0001165002-20-000022.txt : 20200214
0001165002-20-000022.hdr.sgml : 20200214
20200214171106
ACCESSION NUMBER: 0001165002-20-000022
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC
CENTRAL INDEX KEY: 0001165002
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 752969997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15581
FILM NUMBER: 20621818
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2147566900
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001165002
XXXXXXXX
12-31-2019
12-31-2019
WESTWOOD HOLDINGS GROUP INC
200 CRESCENT COURT
SUITE 1200
DALLAS
TX
75201
13F HOLDINGS REPORT
028-15581
N
MURRAY FORBES III
CFO
214-756-6900
MURRAY FORBES III
Dallas
TX
02-14-2020
4
525
9362244
false
2
WESTWOOD MANAGEMENT CORP /TX
3
WESTWOOD INTERNATIONAL ADVISORS INC.
4
WESTWOOD TRUST
5
WESTWOOD ADVISORS, L.L.C.
INFORMATION TABLE
2
q4201913f-hrinformationtab.xml
INFORMATION TABLE
3M CO
COM
88579Y101
207
1172
SH
DFND
4
1172
0
0
58.COM INC
ADR
31680Q104
122
1879
SH
DFND
2
1879
0
0
ABBOTT LABORATORIES
COM
002824100
98683
1136115
SH
DFND
2,4
1114256
16389
5470
ABBVIE INC
COM
00287Y109
1005
11358
SH
DFND
5
9593
0
1765
ACCELERATE DIAGNOSTICS
CONVERTIBLE BOND
00430HAB8
7062
9030000
PRN
DFND
2
9030000
0
0
ACCENTURE PLC
COM
G1151C101
3681
17484
SH
DFND
2,4
15796
1459
229
ACTIVISION BLIZZARD INC
COM
00507V109
50714
853493
SH
DFND
2,4
830551
14697
8245
ADOBE INC
COM
00724F101
1565
4745
SH
DFND
2,4
4278
0
467
ADVANCE AUTO PARTS INC
COM
00751Y106
69465
433718
SH
DFND
2,4
427265
6147
306
AGNC INVESTMENT CORP
REIT
00123Q104
361
20450
SH
DFND
2,4
20150
0
300
AIR PRODS & CHEMS INC
COM
009158106
98
415
SH
DFND
5
0
0
415
AKAMAI TECHNOLOGIES INC
CONVERTIBLE BOND
00971TAJ0
32217
29083000
PRN
DFND
2
29083000
0
0
ALAMO GROUP INC
COM
011311107
17759
141455
SH
DFND
2
141455
0
0
ALBANY INTERNATIONAL CORP
COM
012348108
8382
110403
SH
DFND
2,4
110403
0
0
ALBEMARLE CORP
COM
012653101
44079
603482
SH
DFND
2,4
589566
10918
2998
ALEXANDRIA REAL EST EQTS INC
COM
015271109
23125
143117
SH
DFND
2,4
141079
2038
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
5404
25480
SH
DFND
4
8251
0
17229
ALLIANT ENERGY CORP
COM
018802108
22402
409333
SH
DFND
2,4
382176
27157
0
ALLSCRIPTS HEALTHCARE SO
CONVERTIBLE BOND
01988PAD0
10603
10600000
PRN
DFND
2
10600000
0
0
ALPHABET INC
CAP STK CL C
02079K107
2624
1962
SH
DFND
5
1945
0
17
ALPHABET INC
COM
02079K305
81187
60615
SH
DFND
2,4
59141
1087
387
AMAZON COM INC
COM
023135106
32073
17357
SH
DFND
2,4
17111
0
246
AMDOCS LTD
COM
G02602103
15528
215088
SH
DFND
2,4
201195
12457
1436
AMERICAN CAMPUS COMMUNITIES IN
REIT
024835100
715
15193
SH
DFND
2
15193
0
0
AMERICAN EXPRESS CO
COM
025816109
21
166
SH
DFND
5
0
0
166
AMERICAN HOMES 4 RENT
REIT
02665T306
730
27863
SH
DFND
2
27863
0
0
AMERICAN INTERNATIONAL GROUP I
COM
026874784
72920
1420619
SH
DFND
2,4
1392289
22118
6212
AMERICAN TOWER CORP
REIT
03027X100
1468
6389
SH
DFND
2
6389
0
0
AMERICOLD REALTY TRUST
REIT
03064D108
20131
574192
SH
DFND
2,4
546203
27989
0
AMGEN INC
COM
031162100
1482
6149
SH
DFND
4
6149
0
0
AMPHENOL CORP
COM
032095101
5107
47185
SH
DFND
2
47185
0
0
ANGI HOMESERVICES INC
COM CL A
00183L102
551
65094
SH
DFND
4
65094
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
1136
149710
SH
DFND
2
149710
0
0
ANTHEM INC
COM
036752103
33
109
SH
DFND
5
0
0
109
APOGEE ENTERPRISES INC
COM
037598109
14441
444348
SH
DFND
2
444348
0
0
APPLE INC
COM
037833100
135131
460177
SH
DFND
2,4
454423
2679
3075
APTIV PLC
SHS
G6095L109
57
600
SH
DFND
5
0
0
600
APTOSE BIOSCIENCES INC
COM
03835T200
380
67000
SH
DFND
5
0
0
67000
ARGO GROUP INTERNATIONAL HOLDI
COM
G0464B107
32325
491631
SH
DFND
2,4
491631
0
0
ARTHUR J GALLAGHER & COMPANY
COM
363576109
7886
82807
SH
DFND
2,5
79022
3242
543
ASCENDIS PHARMA A/S
ADR
04351P101
117
841
SH
DFND
2
841
0
0
ASML HOLDING NV
COM
N07059210
134
452
SH
DFND
2
452
0
0
ASSURANT INC
COM
04621X108
96912
739336
SH
DFND
2,4
716837
22105
394
ASTRAZENECA PLC
ADR
046353108
108
2163
SH
DFND
2
2163
0
0
AT&T INC
COM
00206R102
206983
5296386
SH
DFND
2,4
5189154
55231
52001
ATLANTICA YIELD PLC
COM
G0751N103
489
18540
SH
DFND
2
18275
0
265
ATLAS AIR WORLDWIDE HLDG
CONVERTIBLE BOND
049164BH8
13034
14250000
PRN
DFND
2
14250000
0
0
AUTODESK INC
COM
052769106
4226
23034
SH
DFND
4
23034
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
949
5567
SH
DFND
5
5482
0
85
AVALONBAY COMMUNITIES INC
REIT
053484101
957
4566
SH
DFND
2
4566
0
0
AVISTA CORP
COM
05379B107
31953
664429
SH
DFND
2,4
664429
0
0
BAIDU INC
ADR
056752108
116
921
SH
DFND
2
921
0
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
111
19841
SH
DFND
4
19841
0
0
BANCO DE CHILE
ADR
059520106
2928
139472
SH
DFND
2,3
139472
0
0
BANCO SANTANDER CHILE
ADR
05965X109
81
3496
SH
DFND
2
3496
0
0
BANK AMER CORP
COM
060505104
213186
6052967
SH
DFND
2,4
