File Number: 28-10020 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth Epstein Title: General Partner Phone: Signature, Place and Date of Signing: Kenneth Epstein New York, NY October 21, 2003 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 59 Form 13F Information Table Value Total: 78947 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ACTUATE CORPORATION COM STK COMMON STOCK 00508B102 2693 754300 SH SOLE 754300 0 0 D AGILE SOFTWARE CORP COM COMMON STOCK 00846X105 952 100000 SH SOLE 100000 0 0 D ANSWERTHINK CONSULTING GP COMMON STOCK 036916104 2327 725000 SH SOLE 725000 0 0 D APPLIED MICRO CIRCUITS CORP COMMON STOCK 03822W109 1580 325000 SH SOLE 325000 0 0 D ASCENTIAL SOFTWARE CORP NEW COMMON STOCK 04362P207 3335 180000 SH SOLE 180000 0 0 D ASPEN TECHNOLOGY INC COMMON STOCK 045327103 1444 354800 SH SOLE 354800 0 0 D AXCELIS TECHS COM STK COMMON STOCK 054540109 2905 350000 SH SOLE 350000 0 0 D BOOKHAM TECHNOLOGY PLC ADRS STOCKS 09856Q108 1498 700000 SH SOLE 700000 0 0 D BORLAND SOFTWARE COR COMMON STOCK 099849101 921 100000 SH SOLE 100000 0 0 D BOTTOMLINE TECH INC COM STK COMMON STOCK 101388106 820 100000 SH SOLE 100000 0 0 D C COR. NET CORPORATION COMMON STOCK 125010108 2142 324600 SH SOLE 324600 0 0 D CELESTICA INC CAD NP V SUB ORD COMMON STOCK 15101Q108 634 40000 SH SOLE 40000 0 0 D CHIPPAC INC COM COMMON STOCK 169657103 2945 500000 SH SOLE 500000 0 0 D CHORDIANT SFTWR COM STK COMMON STOCK 170404107 302 100000 SH SOLE 100000 0 0 D CIRRUS LOGIC INC COM COMMON STOCK 172755100 1297 235000 SH SOLE 235000 0 0 D CITRIX SYSTEMS INC COM COMMON STOCK 177376100 1770 80000 SH SOLE 80000 0 0 D DIAMOND CLUSTER INTL COM COMMON STOCK 25278P106 1022 149500 SH SOLE 149500 0 0 D DOT HILL SYSTEMS CORP COMMON STOCK 25848T109 2066 150000 SH SOLE 150000 0 0 D E M C CORP MASS COM COMMON STOCK 268648102 1895 150000 SH SOLE 150000 0 0 D ELECTRONICS FOR IMAGING INC COMMON STOCK 286082102 1750 75000 SH SOLE 75000 0 0 D ELOYALTY CORP SHS COMMON STOCK 290151307 282 80000 SH SOLE 80000 0 0 D FSI INTL INC COM COMMON STOCK 302633102 1000 200000 SH SOLE 200000 0 0 D INTEGRATED CIRCUIT SYSTEMS INC COMMON STOCK 45811K208 1802 60000 SH SOLE 60000 0 0 D IONA TECHNOLIGIES PLC ADR ADRS STOCKS 46206P109 138 57300 SH SOLE 57300 0 0 D JDA SOFTWARE GROUP INC COMMON STOCK 46612K108 1407 95000 SH SOLE 95000 0 0 D LINEAR TECHNOLOGY CO RP USD CO COMMON STOCK 535678106 3054 85000 SH SOLE 85000 0 0 D LIVEPERSON INC COM STK COMMON STOCK 538146101 709 175000 SH SOLE 175000 0 0 D M SYSTEMS FLASH DISC PIONEERS COMMON STOCK M7061C100 1413 90000 SH SOLE 90000 0 0 D MCDATA CORP CL-A COM COMMON STOCK 580031201 2684 225000 SH SOLE 225000 0 0 D MRV COMMUNICATIONS INC COMMON STOCK 553477100 413 150000 SH SOLE 150000 0 0 D NEOMAGIC CORP COM COMMON STOCK 640497103 157 67400 SH SOLE 67400 0 0 D NETIQ CORP COM STK COMMON STOCK 64115P102 1194 100000 SH SOLE 100000 0 0 D NETMANAGE INC COM NEW COMMON STOCK 641144308 375 93700 SH SOLE 93700 0 0 D NETWORK ASSOCIATES INC COM COMMON STOCK 640938106 1376 100000 SH SOLE 100000 0 0 D NOKIA CORP ADR SHRS EACH ADRS STOCKS 654902204 1794 115000 SH SOLE 115000 0 0 D PC CONNECTION INC COM STK COMMON STOCK 69318J100 1149 122500 SH SOLE 122500 0 0 D PEERLESS SYS CORP COM COMMON STOCK 705536100 228 71100 SH SOLE 71100 0 0 D PEOPLESOFT INC COM COMMON STOCK 712713106 1188 65000 SH SOLE 65000 0 0 D POWERWAVE TECHNOLOGIES INC COMMON STOCK 739363109 1494 225000 SH SOLE 225000 0 0 D PTEK HOLDINGS INC COM STK COMMON STOCK 69366M104 1440 175000 SH SOLE 175000 0 0 D QAD INC COM STK COMMON STOCK 74727D108 325 30000 SH SOLE 30000 0 0 D QRS CORP COM STK COMMON STOCK 74726X105 1720 202800 SH SOLE 202800 0 0 D QUEST SOFTWARE INC COM COMMON STOCK 74834T103 1216 100000 SH SOLE 100000 0 0 D RAINDANCE COMM COM COMMON STOCK 75086X106 497 180200 SH SOLE 180200 0 0 D REALNETWORKS INC COM COMMON STOCK 75605L104 1944 300000 SH SOLE 300000 0 0 D RETEK INC COM STK COMMON STOCK 76128Q109 1013 150000 SH SOLE 150000 0 0 D RF MICRO DEVICES INC COMMON STOCK 749941100 2772 300000 SH SOLE 300000 0 0 D SEEBEYOND TECHNOLOGY CORP COM COMMON STOCK 815704101 128 50000 SH SOLE 50000 0 0 D SEMTECH CORPORATION COM COMMON STOCK 816850101 926 50000 SH SOLE 50000 0 0 D SIEBEL SYS INC COM COMMON STOCK 826170102 976 100000 SH SOLE 100000 0 0 D SONIC SOLUTIONS COM COMMON STOCK 835460106 976 70000 SH SOLE 70000 0 0 D SUN MICROSYSTEMS INC USD.0006 COMMON STOCK 866810104 497 150000 SH SOLE 150000 0 0 D TAIWAN SEMICONDUCTOR MANUFACTU ADRS STOCKS 874039100 2166 200000 SH SOLE 200000 0 0 D TELLIUM INC COM COMMON STOCK 87967E107 206 150000 SH SOLE 150000 0 0 D TIBCO SOFTWARE INC USD COM COMMON STOCK 88632Q103 1338 250000 SH SOLE 250000 0 0 D ULTRATECH INC COM COMMON STOCK 904034105 1693 60000 SH SOLE 60000 0 0 D WATCHGUARD TECHNOLOGIES INC US COMMON STOCK 941105108 464 86500 SH SOLE 86500 0 0 D WEBMETHODS INC COM STK COMMON STOCK 94768C108 561 70000 SH SOLE 70000 0 0 D WESTERN DIGITAL CORP COM COMMON STOCK 958102105 1934 150000 SH SOLE 150000 0 0 S REPORT SUMMARY 59 DATA RECORDS 78947 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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