0001731249-21-000005.txt : 20210506 0001731249-21-000005.hdr.sgml : 20210506 20210506162309 ACCESSION NUMBER: 0001731249-21-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210504 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gomez Fabian CENTRAL INDEX KEY: 0001731249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31234 FILM NUMBER: 21898165 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC CENTRAL INDEX KEY: 0001165002 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 752969997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147566900 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 wf-form4_162033255983715.xml FORM 4 X0306 4 2021-05-04 0 0001165002 WESTWOOD HOLDINGS GROUP INC WHG 0001731249 Gomez Fabian 200 CRESCENT COURT SUITE 1200 DALLAS TX 75201 0 1 0 0 Chief Operating Officer common stock 2021-05-04 4 S 0 800 19.50 D 30827 D common stock 2021-05-05 4 S 0 700 19.5193 D 30127 D The shares were sold pursuant to participation in an SEC Rule 10b5-1 plan adopted by the reporting person on March 8, 2021. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $19.50 to $19.59 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, or a security holder of the issuer upon request. Julie K. Gerron as attorney-in-fact 2021-05-06