5948535
63923
40509
BARRICK GOLD CORP
COM
067901108
28729
1544573
SH
DFND
2
1544573
0
0
BECTON DICKINSON & CO
COM
075887109
122318
449746
SH
DFND
2,4
439892
6444
3410
BECTON DICKINSON AND CO
CONVERTIBLE PREFERRED
075887208
28692
438315
SH
DFND
2
438315
0
0
BED BATH & BEYOND INC
COM
075896100
512
29598
SH
DFND
2
29598
0
0
BERKSHIRE HATHAWAY INC
COM
084670702
1581
6978
SH
DFND
2,4
6878
0
100
BERKSHIRE HILLS BANCORP INC
COM
084680107
31738
965276
SH
DFND
2,4
965276
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1359
16073
SH
DFND
4
16073
0
0
BJ'S WHOLESALE CLUB HOLDINGS I
COM
05550J101
39510
1737531
SH
DFND
2,4
1696973
36184
4374
BLACKSTONE GROUP INC
COM CL A
09260D107
2233
39912
SH
DFND
4
39912
0
0
BLOOMIN BRANDS INC
COM
094235108
42871
1942555
SH
DFND
2,4
1923022
19533
0
BOEING CO
COM
097023105
64429
197780
SH
DFND
2,5
193403
3058
1319
BOK FINL CORP
COM
05561Q201
336
3844
SH
DFND
4
3844
0
0
BOOKING HOLDINGS INC
CONVERTIBLE BOND
741503AS5
444
285000
PRN
DFND
2
285000
0
0
BOOKING HOLDINGS INC
CONVERTIBLE BOND
741503AX4
11648
10050000
PRN
DFND
2
10050000
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
35639
501014
SH
DFND
2,5
482803
12660
5551
BOSTON PROPERTIES INC
REIT
101121101
752
5456
SH
DFND
2
5456
0
0
BP PLC
ADR
055622104
857
22689
SH
DFND
2
22689
0
0
BRANDYWINE REALTY TRUST
COM
105368203
19017
1207315
SH
DFND
2,5
1146450
60865
0
BRISTOL MYERS SQUIBB CO
COM
110122108
243
3783
SH
DFND
4
3693
0
90
BRITISH AMERICAN TOBACCO PLC
ADR
110448107
116
2729
SH
DFND
2
2729
0
0
BROADCOM INC
COM
11135F101
969
3068
SH
DFND
2
3068
0
0
BROADCOM INC
CONVERTIBLE PREFERRED
11135F200
22583
19171
SH
DFND
2,4
18994
0
177
BROADMARK REALTY CAPITAL INC
COM
11135B100
549
43090
SH
DFND
2
42590
0
500
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
508
10168
SH
DFND
4
10168
0
0
BRP GROUP INC
COM
05589G102
3666
228416
SH
DFND
2
228416
0
0
BURLINGTON STORES INC
COM
122017106
105
464
SH
DFND
2
50
414
0
CABLE ONE INC
COM
12685J105
13723
9217
SH
DFND
2,4
8715
502
0
CABOT OIL & GAS CORP
COM
127097103
1373
78888
SH
DFND
2
73608
5280
0
CACI INTERNATIONAL INC
COM
127190304
93810
375249
SH
DFND
2,5
364745
8156
2348
CALLON PETE CO DEL
COM
13123X102
16114
3336162
SH
DFND
2,4
3336162
0
0
CAMDEN PROPERTY TRUST
REIT
133131102
352
3315
SH
DFND
2
3315
0
0
CARBONITE INC
CONVERTIBLE BOND
141337AB1
13580
12700000
PRN
DFND
2
12700000
0
0
CARDTRONICS INC
CONVERTIBLE BOND
14161HAG3
25859
24300000
PRN
DFND
2
24300000
0
0
CARTER HLDGS INC
COM
146229109
15562
142326
SH
DFND
2
135300
7026
0
CATCHMARK TIMBER TR INC
CL A
14912Y202
388
33850
SH
DFND
2
33325
0
525
CEMEX SAB DE CV
CONVERTIBLE BOND
151290BR3
19475
19200000
PRN
DFND
2
19200000
0
0
CENTERPOINT ENERGY INC
CONVERTIBLE PREFERRED
15189T503
18865
387050
SH
DFND
2
387050
0
0
CENTRAL GARDEN & PET CO
COM
153527205
16197
551678
SH
DFND
2
551678
0
0
CENTRAL PACIFIC FINANCIAL CORP
COM
154760409
22370
756273
SH
DFND
2
756273
0
0
CERNER CORP
COM
156782104
16411
223604
SH
DFND
4
217410
0
6194
CHARLES SCHWAB CORP
COM
808513105
63199
1328813
SH
DFND
2,5
1303431
24178
1204
CHENIERE ENERGY INC
COM
16411R208
2680
43890
SH
DFND
2
43890
0
0
CHENIERE ENERGY PARTNERS LP
COM
16411Q101
3655
91816
SH
DFND
2
91816
0
0
CHEVRON CORP
COM
166764100
126201
1047221
SH
DFND
2,5
1028946
12332
5943
CHILDRENS PL INC
COM
168905107
38514
616000
SH
DFND
4
608666
7334
0
CHUBB LIMITED
COM
H1467J104
137172
881228
SH
DFND
2,4
862013
8846
10369
CISCO SYS INC
COM
17275R102
31451
655776
SH
DFND
2,4
655776
0
0
CITIGROUP INC
COM
172967424
1189
14876
SH
DFND
2,4
14876
0
0
CMS ENERGY CORP
COM
125896100
69949
1113132
SH
DFND
2,5
1089456
22612
1064
CNX MIDSTREAM PARTNERS LP
MLP
12654A101
2405
146135
SH
DFND
2
146135
0
0
COCA COLA CO
COM
191216100
1761
31803
SH
DFND
4
31154
0
649
COLGATE PALMOLIVE CO
COM
194162103
102753
1492635
SH
DFND
2,4
1457407
16846
18382
COLONY CAPITAL INC
CONVERTIBLE BOND
19624RAB2
26050
25400000
PRN
DFND
2
25400000
0
0
COLUMBIA BANKING SYSTEM INC
COM
197236102
24030
590629
SH
DFND
2
590629
0
0
COLUMBIA PPTY TR INC
COM
198287203
31394
1501382
SH
DFND
2,4
1501382
0
0
COLUMBUS MCKINNON CORP/NY
COM
199333105
15338
383163
SH
DFND
2
383163
0
0
COMCAST CORP NEW
CL A
20030N101
26350
585960
SH
DFND
5
577668
0
8292
COMFORT SYS USA INC
COM
199908104
30288
607576
SH
DFND
2,4
607576
0
0
CONMED CORP
COM
207410101
30706
274578
SH
DFND
2
274578
0
0
CONOCOPHILLIPS
COM
20825C104
89320
1373516
SH
DFND
2,4
1348914
19512
5090
CONTINENTAL BLDG PRODS INC
COM
211171103
15957
438032
SH
DFND
2,4
438032
0
0
CONTINENTAL RESOURCES INC
COM
212015101
693
20217
SH
DFND
4
20217
0
0
COOPER COS INC
COM
216648402
15550
48391
SH
DFND
2,4
45172
3219
0
CORTEVA INC
COM
22052L104
4144
140149
SH
DFND
2,4
130115
10034
0
COSTCO WHOLESALE CORP
COM
22160K105
1058
3601
SH
DFND
2,4
3151
0
450
COVANTA HLDG CORP
COM
22282E102
465
