0001165002-22-000094.txt : 20220815
0001165002-22-000094.hdr.sgml : 20220815
20220815170509
ACCESSION NUMBER: 0001165002-22-000094
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220815
DATE AS OF CHANGE: 20220815
EFFECTIVENESS DATE: 20220815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC
CENTRAL INDEX KEY: 0001165002
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 752969997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15581
FILM NUMBER: 221166566
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2147566900
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001165002
XXXXXXXX
06-30-2022
06-30-2022
WESTWOOD HOLDINGS GROUP INC
200 CRESCENT COURT
SUITE 1200
DALLAS
TX
75201
13F HOLDINGS REPORT
028-15581
N
MURRAY FORBES III
CHIEF FINANCIAL OFFICER
214-756-6900
MURRAY FORBES III
DALLAS
TX
08-15-2022
3
448
9169988
false
2
WESTWOOD MANAGEMENT CORP /TX
3
WESTWOOD TRUST
4
WESTWOOD ADVISORS, L.L.C.
INFORMATION TABLE
2
information_table.xml
INFORMATION TABLE
1 800 FLOWERS COM INC
CL A
68243Q106
245
25732
SH
DFND
2, 4, 5
17548
0
8184
ABBOTT LABS
COM
002824100
29848
274720
SH
DFND
2, 4, 5
268172
0
6548
ABBVIE INC
COM
00287Y109
1328
8673
SH
DFND
4, 5
6672
0
2001
ACADEMY SPORTS & OUTDOORS IN
COM
00402L107
34670
975532
SH
DFND
2, 4
965032
10500
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1479
5326
SH
DFND
2, 4, 5
4893
0
433
ACM RESH INC
COM CL A
00108J109
574
34110
SH
DFND
2
34110
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
14125
181423
SH
DFND
2, 4, 5
181136
0
287
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1091
2978
SH
DFND
2, 4, 5
2577
0
401
ADTRAN INC
COM
00738A106
39128
2232044
SH
DFND
2, 4
2232044
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
11309
65334
SH
DFND
2
62156
3178
0
AES CORP
UNIT 99/99/9999
00130H204
12280
141950
SH
DFND
2
141950
0
0
AGCO CORP
COM
001084102
17133
173580
SH
DFND
2, 4
166284
7296
0
AIRBNB INC
NOTE 3/1
009066AB7
2071
3500000
PRN
DFND
2
3500000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
2429
26601
SH
DFND
4, 5
24046
0
2555
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
16661
17166000
PRN
DFND
2
17166000
0
0
ALAMO GROUP INC
COM
011311107
28798
247346
SH
DFND
2, 4, 5
247329
0
17
ALARM COM HLDGS INC
NOTE 1/1
011642AB1
3356
4075000
PRN
DFND
2
4075000
0
0
ALBANY INTL CORP
CL A
012348108
45561
578264
SH
DFND
2, 4
567438
9555
1271
ALBEMARLE CORP
COM
012653101
3993
19109
SH
DFND
2, 4, 5
18417
0
692
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
63866
440363
SH
DFND
2, 4, 5
440089
0
274
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
14788
130087
SH
DFND
2, 4, 5
124981
0
5106
ALLIANT ENERGY CORP
COM
018802108
13008
221954
SH
DFND
2, 4
210696
11258
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
2373
16273
SH
DFND
2, 4
8113
0
8160
ALPHABET INC
CAP STK CL C
02079K107
28931
13226
SH
DFND
2, 4, 5
12971
0
255
ALPHABET INC
CAP STK CL A
02079K305
92659
42519
SH
DFND
2, 4, 5
42433
0
86
ALTRA INDL MOTION CORP
COM
02208R106
56082
1590997
SH
DFND
2, 4
1590997
0
0
ALTRIA GROUP INC
COM
02209S103
8333
199496
SH
DFND
2, 5
198730
0
766
AMAZON COM INC
COM
023135106
29196
274885
SH
DFND
2, 4, 5
266430
0
8455
AMER SOFTWARE INC
CL A
029683109
532
32908
SH
DFND
2
32908
0
0
AMERICAN ASSETS TR INC
COM
024013104
11089
373366
SH
DFND
2
355902
17464
0
AMERICAN ELEC PWR CO INC
COM
025537101
299
3118
SH
DFND
4, 5
2478
0
640
AMERICAN ELEC PWR CO INC
UNIT 08/15/2025
02557T307
18226
337200
SH
DFND
2
337200
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
65673
1284439
SH
DFND
2, 4, 5
1283358
0
1081
AMERICAN VANGUARD CORP
COM
030371108
243
10889
SH
DFND
2
10889
0
0
AMERICOLD REALTY TRUST INC
COM
03064D108
17499
582514
SH
DFND
2, 4
559604
20099
2811
AMERISAFE INC
COM
03071H100
36077
693653
SH
DFND
2, 4
693653
0
0
AMGEN INC
COM
031162100
26536
109065
SH
DFND
2, 4, 5
108649
0
416
AMKOR TECHNOLOGY INC
COM
031652100
15709
926790
SH
DFND
2, 4, 5
897586
0
29204
AMPHENOL CORP NEW
CL A
032095101
527
8182
SH
DFND
2
8182
0
0
AMPLIFY ETF TR
BLOCKCHAIN LDR
032108607
1816
100176
SH
DFND
4, 5
88237
0
11939
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
14741
2494151
SH
DFND
2, 4, 5
