0001171437-12-000001.txt : 20121128 0001171437-12-000001.hdr.sgml : 20121128 20121128173326 ACCESSION NUMBER: 0001171437-12-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121126 FILED AS OF DATE: 20121128 DATE AS OF CHANGE: 20121128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY BRIAN O CENTRAL INDEX KEY: 0001171437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31234 FILM NUMBER: 121229875 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC CENTRAL INDEX KEY: 0001165002 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 752969997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147566900 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-11-26 0 0001165002 WESTWOOD HOLDINGS GROUP INC WHG 0001171437 CASEY BRIAN O 200 CRESCENT COURT SUITE 1200 DALLAS TX 75201 1 1 0 0 President & CEO common stock 2012-11-26 4 S 0 14796 38.8091 D 362566 D common stock 2012-11-27 5 G 0 E 7000 0 D 355566 D common stock 2012-11-27 4 S 0 10204 38.756 D 345362 D common stock 700 I As UTMA custodian for daughter common stock 700 I As UTMA custodian for son common stock 700 I As UTMA custodian for son The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2012. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $38.5201 to $39.17 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request. Represents gift of shares to a charitable gift fund. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $38.75 to $38.80 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request. William R. Hardcastle, Jr.as attorney-in-fact 2012-11-28