31250
SH
DFND
2,5
30875
0
375
CREDICORP LTD
COM
G2519Y108
26072
122331
SH
DFND
2,3
122331
0
0
CREE INC
CONVERTIBLE BOND
225447AB7
10474
9815000
PRN
DFND
2
9815000
0
0
CROWN CASTLE INTERNATIONAL COR
COM
22822V101
41498
291921
SH
DFND
2,4
286193
5337
391
CROWN CASTLE INTL CORP
CONVERTIBLE PREFERRED
22822V309
19604
15295
SH
DFND
2
15295
0
0
CSX CORP
COM
126408103
395
5455
SH
DFND
4
5455
0
0
CUE BIOPHARMA INC
COM
22978P106
329
20700
SH
DFND
5
0
0
20700
CURTISS WRIGHT CORP
COM
231561101
18705
132761
SH
DFND
2
126946
5815
0
CVS HEALTH CORP
COM
126650100
105133
1415162
SH
DFND
2,5
1379125
24728
11309
CYRUSONE INC
REIT
23283R100
206
3154
SH
DFND
2
3154
0
0
DANAHER CORPORATION
COM
235851102
153
1000
SH
DFND
5
0
0
1000
DCP MIDSTREAM LP
MLP
23311P100
3051
124568
SH
DFND
2
124568
0
0
DEERE & CO
COM
244199105
1977
11410
SH
DFND
2,4
11410
0
0
DELL TECHNOLOGIES INC
COM
24703L202
585
11392
SH
DFND
2
11392
0
0
DENTSPLY SIRONA INC
COM
24906P109
4426
78215
SH
DFND
2
78215
0
0
DERMIRA INC
CONVERTIBLE BOND
24983LAB0
9754
10500000
PRN
DFND
2
10500000
0
0
DIAGEO P L C
SPON ADR
25243Q205
54
319
SH
DFND
5
0
0
319
DIAMONDBACK ENERGY INC
COM
25278X109
5244
56497
SH
DFND
2,4
52166
3831
500
DICKS SPORTING GOODS INC
COM
253393102
1094
22105
SH
DFND
2,4
22105
0
0
DISNEY WALT CO
COM
254687106
153959
1064504
SH
DFND
2,4
1045121
12986
6397
DOCUSIGN INC
CONVERTIBLE BOND
256163AB2
9655
7750000
PRN
DFND
2
7750000
0
0
DOLLAR GENERAL CORP
COM
256677105
4294
27529
SH
DFND
2
27529
0
0
DOUGLAS DYNAMICS INC
COM
25960R105
24328
442327
SH
DFND
2,4
442327
0
0
DOW INC
COM
260557103
207
3777
SH
DFND
4
3777
0
0
DTE ENERGY CO
COM
233331107
86497
666035
SH
DFND
2,5
651476
11653
2906
DTE ENERGY CO
CONVERTIBLE PREFERRED
233331842
486
9490
SH
DFND
2,5
9375
0
115
DUKE ENERGY CORP NEW
COM
26441C204
446
4894
SH
DFND
4
4894
0
0
DUPONT DE NEMOURS INC
COM
26614N102
2397
37340
SH
DFND
2,4
35247
2093
0
DYCOM INDUSTRIES INC
CONVERTIBLE BOND
267475AB7
27831
28655000
PRN
DFND
2
28655000
0
0
EAGLE MATERIALS INC
COM
26969P108
22425
247349
SH
DFND
2,4
233649
12894
806
EAST WEST BANCORP INC
COM
27579R104
2225
45695
SH
DFND
2
45695
0
0
EASTERLY GOVERNMENT PROPERTIES
REIT
27616P103
32036
1350029
SH
DFND
2,4
1350029
0
0
EATON CORP PLC
COM
G29183103
2474
26121
SH
DFND
2
26121
0
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
64
4300
SH
DFND
5
0
0
4300
ELANCO ANIMAL HEALTH INC
COM
28414H103
1635
55485
SH
DFND
2,4
44440
0
11045
EMPIRE STATE REALTY TRUST INC
REIT
292104106
249
17827
SH
DFND
2
17827
0
0
ENABLE MIDSTREAM PARTNERS LP
MLP
292480100
2790
278166
SH
DFND
2
278166
0
0
ENBRIDGE INC
COM
29250N105
6883
173064
SH
DFND
2
173064
0
0
ENCORE CAPITAL GROUP INC
CONVERTIBLE BOND
292554AF9
824
800000
PRN
DFND
2
800000
0
0
ENEL AMERICAS SA
ADR
29274F104
6322
575813
SH
DFND
2,3
575813
0
0
ENERGIZER HOLDINGS INC
CONVERTIBLE PREFERRED
29272W208
259
2475
SH
DFND
2
2475
0
0
ENERGY TRANSFER LP
MLP
29273V100
16553
1290167
SH
DFND
2
1290167
0
0
ENERPLUS CORP
COM
292766102
318
44600
SH
DFND
4
44600
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
33316
1183102
SH
DFND
2,5
1181386
0
1716
ENVIVA PARTNERS LP
MLP
29414J107
244
6545
SH
DFND
2
6375
0
170
EOG RES INC
COM
26875P101
95764
1143308
SH
DFND
2,4
1123295
14857
5156
EQM MIDSTREAM PARTNERS LP
MLP
26885B100
3511
117380
SH
DFND
2
117380
0
0
EQUIFAX INC
COM
294429105
70745
504888
SH
DFND
2,5
493448
7916
3524
EQUINIX INC
REIT
29444U700
733
1255
SH
DFND
2
1255
0
0
EQUITY RESIDENTIAL
REIT
29476L107
483
5972
SH
DFND
2
5972
0
0
EVEREST RE GROUP LTD
COM
G3223R108
15814
57122
SH
DFND
2,4
54715
2407
0
EVOLENT HEALTH INC
CONVERTIBLE BOND
30050BAB7
11319
12500000
PRN
DFND
2
12500000
0
0
EXACT SCIENCES CORP
CONVERTIBLE BOND
30063PAB1
28297
24823000
PRN
DFND
2
24823000
0
0
EXANTAS CAPITAL CORP
REIT
30068N105
229
19400
SH
DFND
2
19400
0
0
EXPEDITORS INTL WASH INC
COM
302130109
3082
39504
SH
DFND
4
39504
0
0
EXTREME NETWORKS INC
COM
30226D106
74
10000
SH
DFND
4
10000
0
0
EXXON MOBIL CORP
COM
30231G102
12093
173304
SH
DFND
2,4
173263
0
41
FACEBOOK INC
CL A
30303M102
4875
23752
SH
DFND
4
7399
0
16353
FACTSET RESH SYS INC
COM
303075105
1474
5493
SH
DFND
4
5493
0
0
FEDERAL SIGNAL CORP
COM
313855108
31475
975962
SH
DFND
2
975962
0
0
FIRST HAWAIIAN INC
COM
32051X108
25379
879698
SH
DFND
2
840390
39308
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
382
3245
SH
DFND
4
2065
1180
0
FLIR SYS INC
COM
302445101
13198
253447
SH
DFND
2
243309
8788
1350
FLUOR CORP NEW
COM
343412102
1423
75355
SH
DFND
2,4
64155
0
11200
FOMENTO ECONOMICO MEXICANO SAB
ADR
344419106
20538
217308
SH
DFND
2
217308
0
0
FORTIVE CORP
COM
34959J108
23
300
SH
DFND
5
0
0
300
GALAPAGOS NV
ADR
36315X101
119
576
SH
DFND
2
576
0
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
27
4700
SH
DFND
5
0
0
4700
GARMIN LTD
SHS
H2906T109
255
2610
SH
DFND
4
2610