2489604
0
4547
APOLLO COML REAL ESTATE FIN
NOTE 4.750% 8/2
03762UAB1
4576
4500000
PRN
DFND
2
4500000
0
0
APOLLO COML REAL ESTATE FIN
NOTE 5.375%10/1
03762UAC9
1844
1850000
PRN
DFND
2
1850000
0
0
APOLLO GLOBAL MGMT INC
COM
03769M106
2294
47335
SH
DFND
2, 4
47335
0
0
APOLLO MED HLDGS INC
COM NEW
03763A207
495
12845
SH
DFND
2, 5
12498
0
347
APPLE INC
COM
037833100
79527
581675
SH
DFND
2, 4, 5
566431
0
15244
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
27352
742057
SH
DFND
2, 4
742057
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
11478
153126
SH
DFND
2, 4
145953
7173
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
3107
6528
SH
DFND
2
6528
0
0
ASTEC INDS INC
COM
046224101
31583
774476
SH
DFND
2
774476
0
0
AT&T INC
COM
00206R102
96403
4599377
SH
DFND
2, 4, 5
4594353
0
5024
ATLANTIC UN BANKSHARES CORP
COM
04911A107
57009
1680682
SH
DFND
2
1680682
0
0
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
11175
346420
SH
DFND
2, 5
345854
0
566
AUTODESK INC
COM
052769106
3023
17578
SH
DFND
2, 4
17578
0
0
AVANOS MED INC
COM
05350V106
29225
1068905
SH
DFND
2, 4
1068905
0
0
AVIENT CORPORATION
COM
05368V106
1044
26056
SH
DFND
2
26056
0
0
AVISTA CORP
COM
05379B107
54829
1260142
SH
DFND
2, 4
1260142
0
0
AXCELIS TECHNOLOGIES INC
COM NEW
054540208
306
5563
SH
DFND
2, 5
5353
0
210
AZZ INC
COM
002474104
33514
821014
SH
DFND
2, 4
814360
6654
0
BADGER METER INC
COM
056525108
421
5204
SH
DFND
2, 5
5041
0
163
BAKER HUGHES COMPANY
CL A
05722G100
14091
488100
SH
DFND
2, 4, 5
487163
0
937
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
58
12785
SH
DFND
4
12785
0
0
BARRICK GOLD CORP
COM
067901108
23328
1318721
SH
DFND
2, 4, 5
1316438
0
2283
BECTON DICKINSON & CO
COM
075887109
136501
553689
SH
DFND
2, 4, 5
550509
0
3180
BENTLEY SYS INC
NOTE 0.125% 1/1
08265TAB5
1222
1400000
PRN
DFND
2
1400000
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3681
9
SH
DFND
4
9
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
65181
238742
SH
DFND
2, 4, 5
238539
0
203
BILL COM HLDGS INC
NOTE 12/0
090043AB6
3098
3058000
PRN
DFND
2
3058000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1055
12736
SH
DFND
2, 4
12736
0
0
BK OF AMERICA CORP
COM
060505104
135555
4354470
SH
DFND
2, 4, 5
4315516
0
38954
BLACKSTONE INC
COM
09260D107
72521
794928
SH
DFND
2, 4, 5
794200
0
728
BLOCK INC
CL A
852234103
1020
16606
SH
DFND
2, 4
8303
0
8303
BOEING CO
COM
097023105
4032
29487
SH
DFND
2, 4, 5
14883
0
14604
BOK FINL CORP
COM NEW
05561Q201
6049
80028
SH
DFND
2, 4
78944
0
1084
BOOKING HOLDINGS INC
COM
09857L108
19638
11228
SH
DFND
2, 4, 5
10930
0
298
BOSTON BEER INC
CL A
100557107
990
3270
SH
DFND
2, 4
1635
0
1635
BOSTON SCIENTIFIC CORP
5.50% CNV PFD A
101137206
19893
195780
SH
DFND
2
195780
0
0
BP PLC
SPONSORED ADR
055622104
519
18300
SH
DFND
4
18300
0
0
BRIGHAM MINERALS INC
CL A COM
10918L103
53346
2165913
SH
DFND
2, 4, 5
2146859
0
19054
BRISTOL-MYERS SQUIBB CO
COM
110122108
40047
520097
SH
DFND
2, 4, 5
518753
0
1344
BROADCOM INC
COM
11135F101
5760
11858
SH
DFND
2, 4, 5
11814
0
44
BROADCOM INC
8% MCNV PFD SR A
11135F200
12106
7972
SH
DFND
2
7972
0
0
BRP GROUP INC
COM CL A
05589G102
10712
443563
SH
DFND
2
421684
21879
0
BUILDERS FIRSTSOURCE INC
COM
12008R107
10988
204621
SH
DFND
2, 4
191883
10312
2426
BURLINGTON STORES INC
NOTE 2.250% 4/1
122017AB2
1006
1000000
PRN
DFND
2
1000000
0
0
CABLE ONE INC
COM
12685J105
3096
2401
SH
DFND
2
2401
0
0
CACI INTL INC
CL A
127190304
97306
345325
SH
DFND
2, 4, 5
340900
3833
592
CADENCE DESIGN SYSTEM INC
COM
127387108
5878
39176
SH
DFND
2, 5
39169
0
7
CALLAWAY GOLF CO
COM
131193104
6025
295337
SH
DFND
2, 5
283444
11889
4
CANADIAN NATL RY CO
COM
136375102
225
2000
SH
DFND
4
2000
0
0
CAREDX INC
COM
14167L103
646
30071
SH
DFND
2
30071
0
0
CATERPILLAR INC
COM
149123101
1664
9306
SH
DFND
2, 4
9306
0
0
CBIZ INC
COM
124805102
702
17573
SH
DFND
2
17573
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
58200
1454639
SH
DFND
2, 4
1454639
0
0
CENTURY CMNTYS INC
COM
156504300
52492
1167274
SH
DFND
2, 4
1167274
0
0
CHEGG INC
NOTE 0.125% 3/1
163092AD1
2557
3000000
PRN
DFND
2
3000000
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
1490
11200
SH
DFND
4
