0001171437-13-000005.txt : 20130530 0001171437-13-000005.hdr.sgml : 20130530 20130530164142 ACCESSION NUMBER: 0001171437-13-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130528 FILED AS OF DATE: 20130530 DATE AS OF CHANGE: 20130530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY BRIAN O CENTRAL INDEX KEY: 0001171437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31234 FILM NUMBER: 13882259 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC CENTRAL INDEX KEY: 0001165002 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 752969997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147566900 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-05-28 0 0001165002 WESTWOOD HOLDINGS GROUP INC WHG 0001171437 CASEY BRIAN O 200 CRESCENT COURT SUITE 1200 DALLAS TX 75201 1 1 0 0 President & CEO common stock 2013-05-28 4 S 0 500 45.4 D 294396 D common stock 700 I As UTMA custodian for daughter common stock 700 I As UTMA custodian for son common stock 700 I As UTMA custodian for son The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2013. William R. Hardcastle, Jr. as attorney-in-fact 2013-05-30