0001214659-18-003038.txt : 20180426 0001214659-18-003038.hdr.sgml : 20180426 20180426160516 ACCESSION NUMBER: 0001214659-18-003038 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120403 FILED AS OF DATE: 20180426 DATE AS OF CHANGE: 20180426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BYRNE SUSAN M CENTRAL INDEX KEY: 0001171441 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31234 FILM NUMBER: 18778507 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC CENTRAL INDEX KEY: 0001165002 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 752969997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147566900 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4/A 1 marketforms-41742.xml PRIMARY DOCUMENT X0306 4/A 2012-04-03 2012-04-05 0001165002 WESTWOOD HOLDINGS GROUP INC WHG 0001171441 BYRNE SUSAN M 200 CRESCENT COURT SUITE 1200 DALLAS TX 75201 true false false true Vice Chairman of the Board common stock 2012-04-03 4 S false 1440 38.8611 D 43120 I By spouse common stock 2012-06-21 4 S false 273 37 D 37759 I By spouse The original Form 4 for this transaction was filed on April 5, 2012. The original Form 4 for this transaction was filed on June 22, 2012. The sales reported on this Form 4/A were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse on March 9, 2012. The transactions are being amended to correct inaccurate data previously given to the reporting person by the executing broker. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transaction reported was $38.75 to $39.00 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request. Julie K. Gerron as attorney-in-fact 2018-04-26