11200
0
0
CHEVRON CORP NEW
COM
166764100
67927
469181
SH
DFND
2, 4, 5
463266
0
5915
CHUBB LIMITED
COM
H1467J104
7598
38649
SH
DFND
2, 4, 5
38297
0
352
CHURCH & DWIGHT CO INC
COM
171340102
22072
238213
SH
DFND
2, 4, 5
233783
0
4430
CHUYS HLDGS INC
COM
171604101
21852
1096988
SH
DFND
2
1096988
0
0
CIGNA CORP NEW
COM
125523100
2196
8334
SH
DFND
2, 4
8334
0
0
CISCO SYS INC
COM
17275R102
2113
49530
SH
DFND
2, 4, 5
49518
0
12
CITIGROUP INC
COM NEW
172967424
13052
283798
SH
DFND
2, 4, 5
283321
0
477
CITY HLDG CO
COM
177835105
30255
378758
SH
DFND
2, 4
378758
0
0
CMS ENERGY CORP
COM
125896100
11167
165436
SH
DFND
2, 4, 5
165375
0
61
COASTAL FINL CORP WA
COM NEW
19046P209
254
6658
SH
DFND
2
6658
0
0
COCA COLA CO
COM
191216100
4835
76860
SH
DFND
2, 4, 5
75051
0
1809
COLGATE PALMOLIVE CO
COM
194162103
249
3112
SH
DFND
4, 5
2752
0
360
COLUMBIA BKG SYS INC
COM
197236102
56474
1971174
SH
DFND
2, 4
1971174
0
0
COLUMBUS MCKINNON CORP N Y
COM
199333105
24169
851904
SH
DFND
2
851904
0
0
COMCAST CORP NEW
CL A
20030N101
381
9718
SH
DFND
4
9718
0
0
COMFORT SYS USA INC
COM
199908104
57488
691376
SH
DFND
2, 4, 5
691352
0
24
COMMUNITY HEALTHCARE TR INC
COM
20369C106
44316
1223881
SH
DFND
2, 4
1223881
0
0
CONMED CORP
COM
207410101
50208
524307
SH
DFND
2, 4, 5
524299
0
8
CONMED CORP
NOTE 2.625% 2/0
207410AF8
5263
4310000
PRN
DFND
2
4310000
0
0
CONOCOPHILLIPS
COM
20825C104
74695
831701
SH
DFND
2, 4, 5
829570
0
2131
CORENERGY INFRASTRUCTURE TR
NOTE 5.875% 8/1
21870UAC0
1018
1250000
PRN
DFND
2
1250000
0
0
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
59138
2258045
SH
DFND
2
2244572
13473
0
CORTEVA INC
COM
22052L104
13232
244415
SH
DFND
2, 4, 5
238438
0
5977
COSTCO WHSL CORP NEW
COM
22160K105
8281
17278
SH
DFND
2, 4, 5
16486
0
792
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
2569
42274
SH
DFND
2, 4, 5
31037
0
11237
CROWDSTRIKE HLDGS INC
CL A
22788C105
10447
61986
SH
DFND
2, 4, 5
59729
0
2257
CROWN CASTLE INTL CORP NEW
COM
22822V101
5407
32109
SH
DFND
2
32109
0
0
CVS HEALTH CORP
COM
126650100
74237
801169
SH
DFND
2, 4, 5
800375
0
794
DANAHER CORPORATION
COM
235851102
39708
156624
SH
DFND
2, 4, 5
155392
0
1232
DEERE & CO
COM
244199105
14831
49522
SH
DFND
2, 4, 5
49027
0
495
DELL TECHNOLOGIES INC
CL C
24703L202
1610
34849
SH
DFND
2, 4
34849
0
0
DEVON ENERGY CORP NEW
COM
25179M103
34658
628873
SH
DFND
2, 4, 5
628438
0
435
DIAMONDBACK ENERGY INC
COM
25278X109
17821
147100
SH
DFND
2, 4, 5
139313
6861
926
DICKS SPORTING GOODS INC
COM
253393102
1216
16129
SH
DFND
2, 4
16129
0
0
DIGITALBRIDGE GROUP INC
NOTE 5.000% 4/1
19624RAA4
3686
3709000
PRN
DFND
2
3709000
0
0
DISNEY WALT CO
COM
254687106
3308
35040
SH
DFND
2, 4, 5
22034
0
13006
DOLLAR GEN CORP NEW
COM
256677105
85436
348095
SH
DFND
2, 4, 5
347825
0
270
DOW INC
COM
260557103
915
17730
SH
DFND
2, 5
17711
0
19
DOXIMITY INC
CL A
26622P107
2030
58292
SH
DFND
2, 4
29146
0
29146
DTE ENERGY CO
COM
233331107
90385
713097
SH
DFND
2, 4, 5
708910
221
3966
DUCKHORN PORTFOLIO INC
COM
26414D106
29283
1390413
SH
DFND
2, 4
1390413
0
0
EAGLE MATLS INC
COM
26969P108
11556
105109
SH
DFND
2, 4
99002
5301
806
EATON CORP PLC
SHS
G29183103
114037
905120
SH
DFND
2, 4, 5
902060
205
2855
ECOVYST INC
COM
27923Q109
50254
5101870
SH
DFND
2, 4
5001845
100025
0
EGAIN CORP
COM NEW
28225C806
123
12652
SH
DFND
2
12652
0
0
EMERSON ELEC CO
COM
291011104
1541
19366
SH
DFND
2, 4
19366
0
0
ENBRIDGE INC
COM
29250N105
10602
250891
SH
DFND
2, 4, 5
250501
0
390
ENCORE WIRE CORP
COM
292562105
31022
298518
SH
DFND
2, 4
295442
2673
403
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
25468
2551889
SH
DFND
2
2551889
0
0
ENERPLUS CORP
COM
292766102
1030
77869
SH
DFND
4
77869
0
0
ENPHASE ENERGY INC
NOTE 3/0
29355AAH0
3447
3500000
PRN
DFND
2
3500000
0
0
ENSIGN GROUP INC
COM
29358P101
249
3389
SH
DFND
2, 5
3364
0
25
ENTERPRISE PRODS PARTNERS L
COM
293792107
702
28812
SH
DFND
2, 5
26596
0
2216
ENVISTA HOLDINGS CORPORATION
COM
29415F104
6063
157323
SH
DFND
2
149584
7739
0
EOG RES INC
COM
26875P101
74908
678274
SH
DFND
2, 4, 5
676425
0
1849
ETSY INC
NOTE 0.125%10/0
29786AAJ5
2846
2500000
PRN
DFND
2
2500000
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
9759
13150000
