0000899243-18-028616.txt : 20181109 0000899243-18-028616.hdr.sgml : 20181109 20181109181058 ACCESSION NUMBER: 0000899243-18-028616 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181106 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Northern Light Venture Capital, Ltd. CENTRAL INDEX KEY: 0001587555 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 181174332 BUSINESS ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2281-6200 MAIL ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Northern Light Partners, L.P. CENTRAL INDEX KEY: 0001587623 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 181174333 BUSINESS ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2281-6200 MAIL ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTHERN LIGHT VENTURE FUND L P CENTRAL INDEX KEY: 0001364666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 181174334 BUSINESS ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2281-6200 MAIL ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTHERN LIGHT STRATEGIC FUND L P CENTRAL INDEX KEY: 0001348026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 181174335 BUSINESS ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2281-6200 MAIL ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KE YAN CENTRAL INDEX KEY: 0001165400 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 181174336 MAIL ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Northern Light Partners Fund, L.P. CENTRAL INDEX KEY: 0001587557 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 181174337 BUSINESS ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2281-6200 MAIL ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Jeffrey CENTRAL INDEX KEY: 0001590278 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 181174338 MAIL ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENG FENG CENTRAL INDEX KEY: 0001165399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 181174339 MAIL ADDRESS: STREET 1: SUITE 1701, 17/F HUTCHISON HOUSE STREET 2: 10 HARCOURT ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEROHIVE NETWORKS, INC CENTRAL INDEX KEY: 0001372414 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 204524700 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1011 MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-510-6100 MAIL ADDRESS: STREET 1: 1011 MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: AEROHIVE NETWORKS INC DATE OF NAME CHANGE: 20060811 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-06 0 0001372414 AEROHIVE NETWORKS, INC HIVE 0001587555 Northern Light Venture Capital, Ltd. SUITE 1701, HUTCHISON HOUSE 10 HARCOURT ROAD, CENTRAL HONG KONG K3 HONG KONG 0 0 1 0 0001587623 Northern Light Partners, L.P. SUITE 1701, HUTCHISON HOUSE 10 HARCOURT ROAD, CENTRAL HONG KONG K3 HONG KONG 0 0 1 0 0001364666 NORTHERN LIGHT VENTURE FUND L P SUITE 1701, HUTCHISON HOUSE 10 HARCOURT ROAD, CENTRAL HONG KONG K3 HONG KONG 0 0 1 0 0001348026 NORTHERN LIGHT STRATEGIC FUND L P SUITE 1701, HUTCHISON HOUSE 10 HARCOURT ROAD, CENTRAL HONG KONG K3 HONG KONG 0 0 1 0 0001587557 Northern Light Partners Fund, L.P. SUITE 1701, HUTCHISON HOUSE 10 HARCOURT ROAD, CENTRAL HONG KONG K3 HONG KONG 0 0 1 0 0001590278 Lee Jeffrey SUITE 1701, HUTCHISON HOUSE 10 HARCOURT ROAD, CENTRAL HONG KONG K3 HONG KONG 0 0 1 0 0001165399 DENG FENG SUITE 1701, HUTCHISON HOUSE 10 HARCOURT ROAD, CENTRAL HONG KONG K3 HONG KONG 0 0 1 0 0001165400 KE YAN SUITE 1701, HUTCHISON HOUSE 10 HARCOURT ROAD, CENTRAL HONG KONG K3 HONG KONG 0 0 1 0 Common Stock 5780170 I See footnote Common Stock 1269453 I See footnote Common Stock 634724 I See footnote Common Stock 2018-11-06 4 J 0 1040 0.00 D 930 I See footnote Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein. Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein. Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein. Represents a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners. Shares held directly by Northern Light Partners, L.P., the general partner of each of NLVF, NLSF and NLPF. Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may be deemed to have sole voting and dispositive power over the shares held by Northern Light Partners, L.P. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by Northern Light Partners, L.P. Such persons and entities disclaim beneficial ownership of shares held by Northern Light Partners, L.P., except to the extent of any pecuniary interest therein. Northern Light Venture Capital, Ltd., By /s/ Jeffrey D. Lee, Printed Name: Jeffrey D. Lee, Title: Director 2018-11-09 Northern Light Partners, L.P., By Northern Light Venture Capital, Ltd., Its General Partner, By /s/ Jeffrey D. Lee, Printed Name: Jeffrey D. Lee, Title: Director 2018-11-09 Northern Light Venture Fund, L.P., By Northern Light Partners, L.P., Its General Partner, By Northern Light Venture Capital, Ltd., Its General Partner, By /s/ Jeffrey D. Lee, Printed Name: Jeffrey D. Lee, Title: Director 2018-11-09 Northern Light Strategic Fund, L.P., By Northern Light Partners, L.P., Its General Partner, By Northern Light Venture Capital, Ltd., Its General Partner, By /s/ Jeffrey D. Lee, Printed Name: Jeffrey D. Lee, Title: Director 2018-11-09 Northern Light Partners Fund, L.P., By Northern Light Partners, L.P., Its General Partner, By Northern Light Venture Capital, Ltd., Its General Partner, By /s/ Jeffrey D. Lee, Printed Name: Jeffrey D. Lee, Title: Director 2018-11-09 By /s/ Jeffrey D. Lee, Jeffrey D. Lee 2018-11-09 Feng Deng, By /s/ Jeffrey D. Lee, Jeffrey D. Lee, Attorney-in-Fact 2018-11-09 Yan Ke, By /s/ Jeffrey D. Lee, Jeffrey D. Lee, Attorney-in-Fact 2018-11-09