0
0
GARTNER INC
COM
366651107
20
131
SH
DFND
5
0
0
131
GENERAL DYNAMICS CORP
COM
369550108
49348
279833
SH
DFND
2,5
276964
0
2869
GENERAL ELECTRIC CO
COM
369604103
141
12601
SH
DFND
4
11250
0
1351
GENERAL MILLS INC
COM
370334104
61935
1156366
SH
DFND
2,5
1135312
20051
1003
GENERAL MOTORS CO
COM
37045V100
1116
30497
SH
DFND
2
30497
0
0
GENPACT LIMITED
FOREIGN
G3922B107
15238
361336
SH
DFND
2
346992
14344
0
GEO GROUP INC NEW
COM
36162J106
875
52690
SH
DFND
2,4
40620
0
12070
G-III APPAREL GROUP LTD
COM
36237H101
326
9730
SH
DFND
2
9550
0
180
GLAXOSMITHKLINE PLC
ADR
37733W105
110
2344
SH
DFND
2
2344
0
0
GLOBAL PMTS INC
COM
37940X102
5487
30058
SH
DFND
4
30058
0
0
GREAT WESTERN BANCORP INC
COM
391416104
31483
906235
SH
DFND
2,5
906235
0
0
GW PHARMACEUTICALS PLC
ADR
36197T103
72
685
SH
DFND
2
685
0
0
HANNON ARMSTRONG SUSTAIN
CONVERTIBLE BOND
41068XAB6
5968
4800000
PRN
DFND
2
4800000
0
0
HDFC BANK LTD
ADR
40415F101
8289
130810
SH
DFND
2,3
130810
0
0
HEALTHPEAK PROPERTIES INC
REIT
42250P103
796
23090
SH
DFND
2
23090
0
0
HENRY JACK & ASSOC INC
COM
426281101
14
98
SH
DFND
5
0
0
98
HERITAGE COMMERCE CORP
COM
426927109
15196
1184389
SH
DFND
2
1184389
0
0
HILLTOP HOLDINGS INC
COM
432748101
46808
1877633
SH
DFND
2,5
1843643
30055
3935
HOME DEPOT INC
COM
437076102
139613
639314
SH
DFND
2,4
626495
5971
6848
HONEYWELL INTERNATIONAL INC
COM
438516106
163674
924712
SH
DFND
2,5
908341
8692
7679
HORIZON PHARMA INV LTD
CONVERTIBLE BOND
44052TAB7
9223
6910000
PRN
DFND
2
6910000
0
0
HORMEL FOODS CORP
COM
440452100
84451
1872119
SH
DFND
2,5
1842724
22129
7266
HOST HOTELS & RESORTS INC
REIT
44107P104
507
27328
SH
DFND
2
27328
0
0
HOSTESS BRANDS INC
COM
44109J106
31334
2154989
SH
DFND
2,4
2154989
0
0
HOULIHAN LOKEY INC
COM
441593100
37147
760078
SH
DFND
2
735012
25066
0
HUBBELL INC
COM
443510607
22125
149673
SH
DFND
2
141423
8250
0
HUDSON PAC PPTYS INC
COM
444097109
23761
631125
SH
DFND
2,4
596189
34936
0
HUNTINGTON INGALLS INDS
COM
446413106
17961
71590
SH
DFND
2
67312
4278
0
HUNTSMAN CORP
COM
447011107
14179
586984
SH
DFND
2
553750
33234
0
IAA INC
COM
449253103
25190
535277
SH
DFND
2
510897
22860
1520
ICICI BANK LTD
COM
45104G104
128
8450
SH
DFND
2
8450
0
0
IDACORP INC
COM
451107106
21661
202812
SH
DFND
2
192146
10666
0
INDEPENDENT BK GROUP INC
COM
45384B106
1305
23542
SH
DFND
4
23542
0
0
INFOSYS LTD
ADR
456788108
115
11137
SH
DFND
2
11137
0
0
INGERSOLL-RAND PLC
COM
G47791101
643
4836
SH
DFND
2
3663
1173
0
INNOSPEC INC
COM
45768S105
31390
303458
SH
DFND
2,4
303458
0
0
INSMED INC
CONVERTIBLE BOND
457669AA7
10075
10325000
PRN
DFND
2
10325000
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
39023
566605
SH
DFND
2,4
556975
9630
0
INTEGRA LIFESCIENCES HLDG CO
COM
457985208
8955
153662
SH
DFND
2
145634
8028
0
INTEL CORP
COM
458140100
1365
22799
SH
DFND
2,5
21919
0
880
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
4115
44459
SH
DFND
2
44459
0
0
INTERFACE INC
COM
458665304
30891
1862049
SH
DFND
2
1862049
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
297
2213
SH
DFND
4
2213
0
0
INTREXON CORP
COM
46122T102
14
2500
SH
DFND
5
0
0
2500
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
1493
65482
SH
DFND
2
64282
0
1200
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
147
5300
SH
DFND
5
0
0
5300
IQIYI INC
CONVERTIBLE BOND
46267XAB4
23536
21200000
PRN
DFND
2
21200000
0
0
IRON MOUNTAIN INC
COM
46284V101
693
21729
SH
DFND
2
21584
0
145
ISHARES 0-5 YEAR HIGH YIELD CO
ETF
46434V407
6826
147013
SH
DFND
2,4
70046
0
76967
ISHARES CORE MSCI EAFE ETF
ETF
46432F842
127079
1947861
SH
DFND
2
1947861
0
0
ISHARES CORE MSCI EMERGING MAR
ETF
46434G103
40531
753936
SH
DFND
2
753936
0
0
ISHARES CORE S&P US VALUE ETF
Exchange Traded Fund
464287663
138
2184
SH
DFND
2
0
2184
0
ISHARES GOLD TRUST
ISHARES
464285105
35
2418
SH
DFND
5
0
0
2418
ISHARES PREFERRED & INCOME SEC
ETF
464288687
205
5450
SH
DFND
2
5450
0
0
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
48
349
SH
DFND
2
349
0
0
ISHARES RUSSELL 2000 VALUE
Exchange Traded Fund
464287630
130
1008
SH
DFND
2
0
1008
0
ISHARES RUSSELL MID-CAP VALUE ETF
Exchange Traded Fund
464287473
130
1373
SH
DFND
2
0
1373
0
ISHARES TR
CORE S&P500 ETF
464287200
21014
65011
SH
DFND
4
65011
0
0
ISHARES TR
CORE US AGGBD ET
464287226
13068
116288
SH
DFND
4
116288
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
288
1486
SH
DFND
4
1486
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1541
22189
SH
DFND
4
22189
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
7780
37802
SH
DFND
4
37802
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
2427
13798
SH
DFND
4
13798
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1134
6849
SH
DFND
4
6849
0
0
ISHARES TR
CORE S&P US GWT
464287671
15302
226243
SH
DFND
4
226243
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