PRN
DFND
2
13150000
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/0
30063PAC9
1520
3000000
PRN
DFND
2
3000000
0
0
EXPEDIA GROUP INC
NOTE 2/1
30212PBE4
312
345000
PRN
DFND
2
345000
0
0
EXPEDITORS INTL WASH INC
COM
302130109
1360
13951
SH
DFND
2, 4
13951
0
0
EXXON MOBIL CORP
COM
30231G102
11720
136858
SH
DFND
2, 4, 5
136817
0
41
FACTSET RESH SYS INC
COM
303075105
1719
4470
SH
DFND
2, 4, 5
4465
0
5
FEDERAL SIGNAL CORP
COM
313855108
59087
1659733
SH
DFND
2, 4
1659733
0
0
FIRST HAWAIIAN INC
COM
32051X108
697
30689
SH
DFND
4, 5
29746
0
943
FIRST TR MID CAP CORE ALPHAD
COM SHS
33735B108
314
3755
SH
DFND
4
3755
0
0
FORD MTR CO DEL
COM
345370860
1225
109993
SH
DFND
4, 5
108386
0
1607
FORD MTR CO DEL
NOTE 3/1
345370CZ1
2749
3000000
PRN
DFND
2
3000000
0
0
FORTIVE CORP
COM
34959J108
4367
80303
SH
DFND
2, 4, 5
79903
0
400
FOUR CORNERS PPTY TR INC
COM
35086T109
56179
2112803
SH
DFND
2, 4
2112803
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
28920
988384
SH
DFND
2, 4, 5
970649
600
17135
GALLAGHER ARTHUR J & CO
COM
363576109
5024
30809
SH
DFND
2, 5
30266
0
543
GAUCHO GROUP HLDGS INC
COM NEW
36809R206
13
22050
SH
DFND
4
22050
0
0
GENERAL DYNAMICS CORP
COM
369550108
40923
184963
SH
DFND
2, 4, 5
180766
0
4197
GENTHERM INC
COM
37253A103
504
8072
SH
DFND
2
8072
0
0
GILEAD SCIENCES INC
COM
375558103
100690
1629023
SH
DFND
2, 4, 5
1622207
0
6816
GLOBAL PMTS INC
COM
37940X102
225
2029
SH
DFND
4, 5
1969
0
60
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
25345
1450770
SH
DFND
2
1450770
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
97786
329224
SH
DFND
2, 4, 5
328916
0
308
HARLEY DAVIDSON INC
COM
412822108
770
24303
SH
DFND
2, 5
24279
0
24
HILLTOP HOLDINGS INC
COM
432748101
349
13064
SH
DFND
4
13064
0
0
HOLLEY INC
COM
43538H103
8162
777347
SH
DFND
2, 4
740577
36770
0
HOME DEPOT INC
COM
437076102
121680
443647
SH
DFND
2, 4, 5
439539
0
4108
HONEYWELL INTL INC
COM
438516106
113049
650411
SH
DFND
2, 4, 5
646445
0
3966
HOSTESS BRANDS INC
CL A
44109J106
67848
3198890
SH
DFND
2, 4
3168107
30783
0
HUAZHU GROUP LTD
NOTE 3.000% 5/0
44332NAB2
936
785000
PRN
DFND
2
785000
0
0
HUBBELL INC
COM
443510607
11995
67168
SH
DFND
2, 4
63580
3588
0
HUNTSMAN CORP
COM
447011107
57627
2032684
SH
DFND
2, 4, 5
2030867
0
1817
IAA INC
COM
449253103
11984
365712
SH
DFND
2, 4
346712
17174
1826
ICU MED INC
COM
44930G107
12596
76622
SH
DFND
2, 4
73458
3164
0
IDACORP INC
COM
451107106
16005
151103
SH
DFND
2, 4
143505
6591
1007
ILLUMINA INC
COM
452327109
2512
13630
SH
DFND
2, 4, 5
8600
0
5030
INNOSPEC INC
COM
45768S105
27231
284271
SH
DFND
2, 4
284271
0
0
INTEGER HLDGS CORP
COM
45826H109
8694
123033
SH
DFND
2
117047
5986
0
INTEGRA LIFESCIENCES HLDGS C
COM NEW
457985208
10375
192014
SH
DFND
2, 4
180445
10122
1447
INTEGRA LIFESCIENCES HLDGS C
NOTE 0.500% 8/1
457985AM1
890
3000000
PRN
DFND
2
3000000
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
4850
51573
SH
DFND
2, 4, 5
51518
0
55
INTERDIGITAL INC
COM
45867G101
651
10715
SH
DFND
2, 5
10682
0
33
INTERNATIONAL BUSINESS MACHS
COM
459200101
20543
145502
SH
DFND
2, 4, 5
145267
0
235
INTL GNRL INSURANCE HLDNGS L
SHS
G4809J106
8474
1086378
SH
DFND
2, 4
1044371
42007
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
758
3780
SH
DFND
2, 4, 5
1909
0
1871
INVESCO QQQ TR
UNIT SER 1
46090E103
3110
11095
SH
DFND
4
11095
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
2175
44339
SH
DFND
4
44339
0
0
ISHARES TR
CORE S&P500 ETF
464287200
12692
33475
SH
DFND
4, 5
28946
0
4529
ISHARES TR
CORE US AGGBD ET
464287226
3200
31479
SH
DFND
4, 5
28524
0
2955
ISHARES TR
IBOXX INV CP ETF
464287242
7113
64645
SH
DFND
4, 5
55693
0
8952
ISHARES TR
S&P 500 GRWT ETF
464287309
241
3997
SH
DFND
4
3997
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
414
5000
SH
DFND
4
5000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
961
15377
SH
DFND
4
15377
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
5050
22322
SH
DFND
4, 5
17991
0
4331
ISHARES TR
RUS 1000 VAL ETF
464287598
61476
424060
SH
DFND
4, 5
412906
0
11154
ISHARES TR
RUS 1000 GRW ETF
464287614
1191
5448
SH
DFND
4
5448
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
979
5781
SH
