-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WNqT5psNl/bzhJbTglTGCRykD7LCHnkXbsp8xypDlsHzpmGKlmjjTNhgMOQMo5D1 Qg2aFIZKKZK1i/m7NRczKQ== 0001171437-10-000005.txt : 20101217 0001171437-10-000005.hdr.sgml : 20101217 20101217165656 ACCESSION NUMBER: 0001171437-10-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101215 FILED AS OF DATE: 20101217 DATE AS OF CHANGE: 20101217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY BRIAN O CENTRAL INDEX KEY: 0001171437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31234 FILM NUMBER: 101260478 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC CENTRAL INDEX KEY: 0001165002 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 752969997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147566900 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-12-15 0 0001165002 WESTWOOD HOLDINGS GROUP INC WHG 0001171437 CASEY BRIAN O 200 CRESCENT COURT SUITE 1200 DALLAS TX 75201 1 1 0 0 President & CEO common stock 2010-12-15 4 S 0 5101 39.0215 D 443979 D common stock 2010-12-16 4 S 0 5133 39.093 D 438846 D common stock 2010-12-17 4 S 0 232 39 D 438614 D common stock 2010-12-17 4 G 0 3000 0 D 435614 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2010. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $39.00 to $39.20 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $39.00 to $39.38 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request. Represents a gift of shares to a charitable gift fund. William R. Hardcastle, Jr. as attorney in fact 2010-12-17 -----END PRIVACY-ENHANCED MESSAGE-----