-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PBQzE9ZudBEYfmrBEKMayflUh8rpQj7V9hD4upPqpaIFI8DzqpzD3ih+FaihLsTD x7q3xNttrIUoYMSgniaMkw== 0000950138-07-000716.txt : 20070912 0000950138-07-000716.hdr.sgml : 20070912 20070912151725 ACCESSION NUMBER: 0000950138-07-000716 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070911 FILED AS OF DATE: 20070912 DATE AS OF CHANGE: 20070912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KITT BARRY M CENTRAL INDEX KEY: 0001165244 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32401 FILM NUMBER: 071113168 BUSINESS ADDRESS: STREET 1: 4965 PRESTON PARK BLVD. STREET 2: SUITE 240 CITY: PLANO STATE: TX ZIP: 75093 BUSINESS PHONE: 9729852121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Veri-Tek International, Corp. CENTRAL INDEX KEY: 0001302028 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 421628978 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50120 PONTIAC TRAIL CITY: WIXOM STATE: MI ZIP: 48393 BUSINESS PHONE: 248-560-1000 MAIL ADDRESS: STREET 1: 50120 PONTIAC TRAIL CITY: WIXOM STATE: MI ZIP: 48393 3 1 sept12_veritekkitt-3ex.xml PINNACLE FUND\2007 FILINGS\SEPT 12 VERI-TEK KITT-3 X0202 3 2007-09-11 0 0001302028 Veri-Tek International, Corp. VCC 0001165244 KITT BARRY M C/O THE PINNACLE FUND, L.P. 4965 PRESTON PARK BLVD., SUITE 240 PLANO TX 75093 0 0 1 0 Common Stock, no par value per share 1340475 I By The Pinnacle Fund, L.P. Warrants to purchase shares of Common Stock 4.05 2011-11-15 Common Stock, no par value per share 99000 I By The Pinnacle Fund, L.P. Warrants to purchase shares of Common Stock 4.25 2011-11-15 Common Stock, no par value per share 99000 I By The Pinnacle Fund, L.P. Barry M. Kitt exercises investment discretion and control over the shares of common stock of the issuer held by The Pinnacle Fund, L.P., a Texas limited partnership ("Pinnacle"). Mr. Kitt may be deemed to be the beneficial owner of the shares of common stock beneficially owned by Pinnacle. Mr. Kitt hereby disclaims beneficial ownership of the shares of common stock reported herein to the extent of his direct or indirect pecuniary interest therein, and this Form 3 shall not be deemed to be an admission that Mr. Kitt is the beneficial owner of the shares of common stock reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or for any other purpose. This Form 3 is filed on behalf of Pinnacle and Barry M. Kitt. Pinnacle Advisers, L.P. ("Advisers") is the general partner of Pinnacle. Pinnacle Fund Management, LLC ("Management") is the general partner of Advisers. Mr. Kitt is the sole member of Management. While the warrants reported on Table II of this Form 3 are exercisable immediately, such warrants are subject to an exercise limitation that preclude the holder thereof from utilizing its exercise rights to the extent that it would beneficially own (determined in accordance with Section 13(d) of the Securities Exchange Act of 1934) in excess of 9.99% of the Common Stock, giving effect to such exercise. /s/ Barry M. Kitt 2007-09-12 -----END PRIVACY-ENHANCED MESSAGE-----