DFND
4
5781
0
0
ISHARES TR
CORE S&P US GWT
464287671
8574
102444
SH
DFND
4, 5
102443
0
1
ISHARES TR
CORE S&P SCP ETF
464287804
1149
12425
SH
DFND
4, 5
10590
0
1835
ISHARES TR
IBOXX HI YD ETF
464288513
2471
33559
SH
DFND
4, 5
28468
0
5091
ISHARES TR
ISHS 1-5YR INVS
464288646
434
8577
SH
DFND
4
8577
0
0
ISHARES TR
0-5YR HI YL CP
46434V407
341
8425
SH
DFND
4, 5
8291
0
134
IVERIC BIO INC
COM
46583P102
552
57432
SH
DFND
2
57432
0
0
J & J SNACK FOODS CORP
COM
466032109
68463
490211
SH
DFND
2, 4, 5
485305
4269
637
JACK IN THE BOX INC
COM
466367109
24365
434608
SH
DFND
2, 4
434608
0
0
JAZZ INVESTMENTS I LTD
NOTE 2.000% 6/1
472145AF8
1177
1000000
PRN
DFND
2
1000000
0
0
JOHN BEAN TECHNOLOGIES CORP
NOTE 0.250% 5/1
477839AB0
3720
4000000
PRN
DFND
2
4000000
0
0
JOHNSON & JOHNSON
COM
478160104
150358
847037
SH
DFND
2, 4, 5
842250
0
4787
JPMORGAN CHASE & CO
COM
46625H100
51003
452920
SH
DFND
2, 4, 5
446639
0
6281
KKR & CO INC
6% MCONV PFD C
48251W401
11094
186140
SH
DFND
2
186140
0
0
KKR REAL ESTATE FIN TR INC
NOTE 6.125% 5/1
48251KAB6
4015
4000000
PRN
DFND
2
4000000
0
0
KRISPY KREME INC
COM
50101L106
435
31924
SH
DFND
2, 5
31076
0
848
L3HARRIS TECHNOLOGIES INC
COM
502431109
80675
333781
SH
DFND
2, 4, 5
333513
0
268
LATTICE SEMICONDUCTOR CORP
COM
518415104
4535
93501
SH
DFND
2
93501
0
0
LAUDER ESTEE COS INC
CL A
518439104
21229
83356
SH
DFND
2, 4, 5
80466
0
2890
LEMAITRE VASCULAR INC
COM
525558201
454
9960
SH
DFND
2, 5
9682
0
278
LENNAR CORP
CL A
526057104
790
11191
SH
DFND
2, 4
11191
0
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 5/1
53220KAF5
1949
2000000
PRN
DFND
2
2000000
0
0
LILLY ELI & CO
COM
532457108
1261
3889
SH
DFND
4, 5
3861
0
28
LINDE PLC
SHS
G5494J103
244
848
SH
DFND
4
848
0
0
LINDSAY CORP
COM
535555106
608
4575
SH
DFND
2
4575
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.000% 2/1
538034AU3
2650
2500000
PRN
DFND
2
2500000
0
0
LIVENT CORP
COM
53814L108
31662
1395451
SH
DFND
2, 4, 5
1380005
15395
51
LIVENT CORP
NOTE 4.125% 7/1
53814LAB4
1268
460000
PRN
DFND
2
460000
0
0
LOCKHEED MARTIN CORP
COM
539830109
11455
26643
SH
DFND
2, 4, 5
26581
0
62
LPL FINL HLDGS INC
COM
50212V100
12275
66537
SH
DFND
2, 4
63491
3046
0
LULULEMON ATHLETICA INC
COM
550021109
1555
5707
SH
DFND
4, 5
4903
0
804
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
3064
3700000
PRN
DFND
2
3700000
0
0
LYFT INC
NOTE 1.500% 5/1
55087PAB0
415
2000000
PRN
DFND
2
2000000
0
0
MADISON SQUARE GRDN ENTERTNM
CL A
55826T102
3362
63889
SH
DFND
2, 4
63889
0
0
MAGNOLIA OIL & GAS CORP
CL A
559663109
13142
626116
SH
DFND
2, 4
589361
30845
5910
MANDIANT INC
NOTE 0.875% 6/0
31816QAF8
1635
2290000
PRN
DFND
2
2290000
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
13653
45625
SH
DFND
2, 4, 5
44565
0
1060
MASONITE INTL CORP
COM
575385109
53292
693633
SH
DFND
2, 4, 5
693612
0
21
MCCORMICK & CO INC
COM NON VTG
579780206
70239
843701
SH
DFND
2, 4, 5
843114
0
587
MCDONALDS CORP
COM
580135101
1875
7597
SH
DFND
2, 4, 5
7397
0
200
MCKESSON CORP
COM
58155Q103
42393
129958
SH
DFND
2, 4, 5
129871
0
87
MEDTRONIC PLC
SHS
G5960L103
16104
179437
SH
DFND
2, 4, 5
178891
0
546
MERCK & CO INC
COM
58933Y105
2376
26060
SH
DFND
2, 4, 5
25582
0
478
MERIT MED SYS INC
COM
589889104
64807
1194145
SH
DFND
2, 4
1182112
12033
0
MESA LABS INC
COM
59064R109
422
2067
SH
DFND
2
2067
0
0
META PLATFORMS INC
CL A
30303M102
5386
33394
SH
DFND
2, 4, 5
24419
0
8975
METHANEX CORP
COM
59151K108
654
17115
SH
DFND
4
17115
0
0
METHODE ELECTRS INC
COM
591520200
27865
752309
SH
DFND
2, 4
752309
0
0
MFA FINL INC
NOTE 6.250% 6/1
55272XAA0
1806
2000000
PRN
DFND
2
2000000
0
0
MGIC INVT CORP WIS
COM
552848103
27797
2206099
SH
DFND
2, 4, 5
2157103
46740
2256
MICROCHIP TECHNOLOGY INC.
COM
595017104
79175
1363201
SH
DFND
2, 4, 5
1362170
0
1031
MICROSOFT CORP
COM
594918104
184782
719478
SH
DFND
2, 4, 5
713465
0
6013
MID-AMER APT CMNTYS INC
COM
59522J103
210
1200
SH
DFND
4
1200
0
0
MIDDLEBY CORP
COM
596278101
24664
196742
SH
DFND
2, 4, 5
189326
2082
5334
MITEK SYS INC
COM NEW
606710200
267
28879
SH
DFND
2
28879
0
0
MODERNA INC
COM
60770K107
844
5915
SH
DFND
4, 5
5241
0
674
MODINE MFG CO
COM
607828100
138
13148
SH
DFND
4, 5
10065
0
3083
