0000899243-19-004422.txt : 20190221
0000899243-19-004422.hdr.sgml : 20190221
20190221175227
ACCESSION NUMBER: 0000899243-19-004422
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181115
FILED AS OF DATE: 20190221
DATE AS OF CHANGE: 20190221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northern Light Venture Capital, Ltd.
CENTRAL INDEX KEY: 0001587555
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36355
FILM NUMBER: 19623190
BUSINESS ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 852-2281-6200
MAIL ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northern Light Partners, L.P.
CENTRAL INDEX KEY: 0001587623
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36355
FILM NUMBER: 19623191
BUSINESS ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 852-2281-6200
MAIL ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORTHERN LIGHT VENTURE FUND L P
CENTRAL INDEX KEY: 0001364666
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36355
FILM NUMBER: 19623192
BUSINESS ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 852-2281-6200
MAIL ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORTHERN LIGHT STRATEGIC FUND L P
CENTRAL INDEX KEY: 0001348026
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36355
FILM NUMBER: 19623193
BUSINESS ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 852-2281-6200
MAIL ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Northern Light Partners Fund, L.P.
CENTRAL INDEX KEY: 0001587557
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36355
FILM NUMBER: 19623194
BUSINESS ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 852-2281-6200
MAIL ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Jeffrey
CENTRAL INDEX KEY: 0001590278
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36355
FILM NUMBER: 19623195
MAIL ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DENG FENG
CENTRAL INDEX KEY: 0001165399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36355
FILM NUMBER: 19623196
MAIL ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KE YAN
CENTRAL INDEX KEY: 0001165400
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36355
FILM NUMBER: 19623197
MAIL ADDRESS:
STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE
STREET 2: 10 HARCOURT ROAD, CENTRAL
CITY: HONG KONG
STATE: K3
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEROHIVE NETWORKS, INC
CENTRAL INDEX KEY: 0001372414
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 204524700
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1011 MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 408-510-6100
MAIL ADDRESS:
STREET 1: 1011 MCCARTHY BOULEVARD
CITY: MILPITAS
STATE: CA
ZIP: 95035
FORMER COMPANY:
FORMER CONFORMED NAME: AEROHIVE NETWORKS INC
DATE OF NAME CHANGE: 20060811
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-15
0
0001372414
AEROHIVE NETWORKS, INC
HIVE
0001587555
Northern Light Venture Capital, Ltd.
SUITE 1701, HUTCHISON HOUSE
10 HARCOURT ROAD, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001587623
Northern Light Partners, L.P.
SUITE 1701, HUTCHISON HOUSE
10 HARCOURT ROAD, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001364666
NORTHERN LIGHT VENTURE FUND L P
SUITE 1701, HUTCHISON HOUSE
10 HARCOURT ROAD, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001348026
NORTHERN LIGHT STRATEGIC FUND L P
SUITE 1701, HUTCHISON HOUSE
10 HARCOURT ROAD, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001587557
Northern Light Partners Fund, L.P.
SUITE 1701, HUTCHISON HOUSE
10 HARCOURT ROAD, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001590278
Lee Jeffrey
SUITE 1701, HUTCHISON HOUSE
10 HARCOURT ROAD, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001165399
DENG FENG
SUITE 1701, HUTCHISON HOUSE
10 HARCOURT ROAD, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
0001165400
KE YAN
SUITE 1701, HUTCHISON HOUSE
10 HARCOURT ROAD, CENTRAL
HONG KONG
K3
HONG KONG
0
0
1
0
Common Stock
2018-11-15
4
S
0
791
3.937
D
0
I
See footnote
Common Stock
2019-02-19
4
J
0
289008
0.00
D
5491162
I
See footnote
Common Stock
2019-02-19
4
J
0
63473
0.00
D
1205980
I
See footnote
Common Stock
2019-02-19
4
J
0
31736
0.00
D
602988
I
See footnote
Shares were sold directly by Northern Light Partners, L.P., the general partner of each of NLVF, NLSF and NLPF (as defined below). Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may be deemed to have sole voting and dispositive power over the shares held by Northern Light Partners, L.P. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by Northern Light Partners, L.P. Such persons and entities disclaim beneficial ownership of shares held by Northern Light Partners, L.P., except to the extent of any pecuniary interest therein. Also corrects the previous over-reporting of shares held by Northern Light Partners, L.P.
Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein.
Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein.
Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein.
Northern Light Venture Capital, Ltd., By /s/ Jeffrey D. Lee, Printed Name: Jeffrey D. Lee, Title: Director
2019-02-21
Northern Light Partners, L.P., By Northern Light Venture Capital, Ltd., Its General Partner, By /s/ Jeffrey D. Lee, Printed Name: Jeffrey D. Lee, Title: Director
2019-02-21
Northern Light Venture Fund, L.P., By Northern Light Partners, L.P., Its General Partner, By Northern Light Venture Capital, Ltd., Its General Partner, By /s/ Jeffrey D. Lee, Printed Name: Jeffrey D. Lee, Title: Director
2019-02-21
Northern Light Strategic Fund, L.P., By Northern Light Partners, L.P., Its General Partner, By Northern Light Venture Capital, Ltd., Its General Partner, By /s/ Jeffrey D. Lee, Printed Name: Jeffrey D. Lee, Title: Director
2019-02-21
Northern Light Partners Fund, L.P., By Northern Light Partners, L.P., Its General Partner, By Northern Light Venture Capital, Ltd., Its General Partner, By /s/ Jeffrey D. Lee, Printed Name: Jeffrey D. Lee, Title: Director
2019-02-21
By /s/ Jeffrey D. Lee, Jeffrey D. Lee
2019-02-21
Feng Deng, By /s/ Jeffrey D. Lee, Jeffrey D. Lee, Attorney-in-Fact
2019-02-21
Yan Ke, By /s/ Jeffrey D. Lee, Jeffrey D. Lee, Attorney-in-Fact
2019-02-21