4930
58796
SH
DFND
4
58796
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
22
250
SH
DFND
5
0
0
250
ISHARES TR
USA QUALITY FCTR
46432F339
27
263
SH
DFND
5
0
0
263
ISHARES TR
BROAD USD HIGH
46435U853
37
900
SH
DFND
5
0
0
900
ITAU UNIBANCO HOLDING SA
ADR
465562106
109
11895
SH
DFND
2
11895
0
0
ITT INC
COM
45073V108
7
100
SH
DFND
2
100
0
0
J & J SNACK FOODS CORP
COM
466032109
40277
218578
SH
DFND
2
214977
3064
537
J2 GLOBAL COMMUNICATIONS
CONVERTIBLE BOND
48123VAC6
364
250000
PRN
DFND
2
250000
0
0
JAGGED PEAK ENERGY INC
COM
47009K107
25147
2961915
SH
DFND
2,4
2961915
0
0
JAMES RIVER GROUP HOLDINGS LTD
COM
G5005R107
29816
723501
SH
DFND
2
723501
0
0
JD.COM INC
ADR
47215P106
114
3231
SH
DFND
2
3231
0
0
JERNIGAN CAPITAL INC
REIT
476405105
486
25378
SH
DFND
2
25378
0
0
JM SMUCKER CO
COM
832696405
5400
51860
SH
DFND
2
50457
1403
0
JOHNSON & JOHNSON
COM
478160104
141105
967340
SH
DFND
2,5
946062
13263
8015
JPMORGAN CHASE & CO
COM
46625H100
180232
1292909
SH
DFND
2,4
1266962
17552
8395
KAMAN CORP
COM
483548103
30229
458568
SH
DFND
2
458568
0
0
KAR AUCTION SERVICES INC
COM
48238T109
8761
402052
SH
DFND
2
384707
17345
0
KINDER MORGAN INC DEL
COM
49456B101
5981
282512
SH
DFND
2,4
282512
0
0
KIRBY CORP
COM
497266106
210
2351
SH
DFND
4
2351
0
0
KNOLL INC
COM
498904200
32135
1272174
SH
DFND
2
1272174
0
0
L BRANDS INC
COM
501797104
239
13195
SH
DFND
4
13195
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
70583
356712
SH
DFND
2,5
349213
6574
925
LAM RESEARCH CORP
COM
512807108
310
1059
SH
DFND
4
1059
0
0
LAMB WESTON HLDGS INC
COM
513272104
16042
186452
SH
DFND
2
179037
7415
0
LANDMARK INFRASTRUCTURE
CONVERTIBLE PREFERRED
51508J405
135
5175
SH
DFND
2
5175
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
31246
1632535
SH
DFND
2,5
1632535
0
0
LAUDER ESTEE COS INC
CL A
518439104
442
2143
SH
DFND
4
1521
0
622
LEIDOS HLDGS INC
COM
525327102
316
3240
SH
DFND
2
3165
0
75
LENNAR CORP
CL A
526057104
917
16429
SH
DFND
2,4
16429
0
0
LIBERTY PROPERTY TRUST
REIT
531172104
314
5226
SH
DFND
2
5226
0
0
LILLY ELI & CO
COM
532457108
481
3654
SH
DFND
4
3626
0
28
LINDE PLC
SHS
G5494J103
427
2008
SH
DFND
4
2008
0
0
LITTELFUSE INC
COM
537008104
21339
111546
SH
DFND
4
109258
0
2288
LKQ CORP
COM
501889208
11360
318227
SH
DFND
2
300161
18066
0
LOWES COS INC
COM
548661107
85
708
SH
DFND
5
0
0
708
MAGELLAN MIDSTREAM PARTNERS LP
MLP
559080106
16437
261438
SH
DFND
2
261438
0
0
MARATHON OIL CORP
COM
565849106
223
16385
SH
DFND
2,4
16385
0
0
MARATHON PETROLEUM CORP
COM
56585A102
2098
34825
SH
DFND
2
34825
0
0
MARCUS CORP
COM
566330106
24750
779002
SH
DFND
2,4
779002
0
0
MARKEL CORP
COM
570535104
365
319
SH
DFND
2
209
110
0
MARRIOTT INTERNATIONAL INC/MD
COM
571903202
12
80
SH
DFND
2
80
0
0
MARRIOTT VACATION WORLDW
CONVERTIBLE BOND
57164YAB3
5703
5315000
PRN
DFND
2
5315000
0
0
MARVELL TECHNOLOGY GROUP LTD
COM
G5876H105
37902
1427001
SH
DFND
2,4
1398468
24553
3980
MATADOR RES CO
COM
576485205
1713
95300
SH
DFND
4
95300
0
0
MCCORMICK & CO INC
COM
579780206
5018
29563
SH
DFND
2
29045
518
0
MCDONALDS CORP
COM
580135101
4010
20293
SH
DFND
2,4
18962
1331
0
MEDTRONIC PLC
COM
G5960L103
85682
755247
SH
DFND
2,4
738885
15719
643
MELCO RESORTS & ENTERTAINMENT
ADR
585464100
151
6239
SH
DFND
2
6239
0
0
MERCK & CO INC
COM
58933Y105
1920
21115
SH
DFND
2,4
20802
0
313
MERCURY GEN CORP NEW
COM
589400100
37298
765413
SH
DFND
2
744068
21345
0
MERIT MED SYS INC
COM
589889104
510
16344
SH
DFND
4
16344
0
0
METHANEX CORP
COM
59151K108
927
24000
SH
DFND
4
24000
0
0
MGIC INVESTMENT CORP
COM
552848103
8885
627090
SH
DFND
2
591454
35636
0
MICRON TECHNOLOGY INC
COM
595112103
1811
33673
SH
DFND
2
30718
2955
0
MICROSOFT CORP
COM
594918104
156408
991809
SH
DFND
2,5
975257
9112
7440
MID-AMERICA APARTMENT COMMUNIT
REIT
59522J103
492
3734
SH
DFND
2
3734
0
0
MOELIS & CO
COM
60786M105
30836
966020
SH
DFND
2,4
960290
0
5730
MONOLITHIC POWER SYSTEM INCORP
COM
609839105
39979
224572
SH
DFND
2
217798
6774
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
4013
63146
SH
DFND
4
63146
0
0
MOTOROLA SOLUTIONS INC
COM
620076307
63873
396381
SH
DFND
2,5
387114
5942
3325
MPLX LP
MLP
55336V100
14999
589112
SH
DFND
2
589112
0
0
MSCI INC
COM
55354G100
1935
7493
SH
DFND
4
2275
0
5218
NATIONAL STORAGE AFFILIATES TR
REIT
637870106
15799
469939
SH
DFND
2
469939
0
0
NETEASE INC
ADR
64110W102
36413
118748
SH
DFND
2,3
118748
0
0
NEW JERSEY RES
COM
646025106
583
13089
SH
DFND
4
13089
0
0
NEW ORIENTAL EDUCATION & TECHN
ADR
647581107
110
904
SH
DFND
2
904
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
15259
1269508
SH
DFND
2
1195496
74012
0
NEWMONT CORP
COM
651639106
20687
476116
SH
DFND
2
476116
0
0
NEXTERA ENERGY INC
COM
65339F101
68637
283433
SH
DFND
2,4
277469
5685
279
NEXTERA ENERGY INC
CONVERTIBLE PREFERRED
65339F796
23501
458285
SH
DFND
2