MOELIS & CO
CL A
60786M105
64056
1627866
SH
DFND
2, 4, 5
1627263
0
603
MONGODB INC
NOTE 0.250% 1/1
60937PAD8
776
550000
PRN
DFND
2
550000
0
0
MONOLITHIC PWR SYS INC
COM
609839105
4711
12268
SH
DFND
2
12268
0
0
MONRO INC
COM
610236101
56935
1327794
SH
DFND
2, 4, 5
1327750
0
44
MONSTER BEVERAGE CORP NEW
COM
61174X109
4663
50298
SH
DFND
2, 4
50298
0
0
MOOG INC
CL A
615394202
70478
887743
SH
DFND
2, 4, 5
887718
0
25
MORGAN STANLEY
COM NEW
617446448
1583
20811
SH
DFND
2, 4
20811
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
12985
61951
SH
DFND
2, 4, 5
60629
0
1322
MSCI INC
COM
55354G100
1523
3695
SH
DFND
2, 4
2452
0
1243
NATIONAL RETAIL PROPERTIES I
COM
637417106
12854
298927
SH
DFND
2, 4, 5
298908
0
19
NCL CORP LTD
NOTE 6.000% 5/1
62886HAT8
2210
2000000
PRN
DFND
2
2000000
0
0
NERDY INC
CL A COM
64081V109
50
23616
SH
DFND
2
23616
0
0
NETFLIX INC
COM
64110L106
2278
13028
SH
DFND
2, 4, 5
6622
0
6406
NEW JERSEY RES CORP
COM
646025106
434
9745
SH
DFND
4
9745
0
0
NEXTDECADE CORP
COM
65342K105
78
17676
SH
DFND
2
17676
0
0
NEXTERA ENERGY INC
COM
65339F101
79231
1022875
SH
DFND
2, 4, 5
1021763
0
1112
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
1530
20638
SH
DFND
2, 5
20618
0
20
NICE LTD
NOTE 9/1
653656AB4
1027
1040000
PRN
DFND
2
1040000
0
0
NLIGHT INC
COM
65487K100
1607
157302
SH
DFND
2, 4
157302
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
9345
467472
SH
DFND
2, 4, 5
466590
0
882
NORFOLK SOUTHN CORP
COM
655844108
4242
18667
SH
DFND
2, 4, 5
18630
0
37
NORTHERN OIL AND GAS INC MN
COM
665531307
51774
2049658
SH
DFND
2, 4
2049658
0
0
NORTHROP GRUMMAN CORP
COM
666807102
261
546
SH
DFND
4
546
0
0
NORTHWESTERN CORP
COM NEW
668074305
61904
1050465
SH
DFND
2, 4
1050465
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
2669
31582
SH
DFND
2, 4
31582
0
0
NOVO-NORDISK A S
ADR
670100205
1331
11951
SH
DFND
2, 4
8082
0
3869
NU SKIN ENTERPRISES INC
CL A
67018T105
683
15776
SH
DFND
2
15776
0
0
NUVASIVE INC
NOTE 0.375% 3/1
670704AJ4
2700
3000000
PRN
DFND
2
3000000
0
0
NVIDIA CORPORATION
COM
67066G104
33676
222155
SH
DFND
2, 4, 5
205453
0
16702
OKTA INC
NOTE 0.125% 9/0
679295AD7
1352
3000000
PRN
DFND
2
3000000
0
0
ON SEMICONDUCTOR CORP
NOTE 5/0
682189AS4
3461
3000000
PRN
DFND
2
3000000
0
0
ONEOK INC NEW
COM
682680103
3876
69832
SH
DFND
2
69832
0
0
OPEN LENDING CORP
COM CL A
68373J104
164
16000
SH
DFND
4
16000
0
0
ORACLE CORP
COM
68389X105
3711
53119
SH
DFND
2, 4, 5
52435
0
684
OREILLY AUTOMOTIVE INC
COM
67103H107
80286
127083
SH
DFND
2, 4, 5
126991
0
92
PAPA JOHNS INTL INC
COM
698813102
55132
660107
SH
DFND
2, 4
660107
0
0
PATTERSON COS INC
COM
703395103
55141
1819825
SH
DFND
2, 4
1819825
0
0
PATTERSON-UTI ENERGY INC
COM
703481101
717
45503
SH
DFND
2
45503
0
0
PAYPAL HLDGS INC
COM
70450Y103
1997
28589
SH
DFND
2, 4, 5
19543
0
9046
PDC ENERGY INC
COM
69327R101
18191
295261
SH
DFND
2, 4
280177
15084
0
PENNYMAC CORP
NOTE 5.500%11/0
70932AAD5
3452
3500000
PRN
DFND
2
3500000
0
0
PEPSICO INC
COM
713448108
80564
483402
SH
DFND
2, 4, 5
481394
0
2008
PERELLA WEINBERG PARTNERS
CLASS A COM
71367G102
9025
1548177
SH
DFND
2, 4
1481456
57826
8895
PERKINELMER INC
COM
714046109
4194
29493
SH
DFND
2
29493
0
0
PFIZER INC
COM
717081103
2188
41743
SH
DFND
2, 4, 5
40838
0
905
PHILLIPS 66
COM
718546104
343
4186
SH
DFND
4, 5
4146
0
40
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
1123
11330
SH
DFND
4
11330
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
14587
201727
SH
DFND
2, 4
191230
9256
1241
PIONEER NAT RES CO
COM
723787107
4537
20339
SH
DFND
2, 4
20339
0
0
PIPER SANDLER COMPANIES
COM
724078100
51164
451340
SH
DFND
2, 4
451340
0
0
PLUG POWER INC
COM NEW
72919P202
1381
83384
SH
DFND
4, 5
75213
0
8171
PLYMOUTH INDL REIT INC
COM
729640102
53341
3041170
SH
DFND
2, 4
3041170
0
0
PNC FINL SVCS GROUP INC
COM
693475105
70356
445936
SH
DFND
2, 4, 5
445487
0
449
POTLATCHDELTIC CORPORATION
COM
737630103
25282
572112
SH
DFND
2, 4
572112
0
0
PROCTER AND GAMBLE CO
COM
742718109
882
6140
SH
DFND
4, 5
5930
0
210
PROGRESS SOFTWARE CORP
NOTE 1.000% 4/1
743312AB6
2422
2500000
PRN
DFND
2
2500000
0
0
PROGRESSIVE CORP
COM
743315103
79046
679847
SH
DFND
2, 4, 5
679278
0
569
PROLOGIS INC.
