X0306 4 2012-10-05 0 0001331301 SMART BALANCE, INC. SMBL 0001165408 ADAGE CAPITAL PARTNERS GP LLC 200 CLARENDON STREET 52ND FLOOR BOSTON MA 02116 0 0 1 0 0001163846 Adage Capital Partners, L.P. 200 CLARENDON STREET, 52ND FLOOR BOSTON MA 02116 0 0 1 0 0001403403 Adage Capital Advisors, L.L.C. 200 CLARENDON STREET 52ND FLOOR BOSTON MA 02116 0 0 1 0 0001403404 Atchinson Robert 200 CLARENDON STREET 52ND FLOOR BOSTON MA 02116 0 0 1 0 0001403413 Gross Phillip 200 CLARENDON STREET 52ND FLOOR BOSTON MA 02116 0 0 1 0 Common Stock, par value $0.0001 per share ("Common Stock") 2012-10-05 4 S 0 19500 12.765 D 7323802 I See Footnote Common Stock 2012-10-05 4 S 0 15300 12.751 D 7308502 I See Footnote Common Stock 2012-10-08 4 S 0 700 12.540 D 7307802 I See Footnote Common Stock 2012-10-08 4 S 0 10000 12.550 D 7297802 I See Footnote Common Stock 2012-10-08 4 S 0 26500 12.555 D 7271302 I See Footnote Common Stock 2012-10-08 4 S 0 295000 12.505 D 6976302 I See Footnote Adage Capital Partners GP, L.L.C., a Delaware limited liability company ("ACPGP"), serves as the general partner of Adage Capital Partners, L.P., a Delaware limited partnership (the "Fund"), and as such has discretion over the portfolio securities beneficially owned by the Fund. Adage Capital Advisors, L.L.C., a Delaware limited liability company ("ACA"), is the managing member of ACPGP and directs ACPGP's operations. Robert Atchinson and Phillip Gross are the managing members of ACPGP and ACA and general partners of the Fund. ACPGP, ACA, Robert Atchinson and Phillip Gross disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. /s/ Adage Capital Partners GP, L.L.C.; By its managing member Adage Capital Advisors, L.L.C.; By its managing member Robert Atchinson 2012-10-09 /s/ Adage Capital Partners, L.P.; By its general partner Adage Capital Partners GP, L.L.C.; By its managing member Adage Capital Advisors, L.L.C.; By its managing member Robert Atchinson 2012-10-09 /s/ Adage Capital Advisors, L.L.C.; By its managing member Robert Atchinson 2012-10-09 /s/ Robert Atchinson 2012-10-09 /s/ Phillip Gross 2012-10-09