-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B7BfW+78Bdx6B/YsES6Q+pQ7dcRCJxRVbRINnp2500BOUmNDn6b6DqdgypxCLxbA pwXld1dyoS5gSagkebvocw== 0001171437-10-000003.txt : 20101203 0001171437-10-000003.hdr.sgml : 20101203 20101203173201 ACCESSION NUMBER: 0001171437-10-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101201 FILED AS OF DATE: 20101203 DATE AS OF CHANGE: 20101203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY BRIAN O CENTRAL INDEX KEY: 0001171437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31234 FILM NUMBER: 101232510 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC CENTRAL INDEX KEY: 0001165002 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 752969997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147566900 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-12-01 0 0001165002 WESTWOOD HOLDINGS GROUP INC WHG 0001171437 CASEY BRIAN O 200 CRESCENT COURT SUITE 1200 DALLAS TX 75201 1 1 0 0 President & CEO common stock 2010-12-01 5 G 0 E 5000 0 D 465564 D common stock 2010-12-01 5 G 0 E 1950 0 D 463614 D common stock 2010-12-01 5 G 0 E 650 0 A 1300 I As UTMA custodian for daughter common stock 2010-12-01 5 G 0 E 650 0 A 1300 I As UTMA custodian for son common stock 2010-12-01 5 G 0 E 650 0 A 1300 I As UTMA custodian for son common stock 2010-12-02 4 S 0 1300 36.3616 D 0 I As UTMA custodian for daughter common stock 2010-12-02 4 S 0 1300 36.3616 D 0 I As UTMA custodian for son common stock 2010-12-02 4 S 0 1300 36.3616 D 0 I As UTMA custodian for son Represents gift of shares to a charitable gift fund. Represents transfer of shares to reporting person as custodian for each of his three children under Uniform Transfers to Minors Act. Represents transfer of shares to reporting person as custodian for daughter under Uniform Transfers to Minors Act. Represents transfer of shares to reporting person as custodian for son under Uniform Transfers to Minors Act. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $35.81 to $36.55 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request. William R. Hardcastle, Jr. as attorney in fact 2010-12-03 -----END PRIVACY-ENHANCED MESSAGE-----