COM
74340W103
40836
347108
SH
DFND
2, 4, 5
346764
0
344
PROSPECT CAP CORP
COM
74348T102
657
94031
SH
DFND
4
94031
0
0
PROSPERITY BANCSHARES INC
COM
743606105
273
4000
SH
DFND
4
4000
0
0
PROVIDENT FINL SVCS INC
COM
74386T105
30560
1372840
SH
DFND
2, 4
1372840
0
0
PUBLIC STORAGE
COM
74460D109
19938
63768
SH
DFND
2, 4, 5
61980
0
1788
PULTE GROUP INC
COM
745867101
843
21270
SH
DFND
2, 4
21270
0
0
QUALCOMM INC
COM
747525103
3939
30835
SH
DFND
2, 4, 5
30827
0
8
QUINSTREET INC
COM
74874Q100
373
37091
SH
DFND
2, 5
36909
0
182
RADIUS GLOBAL INFRASTRCTRE I
COM CL A
750481103
71375
4677237
SH
DFND
2, 4, 5
4624318
52818
101
RAMBUS INC DEL
COM
750917106
67696
3150081
SH
DFND
2, 4
3114414
35667
0
REGENERON PHARMACEUTICALS
COM
75886F107
11581
19592
SH
DFND
2, 4, 5
19163
0
429
RENASANT CORP
COM
75970E107
53357
1852039
SH
DFND
2, 4
1852039
0
0
REPAY HLDGS CORP
COM CL A
76029L100
50781
3951883
SH
DFND
2, 4
3951883
0
0
RESMED INC
COM
761152107
267
1272
SH
DFND
5
0
0
1272
REVOLVE GROUP INC
CL A
76156B107
1174
45339
SH
DFND
2, 4, 5
40467
0
4872
RIOT BLOCKCHAIN INC
COM
767292105
85
20237
SH
DFND
4
20237
0
0
SABINE RTY TR
UNIT BEN INT
785688102
307
5038
SH
DFND
5
0
0
5038
SALESFORCE INC
COM
79466L302
2103
12748
SH
DFND
2, 4, 5
6663
0
6085
SANDY SPRING BANCORP INC
COM
800363103
55589
1422795
SH
DFND
2, 4
1422795
0
0
SCHWAB CHARLES CORP
COM
808513105
63426
1003898
SH
DFND
2, 4, 5
1002347
0
1551
SCIENCE APPLICATIONS INTL CO
COM
808625107
14276
153343
SH
DFND
2, 4
147127
6216
0
SEACOAST BKG CORP FLA
COM NEW
811707801
58191
1761228
SH
DFND
2, 4
1761228
0
0
SEI INVTS CO
COM
784117103
1506
27887
SH
DFND
2, 4
18513
0
9374
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
218
1713
SH
DFND
4, 5
1642
0
71
SERVISFIRST BANCSHARES INC
COM
81768T108
599
7592
SH
DFND
5
0
0
7592
SFL CORPORATION LTD
NOTE 4.875% 5/0
824689AG8
4398
4338000
PRN
DFND
2
4338000
0
0
SHARPS COMPLIANCE CORP
COM
820017101
512
175505
SH
DFND
2, 4, 5
172620
0
2885
SHELL PLC
SPON ADS
780259305
425
8133
SH
DFND
4, 5
7483
450
200
SHERWIN WILLIAMS CO
COM
824348106
4381
19566
SH
DFND
2, 5
19503
0
63
SHOPIFY INC
CL A
82509L107
684
21883
SH
DFND
2, 4, 5
16735
0
5148
SHUTTERSTOCK INC
COM
825690100
669
11672
SH
DFND
2
11672
0
0
SIGA TECHNOLOGIES INC
COM
826917106
279
24097
SH
DFND
2
24097
0
0
SILICON LABORATORIES INC
NOTE 0.625% 6/1
826919AD4
1284
2000000
PRN
DFND
2
2000000
0
0
SILVERBOW RES INC
COM
82836G102
341
12030
SH
DFND
4
12030
0
0
SIMMONS 1ST NATL CORP
CL A $1 PAR
828730200
12528
589275
SH
DFND
2, 4
560178
29097
0
SIMON PPTY GROUP INC NEW
COM
828806109
13865
146078
SH
DFND
2, 4, 5
145852
0
226
SIMULATIONS PLUS INC
COM
829214105
334
6763
SH
DFND
2, 5
6509
0
254
SMUCKER J M CO
COM NEW
832696405
4948
38655
SH
DFND
2
38655
0
0
SNAP INC
NOTE 5/0
83304AAF3
1066
1500000
PRN
DFND
2
1500000
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
1842
6730
SH
DFND
4, 5
5910
0
820
SOUTH PLAINS FINANCIAL INC
COM
83946P107
518
21470
SH
DFND
4
21470
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
17573
14815000
PRN
DFND
2
14815000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6072
16094
SH
DFND
4
16094
0
0
SPLUNK INC
NOTE 1.125% 9/1
848637AD6
415
439000
PRN
DFND
2
439000
0
0
SPLUNK INC
NOTE 1.125% 6/1
848637AF1
1958
2350000
PRN
DFND
2
2350000
0
0
SSR MNG INC
NOTE 2.500% 4/0
784730AB9
1335
1155000
PRN
DFND
2
1155000
0
0
STAG INDL INC
COM
85254J102
11393
368951
SH
DFND
2, 4
349055
16862
3034
STARBUCKS CORP
COM
855244109
26670
349141
SH
DFND
2, 4, 5
338785
0
10356
STEPAN CO
COM
858586100
57700
569311
SH
DFND
2, 4
569311
0
0
STERIS PLC
SHS USD
G8473T100
4440
21538
SH
DFND
2
21538
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
701
118725
SH
DFND
2, 5
118608
0
117
SUMMIT HOTEL PPTYS INC
COM
866082100
1188
163351
SH
DFND
2
163351
0
0
SUNSTONE HOTEL INVS INC NEW
COM
867892101
26263
2647386
SH
DFND
2, 4
2647386
0
0
SYNOPSYS INC
COM
871607107
4904
16146
SH
DFND
2, 5
16143
0
3
SYSCO CORP
COM
871829107
16575
195659
SH
DFND
2, 4, 5
189213
0
6446
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
13563
165912
SH
DFND
2, 4, 5
160121
0
5791
TARGA RES CORP
COM
87612G101
370
6195
SH
DFND
4
6195
0
0
TERADYNE INC
COM
880770102
69921
780802
SH
DFND
2, 4, 5
780254
0
548
TESLA INC
COM
88160R101
4771
7085
SH
DFND
2, 4, 5
4810
0
2275
TEXAS CAP BANCSHARES INC
COM
88224Q107
12032
228566
SH
DFND
2, 4, 5
218623
9907
36
TEXAS INSTRS INC
COM
882508104
24711
160823
SH
DFND
2, 4, 5
156306
0
4517
TEXAS ROADHOUSE INC
COM
882681109
12115
165513
SH
DFND
2, 4
157665
7848
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1013
1866
SH
DFND
4, 5
1070
0
796
THOMSON REUTERS CORP.