458285
0
0
NICE LTD
ADR
653656108
99
638
SH
DFND
2
638
0
0
NICE SYSTEMS INC
CONVERTIBLE BOND
65366HAB9
384
200000
PRN
DFND
2
200000
0
0
NOBLE MIDSTREAM PARTNERS LP
COM
65506L105
3068
115527
SH
DFND
2
115527
0
0
NOMAD FOODS LTD
COM
G6564A105
29953
1339081
SH
DFND
2,4
1275223
50923
12935
NORFOLK SOUTHERN CORP
COM
655844108
22850
117706
SH
DFND
2,5
116065
1604
37
NORTHROP GRUMMAN CORP
COM
666807102
62962
183047
SH
DFND
2,5
179617
3288
142
NORTHWESTERN CORP
COM
668074305
31766
443229
SH
DFND
2,5
443056
173
0
NOVANTA INC
COM
67000B104
28830
325982
SH
DFND
2,4
325982
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1892
19987
SH
DFND
2,4
19987
0
0
NOVO-NORDISK A S
ADR
670100205
2431
42008
SH
DFND
2,4
14526
0
27482
NUANCE COMMUNICATIONS
CONVERTIBLE BOND
67020YAK6
4714
4650000
PRN
DFND
2
4650000
0
0
NUSTAR ENERGY LP
MLP
67058H102
3360
129966
SH
DFND
2
129966
0
0
NVENT ELECTRIC PLC
COM
G6700G107
17422
681114
SH
DFND
2
646856
34258
0
NVIDIA CORP
COM
67066G104
8248
35053
SH
DFND
2
22170
0
12883
OCCIDENTAL PETE CORP
COM
674599105
8
200
SH
DFND
2,5
129
0
71
OMNICELL INC
COM
68213N109
30093
368254
SH
DFND
2,4
368254
0
0
ONEOK INC
COM
682680103
4057
53611
SH
DFND
2
53611
0
0
ORACLE CORP
COM
68389X105
4236
79972
SH
DFND
5
79455
0
517
OXFORD INDS INC
COM
691497309
40740
540183
SH
DFND
2
535316
4867
0
PALO ALTO NETWORKS
CONVERTIBLE BOND
697435AD7
12851
11595000
PRN
DFND
2
11595000
0
0
PAPA JOHN'S INTERNATIONAL INC
COM
698813102
31123
492841
SH
DFND
2
479263
13578
0
PARSLEY ENERGY INC
COM
701877102
10524
556659
SH
DFND
2
531952
24707
0
PATTERSON COS INC
COM
703395103
17446
851845
SH
DFND
2
851845
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
811
7500
SH
DFND
2
7500
0
0
PDC ENERGY INC
COM
69327R101
16459
628897
SH
DFND
2
628897
0
0
PENN VA CORP NEW COM
COM
70788V102
22976
757118
SH
DFND
2
746099
11019
0
PENNYMAC CORP
CONVERTIBLE BOND
70932AAB9
18116
17800000
PRN
DFND
2
17800000
0
0
PENTAIR PLC
COM
G7S00T104
11068
241289
SH
DFND
2,4
229271
10871
1147
PEPSICO INC
COM
713448108
113777
832488
SH
DFND
2,5
817551
10521
4416
PERKINELMER INC
COM
714046109
19976
205730
SH
DFND
2
198413
7317
0
PETROLEO BRASILEIRO SA
ADR
71654V408
118
7413
SH
DFND
3
7413
0
0
PFIZER INC
COM
717081103
1249
31907
SH
DFND
2,5
30168
0
1739
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
1637
19229
SH
DFND
2,5
15561
0
3668
PHILLIPS 66
COM
718546104
863
7747
SH
DFND
4
7707
0
40
PHILLIPS 66 PARTNERS LP
MLP
718549207
9448
153269
SH
DFND
2
153269
0
0
PHYSICIANS REALTY TR
COM
71943U104
23899
1261748
SH
DFND
2,4
1197057
59981
4710
PIERIS PHARMACEUTICALS INC
COM
720795103
40
11000
SH
DFND
5
0
0
11000
PLAINS ALL AMERICAN PIPELINE L
MLP
726503105
11555
628306
SH
DFND
2
628306
0
0
PLAINS GP HOLDINGS LP
COM
72651A207
3656
192922
SH
DFND
2
192922
0
0
POTLATCHDELTIC CORP
REIT
737630103
22675
524043
SH
DFND
2
524043
0
0
PPG INDS INC
COM
693506107
55
410
SH
DFND
5
0
0
410
PRA GROUP INC
CONVERTIBLE BOND
73640QAB1
25830
25500000
PRN
DFND
2
25500000
0
0
PROCTER & GAMBLE CO
COM
742718109
2211
17699
SH
DFND
4
17689
0
10
PROLOGIS INC
REIT
74340W103
897
10060
SH
DFND
2
9960
0
100
PROSPERITY BANCSHARES INC
COM
743606105
401
5584
SH
DFND
4
5584
0
0
PUBLIC STORAGE
REIT
74460D109
93416
438657
SH
DFND
2,4
431838
4401
2418
PULTE GROUP INC
COM
745867101
901
23237
SH
DFND
2,4
23237
0
0
QUALCOMM INC
COM
747525103
2887
32722
SH
DFND
4
32722
0
0
RATTLER MIDSTREAM LP
MLP
75419T103
2332
131063
SH
DFND
2
131063
0
0
RAYTHEON CO
COM
755111507
1344
6115
SH
DFND
2,4
6115
0
0
REGENCY CENTERS CORP
REIT
758849103
442
7008
SH
DFND
2
7008
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
2672
7116
SH
DFND
4
7116
0
0
RENASANT CORP
COM
75970E107
30605
864052
SH
DFND
2
864052
0
0
REPAY HLDGS CORP
COM CL A
76029L100
32076
2189518
SH
DFND
2,4
2189518
0
0
REPUBLIC SERVICES INC
COM
760759100
26403
294585
SH
DFND
2,5
294558
0
27
RESMED INC
COM
761152107
197
1272
SH
DFND
5
0
0
1272
RETAIL PPTYS AMER CL A
COM
76131V202
10629
793229
SH
DFND
2,4
754339
38890
0
REXNORD CORP
COM
76169B102
637
19535
SH
DFND
2
19535
0
0
RIO TINTO PLC
ADR
767204100
119
2008
SH
DFND
2
2008
0
0
RLJ LODGING TR
CUM CONV PFD A
74965L200
479
16675
SH
DFND
2
16475
0
200
ROPER TECHNOLOGIES INC
COM
776696106
124
350
SH
DFND
5
0
0
350
ROVI CORP
CONVERTIBLE BOND
779376AD4
14929
15000000
PRN
DFND
2
15000000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
582
9871
SH
DFND
2,4
9871
0
0
RPM INC OHIO
COM
749685103
9908
129083
SH
DFND
2
121259
7824
0
RPT REALTY
REIT
74971D101
24897
1655381
SH
DFND
2,4
1655381
0
0
RYANAIR HOLDINGS PLC
ADR
783513203
137
1561
SH
DFND
2
1561
0
0
SAFETY INSURANCE GROUP INC
COM
78648T100
3969
42893
SH
DFND
2
42893
0
0
SANDY SPRING BANCORP INC
COM
800363103
11954
315598
SH
DFND
2
315598
0
0
SANOFI
ADR
80105N105
113
2256
SH
DFND
2
2256
0
0
SAREPTA THERAPEUTICS INC