COM NEW
884903709
208
2000
SH
DFND
4
2000
0
0
THOR INDS INC
COM
885160101
629
8417
SH
DFND
2, 4
8417
0
0
TILRAY BRANDS INC
NOTE 5.000%10/0
88688TAB6
6426
6900000
PRN
DFND
2
6900000
0
0
TJX COS INC NEW
COM
872540109
8894
159249
SH
DFND
2, 4, 5
152482
0
6767
T-MOBILE US INC
COM
872590104
131783
979517
SH
DFND
2, 4, 5
975404
0
4113
TOLL BROTHERS INC
COM
889478103
18654
418248
SH
DFND
2, 4, 5
417480
0
768
TOTALENERGIES SE
SPONSORED ADS
89151E109
892
16941
SH
DFND
2, 4
16941
0
0
TRACTOR SUPPLY CO
COM
892356106
4927
25417
SH
DFND
2
25417
0
0
TRIUMPH BANCORP INC
COM
89679E300
52857
844906
SH
DFND
2, 4
844906
0
0
TRUIST FINL CORP
COM
89832Q109
2909
61341
SH
DFND
2, 4, 5
61226
0
115
TWIST BIOSCIENCE CORP
COM
90184D100
595
17010
SH
DFND
2
17010
0
0
TYLER TECHNOLOGIES INC
COM
902252105
3696
11117
SH
DFND
2
11117
0
0
UFP INDUSTRIES INC
COM
90278Q108
26197
384451
SH
DFND
2, 4
384451
0
0
UNDER ARMOUR INC
CL A
904311107
956
114744
SH
DFND
2, 4
114744
0
0
UNION PAC CORP
COM
907818108
125680
589271
SH
DFND
2, 4, 5
586177
0
3094
UNITED STS LIME & MINERALS I
COM
911922102
280
2645
SH
DFND
2, 5
2628
0
17
UNITEDHEALTH GROUP INC
COM
91324P102
136862
266461
SH
DFND
2, 4, 5
266190
0
271
UNITY SOFTWARE INC
COM
91332U101
820
22274
SH
DFND
4, 5
20044
0
2230
URBAN EDGE PPTYS
COM
91704F104
58229
3828326
SH
DFND
2, 4
3794928
33398
0
UR-ENERGY INC
COM
91688R108
313
295603
SH
DFND
2
295603
0
0
VALERO ENERGY CORP
COM
91913Y100
46251
435177
SH
DFND
2, 4, 5
434511
0
666
VANGUARD ADMIRAL FDS INC
MIDCP 400 GRTH
921932869
362
2292
SH
DFND
4
2292
0
0
VANGUARD BD INDEX FDS
LONG TERM BOND
921937793
22460
281742
SH
DFND
4
281742
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
1315
16933
SH
DFND
4, 5
14511
0
2422
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
1258
16391
SH
DFND
4, 5
14355
0
2036
VANGUARD BD INDEX FDS
VANGUARD ULTRA
92203C303
759
15419
SH
DFND
5
0
0
15419
VANGUARD CHARLOTTE FDS
TOTAL INT BD ETF
92203J407
784
15834
SH
DFND
4, 5
15834
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
435
1255
SH
DFND
4
1255
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
96277
431946
SH
DFND
2, 4, 5
232935
0
199011
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1599
38408
SH
DFND
4, 5
37080
0
1328
VANGUARD SCOTTSDALE FDS
VNG RUS2000GRW
92206C623
24132
160860
SH
DFND
4, 5
157977
0
2883
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
6726
105843
SH
DFND
4, 5
105706
0
137
VANGUARD STAR FDS
VG TL INTL STK F
921909768
298
5784
SH
DFND
4, 5
5253
0
531
VANGUARD TAX-MANAGED INTL FD
VAN FTSE DEV MKT
921943858
83639
2049990
SH
DFND
4, 5
2020297
0
29693
VANGUARD WORLD FDS
INF TECH ETF
92204A702
327
1000
SH
DFND
4
1000
0
0
VEEVA SYS INC
CL A COM
922475108
1836
9268
SH
DFND
2, 4
4634
0
4634
VERINT SYSTEMS INC
NOTE 0.250% 4/1
92343XAC4
3180
3460000
PRN
DFND
2
3460000
0
0
VERITEX HLDGS INC
COM
923451108
51764
1769130
SH
DFND
2, 4, 5
1768774
0
356
VERIZON COMMUNICATIONS INC
COM
92343V104
20127
396567
SH
DFND
2, 4, 5
393459
0
3108
VERTIV HOLDINGS CO
COM CL A
92537N108
2097
255183
SH
DFND
2, 4
255183
0
0
VERVE THERAPEUTICS INC
COM
92539P101
399
26097
SH
DFND
4
26097
0
0
VIAVI SOLUTIONS INC
COM
925550105
61369
4638571
SH
DFND
2, 4
4597512
35552
5507
VICI PPTYS INC
COM
925652109
74880
2513602
SH
DFND
2, 4, 5
2510906
0
2696
VISA INC
COM CL A
92826C839
73627
373947
SH
DFND
2, 4, 5
373705
0
242
VISHAY INTERTECHNOLOGY INC
NOTE 2.250% 6/1
928298AP3
3125
3280000
PRN
DFND
2
3280000
0
0
VOYA FINANCIAL INC
COM
929089100
11503
193223
SH
DFND
2, 4
193223
0
0
WALMART INC
COM
931142103
88494
727868
SH
DFND
2, 4, 5
727162
0
706
WEC ENERGY GROUP INC
COM
92939U106
86970
864167
SH
DFND
2, 4, 5
858681
294
5192
WELLS FARGO CO NEW
COM
949746101
878
22399
SH
DFND
2, 5
21333
0
1066
WESTERN ALLIANCE BANCORP
COM
957638109
56629
802112
SH
DFND
2, 4, 5
795863
5753
496
WESTROCK CO
COM
96145D105
5708
143287
SH
DFND
2, 5
143276
0
11
WHITING PETE CORP NEW
COM NEW
966387508
50052
735726
SH
DFND
2, 4
735726
0
0
WILLIAMS COS INC
COM
969457100
1418
45434
SH
DFND
2
45434
0
0
WINTRUST FINL CORP
COM
97650W108
11444
142786
SH
DFND
2, 4
142786
0
0
WISDOMTREE TR
US LARGECAP FUND
97717W588
209
5113
SH
DFND
4
5113
0
0
WORKDAY INC
CL A
98138H101
1576
11286
SH
DFND
2, 4, 5
5625
0
5661
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
675
645000
PRN
DFND
2
645000
0
0
WORKIVA INC
NOTE 1.125% 8/1
98139AAB1
1091
1000000
PRN
DFND
2
1000000
0
0
YUM BRANDS INC
COM
988498101
1261
11103
SH
DFND
2, 4
11103
0
0
YUM CHINA HLDGS INC
COM
98850P109
1538
31709
SH
DFND
2, 4
31709
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
2828
26921
SH
DFND
2
26921
0
0
ZIONS BANCORPORATION N A
COM
989701107
669
13152
SH
DFND
2
13152
0
0
ZOETIS INC
CL A
98978V103
23056
134133
SH
DFND
2, 4, 5
131318
0
2815