CONVERTIBLE BOND
803607AB6
5499
2805000
PRN
DFND
2
2805000
0
0
SCHLUMBERGER LTD
COM
806857108
3808
94737
SH
DFND
2,4
63167
0
31570
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
39
1165
SH
DFND
5
0
0
1165
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
16
304
SH
DFND
5
0
0
304
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
17
303
SH
DFND
5
0
0
303
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
49
975
SH
DFND
5
0
0
975
SEI INVESTMENTS CO
COM
784117103
2244
34268
SH
DFND
4
10428
0
23840
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1376
13509
SH
DFND
4
13509
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
4110
65250
SH
DFND
4
65250
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
5061
40350
SH
DFND
4
40350
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
3858
47350
SH
DFND
4
47350
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
294
4544
SH
DFND
4
4544
0
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
229
27090
SH
DFND
4
27090
0
0
SHELL MIDSTREAM PARTNERS LP
MLP
822634101
3990
197444
SH
DFND
2
197444
0
0
SHERWIN WILLIAMS CO
COM
824348106
17654
30252
SH
DFND
2,5
30106
0
146
SIMON PROPERTY GROUP INC
REIT
828806109
1433
9620
SH
DFND
2
9620
0
0
SMITH & NEPHEW PLC
ADR
83175M205
99
2055
SH
DFND
2
2055
0
0
SO JERSEY IND INC
COM
838518108
41612
1261765
SH
DFND
2
1247502
14263
0
SOCIEDAD QUIMICA Y MINERA DE C
ADR
833635105
1028
38507
SH
DFND
2
38507
0
0
SOUTH JERSEY INDS INC
UNIT 99/99/9999
838518116
492
9485
SH
DFND
2,5
9375
0
110
SOUTH PLAINS FINANCIAL INC
COM
83946P107
478
22882
SH
DFND
4
22882
0
0
SOUTH ST CORP
COM
840441109
8656
99780
SH
DFND
2,4
99780
0
0
SOUTHERN COPPER CORP
COM
84265V105
30750
723877
SH
DFND
2,3
723877
0
0
SPDR BLACKSTONE / GSO SENIOR L
ETF
78467V608
2319
49775
SH
DFND
2
49075
0
700
SPDR INDEX SHS FDS
S&P EM MKT DIV
78463X533
33
1037
SH
DFND
5
0
0
1037
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4027
12511
SH
DFND
4
12018
493
0
SPDR SERIES TRUST
BLMBRG BRC CNVRT
78464A359
264
4764
SH
DFND
5
0
0
4764
SPDR SERIES TRUST
BLOOMBERG SRT TR
78468R408
3736
138662
SH
DFND
5
0
0
138662
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78468R622
2855
26062
SH
DFND
4
26062
0
0
SPLUNK INC
CONVERTIBLE BOND
848637AC8
7788
6450000
PRN
DFND
2
6450000
0
0
SPLUNK INC
CONVERTIBLE BOND
848637AD6
995
800000
PRN
DFND
2
800000
0
0
SQUARE INC
CONVERTIBLE BOND
852234AD5
10222
9155000
PRN
DFND
2
9155000
0
0
STAG INDL INC
COM
85254J102
53529
1695562
SH
DFND
2,4
1655846
36441
3275
STANLEY BLACK & DECKER I
CONVERTIBLE PREFERRED
854502846
20133
184775
SH
DFND
2
184775
0
0
STARBUCKS CORP
COM
855244109
2160
24573
SH
DFND
4
23573
0
1000
STERIS PLC
COM
G8473T100
18605
122069
SH
DFND
2,4
114286
7783
0
STORE CAP CORP
COM
862121100
61755
1658303
SH
DFND
2,4
1628624
28285
1394
SUMMIT HOTEL PPTYS INC
COM
866082100
32650
2645914
SH
DFND
2,4
2645914
0
0
SUMMIT MATERIALS INC
COM
86614U100
15861
663662
SH
DFND
2,4
626433
37229
0
SUMMIT MIDSTREAM PARTNERS LP
MLP
866142102
691
208831
SH
DFND
2
208831
0
0
SUNPOWER CORP
CONVERTIBLE BOND
867652AJ8
10038
10850000
PRN
DFND
2
10850000
0
0
SUNPOWER CORP
CONVERTIBLE BOND
867652AL3
4597
5445000
PRN
DFND
2
5445000
0
0
SYNAPTICS INC
CONVERTIBLE BOND
87157DAD1
19257
17250000
PRN
DFND
2
17250000
0
0
SYSCO CORP
COM
871829107
231
2701
SH
DFND
4
2431
0
270
T MOBILE US INC
COM
872590104
3190
40679
SH
DFND
2,4
37717
2962
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
47135
811285
SH
DFND
2,5
804083
0
7202
TAKEDA PHARMACEUTICAL CO LTD
ADR
874060205
118
5970
SH
DFND
2
5970
0
0
TAL EDUCATION GROUP
COM
874080104
136
2828
SH
DFND
2
2828
0
0
TALLGRASS ENERGY LP
COM
874696107
5950
268996
SH
DFND
2
268996
0
0
TARGA RES CORP
COM
87612G101
12109
296582
SH
DFND
2,4
296582
0
0
TC ENERGY CORP
COM
87807B107
1955
36674
SH
DFND
2
36674
0
0
TC PIPELINES LP
MLP
87233Q108
5431
128395
SH
DFND
2
128395
0
0
TCF FINANCIAL CORP
COM
872307103
24363
520638
SH
DFND
2
498519
20869
1250
TCG BDC INC
COM
872280102
437
32686
SH
DFND
2,5
31875
0
811
TELADOC HEALTH INC
CONVERTIBLE BOND
87918AAC9
3501
2005000
PRN
DFND
2
2005000
0
0
TELEFONICA BRASIL SA
ADR
87936R106
111
7774
SH
DFND
2
7774
0
0
TESLA INC
CONVERTIBLE BOND
88160RAC5
26204
20400000
PRN
DFND
2
20400000
0
0
TEVA PHARM FIN CO LLC
CONVERTIBLE BOND
88163VAE9
27643
29005000
PRN
DFND
2
29005000
0
0
TEVA PHARMACEUTICAL INDUSTRIES
ADR
881624209
132
13520
SH
DFND
2
13520
0
0
TEXAS INSTRS INC
COM
882508104
51264
399594
SH
DFND
2,5
396465
0
3129
THERMO FISHER SCIENTIFIC INC
COM
883556102
253
778
SH
DFND
5
0
0
778
TILRAY INC
CONVERTIBLE BOND
88688TAB6
1365
2500000
PRN
DFND
2
2500000
0
0
TJX COS INC NEW
COM
872540109
861
14105
SH
DFND
2,4
10945
0
3160
TOTAL SA
ADR
89151E109
110
1983
SH
DFND
2
1983
0
0
TPG RE FIN TR INC
COM
87266M107
230
11350
SH
DFND
2
11100
0
250
TRACTOR SUPPLY CO
COM
892356106
3919
41941
SH
DFND
2
41941
0
0
TRIP.COM GROUP LTD
CONVERTIBLE BOND
22943FAF7
30235
30500000
PRN
DFND
2
30500000
0
0
TRIP.COM GROUP LTD
ADR
89677Q107
102
3055
SH
DFND
2
3055
0
0
TRUIST FINANCIAL CORP
COM
89832Q109
53083
942524
SH
DFND
2,4
930768
6034
5722
TUTOR PERINI CORP
CONVERTIBLE BOND
901109AD0
475
500000
PRN
DFND
2
500000
0
0
UBS AG/LONDON
ETF
90267B765
59
3900
SH
DFND
2
3900
0
0
UNDER ARMOUR INC
CL A
904311107
2932
122605
SH
DFND
4
122605
0
0
UNIFIRST CORP/MA
COM
904708104
29463
145871
SH
DFND
2
145871
0
0
UNILEVER NV
COM
904784709
92
1601
SH
DFND
2
1601
0
0
UNILEVER PLC
ADR
904767704
104
1822
SH
DFND
2
1822
0
0
UNION PACIFIC CORP
COM
907818108
92654
512499
SH
DFND
2,5
502199
6029
4271
UNIQURE NV
SHS
N90064101
340
4750
SH
DFND
5
0
0
4750
UNITED TECHNOLOGIES CORP
COM
913017109
206
1376
SH
DFND
4
1341
0
35
UNITEDHEALTH GROUP INC
COM
91324P102
70145
238607
SH
DFND
2,4
232851
4048
1708
UNIVERSAL FOREST PRODUCTS INC
COM
913543104
30922
648280
SH
DFND
2
648280
0
0
URBAN EDGE PROPERTIES
REIT
91704F104
256
13328
SH
DFND
2
13328
0
0
US BANCORP
COM
902973304
65737
1108720
SH
DFND
2,5
1089788
17954
978
VALE SA
ADR
91912E105
122
9251
SH
DFND
2
9251
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
26785
266943
SH
DFND
4
266943
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
9
110
SH
DFND
5
0
0
110
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
4366
77161
SH
DFND
5
76720
0
441
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
514
1737
SH
DFND
4
1737
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
78330
429986
SH
DFND
4
105800
0
324186
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
16
168
SH
DFND
5
0
0
168
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
17853
401469
SH
DFND
4
400861
0
608
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
479
5246
SH
DFND
4
5246
0
0
VANGUARD STAR FD
VG TL INTL STK F
921909768
168
3020
SH
DFND
5
0
0
3020
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
33356
757055
SH
DFND
4
717573
0
39482
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
250
2665
SH
DFND
4
2665
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
347
1832
SH
DFND
4
1832
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
209
1091
SH
DFND
4
1091
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
460
2989
SH
DFND
4
2989
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
581
2371
SH
DFND
4
2371
0
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
232
1726
SH
DFND
4
1726
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
241
1690
SH
DFND
4
1690
0
0
VARIAN MED SYS INC
COM
92220P105
950
6693
SH
DFND
4
6693
0
0
VECTOR GROUP LTD
CONVERTIBLE BOND
92240MBC1
10869
10615000
PRN
DFND
2
10615000
0
0
VENTAS INC
REIT
92276F100
565
9791
SH
DFND
2
9791
0
0
VEREIT INC
REIT
92339V100
21933
2373631
SH
DFND
2
2343094
30537
0
VERIZON COMMUNICATIONS INC
COM
92343V104
312
5085
SH
DFND
2
5085
0
0
VIAVI SOLUTIONS INC
COM
925550105
40353
2690189
SH
DFND
2
2660688
29501
0
VIAVI SOLUTIONS INC
CONVERTIBLE BOND
925550AE5
7803
6200000
PRN
DFND
2
6200000
0
0
VICI PROPERTIES INC
COM
925652109
2711
106143
SH
DFND
2,5
99515
6513
115
VISA INC
COM
92826C839
27414
145898
SH
DFND
2
145898
0
0
VORNADO REALTY TRUST
REIT
929042109
26804
403061
SH
DFND
2
403061
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
24
400
SH
DFND
5
0
0
400
WALMART INC
COM
931142103
331
2785
SH
DFND
2
2785
0
0
WASHINGTON FED INC
COM
938824109
48241
1316308
SH
DFND
2
1290324
25984
0
WEC ENERGY GROUP INC
COM
92939U106
65428
709395
SH
DFND
2
689391
14420
5584
WEIBO CORP
CONVERTIBLE BOND
948596AC5
21798
23000000
PRN
DFND
2
23000000
0
0
WELLS FARGO & CO
COM
949746101
115489
2146629
SH
DFND
2,5
2099310
32826
14493
WESTERN ALLIANCE BANCORP
COM
957638109
23648
414900
SH
DFND
2
394752
20148
0
WESTERN ASSET MTGE CAP
CONVERTIBLE BOND
95790DAA3
12742
12090000
PRN
DFND
2
12090000
0
0
WESTERN MIDSTREAM PARTNERS LP
MLP
958669103
6332
321591
SH
DFND
2
321591
0
0
WESTINGHOUSE AIR BRAKE TECHNOL
COM
929740108
636
8175
SH
DFND
2
8175
0
0
WHITE MOUNT INS GRP LTD BERMCO
FOREIGN
G9618E107
2236
2005
SH
DFND
2,4
845
1160
0
WILLIAMS COS INC/THE
COM
969457100
42861
1806976
SH
DFND
2
1806976
0
0
WILLIAMS SONOMA INC
COM
969904101
10998
149755
SH
DFND
2
141449
8306
0
WOODWARD GOVERNOR CO
COM
980745103
10344
87338
SH
DFND
2
81362
5976
0
WPX ENERGY INC
COM
98212B103
23889
1738873
SH
DFND
2
1669384
69489
0
XCEL ENERGY INC
COM
98389B100
3
42
SH
DFND
5
0
0
42
YUM CHINA HOLDINGS INC
COM
98850P109
27403
570767
SH
DFND
2,3
570767
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
4403
29414
SH
DFND
2
29414
0
0
ZIONS BANCORP NA
COM
989701107
28266
544467
SH
DFND
2
515060
29407
0
ZIOPHARM ONCOLOGY INC
COM
98973P101
42
8905
SH
DFND
5
0
0
8905
ZOETIS INC
COM
98978V103
657
4960
SH
DFND
2
2800
0
2160