0001165002-19-000069.txt : 20191114
0001165002-19-000069.hdr.sgml : 20191114
20191114171607
ACCESSION NUMBER: 0001165002-19-000069
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTWOOD HOLDINGS GROUP INC
CENTRAL INDEX KEY: 0001165002
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 752969997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15581
FILM NUMBER: 191221595
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 2147566900
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001165002
XXXXXXXX
09-30-2019
09-30-2019
WESTWOOD HOLDINGS GROUP INC
200 CRESCENT COURT
SUITE 1200
DALLAS
TX
75201
13F HOLDINGS REPORT
028-15581
N
MURRAY FORBES III
CFO
214-756-6900
MURRAY FORBES III
DALLAS
TX
11-14-2019
3
470
9050474
false
2
WESTWOOD MANAGEMENT CORP /TX
3
WESTWOOD INTERNATIONAL ADVISORS INC.
4
WESTWOOD TRUST
INFORMATION TABLE
2
q3201913f-hrinformationtab.xml
INFORMATION TABLE
58.COM INC
ADR
31680Q104
93
1879
SH
DFND
2
1879
0
0
ABBOTT LABORATORIES
COM
002824100
94522
1129695
SH
DFND
2,4
1113009
16686
0
ABBVIE INC
COM
00287Y109
726
9593
SH
DFND
4
9593
0
0
ACCELERATE DIAGNOSTICS
CONVERTIBLE BOND
00430HAB8
7576
9030000
PRN
DFND
2
9030000
0
0
ACCENTURE PLC
COM
G1151C101
3688
19172
SH
DFND
2,4
17639
1533
0
ACTIVISION BLIZZARD INC
COM
00507V109
33192
627218
SH
DFND
2,4
617853
9365
0
ADOBE INC
COM
00724F101
1093
3957
SH
DFND
2,4
3957
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
76490
462454
SH
DFND
2,4
456194
6260
0
AGNC INVESTMENT CORP
REIT
00123Q104
324
20150
SH
DFND
2
20150
0
0
AKAMAI TECHNOLOGIES INC
CONVERTIBLE BOND
00971TAJ0
20331
17705000
PRN
DFND
2
17705000
0
0
ALAMO GROUP INC
COM
011311107
15393
130758
SH
DFND
2
130758
0
0
ALBANY INTERNATIONAL CORP
COM
012348108
21987
243870
SH
DFND
2,4
235443
8427
0
ALBEMARLE CORP
COM
012653101
32750
471088
SH
DFND
2,4
458254
12134
700
ALEXANDRIA REAL EST EQTS INC
COM
015271109
67514
438290
SH
DFND
2,4
434963
3327
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
4310
25770
SH
DFND
2,4
8324
0
17446
ALLIANT ENERGY CORP
COM
018802108
22510
417396
SH
DFND
2,4
386488
30908
0
ALLSCRIPTS HEALTHCARE SO
CONVERTIBLE BOND
01988PAD0
598
600000
PRN
DFND
2
600000
0
0
ALPHABET INC
CAP STK CL C
02079K107
2215
1817
SH
DFND
4
1817
0
0
ALPHABET INC
CAP STK CL A
02079K305
76033
62264
SH
DFND
2,4
61051
1213
0
AMAZON COM INC
COM
023135106
29096
16761
SH
DFND
2,4
16761
0
0
AMDOCS LTD
SHS
G02602103
14520
219634
SH
DFND
2,4
204157
14041
1436
AMERICAN CAMPUS COMMUNITIES IN
REIT
024835100
780
16214
SH
DFND
2
16214
0
0
AMERICAN EXPRESS CO
COM
025816109
944
7980
SH
DFND
4
7980
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
1128
43569
SH
DFND
2,4
40640
2929
0
AMERICAN INTERNATIONAL GROUP I
COM
026874784
71037
1275352
SH
DFND
2,4
1252916
22436
0
AMERICAN TOWER CORP
REIT
03027X100
1351
6110
SH
DFND
2
6110
0
0
AMERICOLD REALTY TRUST
REIT
03064D108
18890
509585
SH
DFND
2,4
477902
31683
0
AMGEN INC
COM
031162100
1101
5690
SH
DFND
4
5690
0
0
AMPHENOL CORP
COM
032095101
4249
44035
SH
DFND
2
44035
0
0
ANTERO MIDSTREAM CORP
COM
03676B102
1948
263261
SH
DFND
2
263261
0
0
APOGEE ENTERPRISES INC
COM
037598109
17176
440525
SH
DFND
2
440525
0
0
APPLE INC
COM
037833100
72636
324310
SH
DFND
2,4
321598
2712
0
ARGO GROUP INTERNATIONAL HOLDI
COM
G0464B107
30474
433859
SH
DFND
2
433859
0
0
ARTHUR J GALLAGHER & CO
COM
363576109
7586
84694
SH
DFND
2,4
81153
3541
0
ASCENDIS PHARMA A/S
ADR
04351P101
81
841
SH
DFND
2
841
0
0
ASML HOLDING NV
COM
N07059210
112
452
SH
DFND
2
452
0
0
ASSURANT INC
COM
04621X108
94647
752239
SH
DFND
2,4
728171
24068
0
ASTRAZENECA PLC
ADR
046353108
96
2163
SH
DFND
2
2163
0
0
AT&T INC
COM
00206R102
229092
6054237
SH
DFND
2,4
5995311
58926
0
ATLANTICA YIELD PLC
COM
G0751N103
431
17875
SH
DFND
2
17875
0
0
ATLAS AIR WORLDWIDE HLDG
CONVERTIBLE BOND
049164BH8
12149
13550000
PRN
DFND
2
13550000
0
0
AUTODESK INC
COM
052769106
3472
23506
SH
DFND
4
23506
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
895
5545
SH
DFND
4
5545
0
0
AVALONBAY COMMUNITIES INC
REIT
053484101
1071
4972
SH
DFND
2
4972
0
0
AVISTA CORP
COM
05379B107
31073
641483
SH
DFND
2,4
641483
0
0
BAIDU INC
ADR
056752108
95
921
SH
DFND
2
921
0
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
103
19841
SH
DFND
4
19841
0
0
BANCO DE CHILE
ADR
059520106
4141
147358
SH
DFND
3
147358
0
0
BANK AMER CORP
COM
060505104
192370
6594781
SH
DFND
2,4
6594781
0
0
BARRICK GOLD CORP
COM
067901108
27447
1583795
SH
DFND
2,3
1583795
0
0
BB&T CORP
COM
054937107
32349
606118
SH
DFND
2,4
599787
6331
0
BECTON DICKINSON & CO
COM
075887109
114907
454251
SH
DFND
2,4
454251
0
0
BECTON DICKINSON AND CO
CONVERTIBLE PREF
075887208
55330
893715
SH
DFND
2
893715
0
0
BERKSHIRE HATHAWAY INC
COM
084670702
1446
6953
SH
DFND
2,4
6953
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
28639
977782
SH
DFND
2,4
977782
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
1097
16273
SH
DFND
4
16273
0
0
BJ'S WHOLESALE CLUB HOLDINGS I
COM
05550J101
47109
1820981
SH
DFND
2,4
1820981
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
1949
39912
SH
DFND
2,4
39912
0
0
BLOOMIN BRANDS INC
COM
094235108
38955
2057852
SH
DFND
2,4
2035737
22115
0
BOEING CO
COM
097023105
67326
176955
SH
DFND
2,4
173876
3079
0
BOK FINL CORP
COM
05561Q201
304
3844
SH
DFND
4
3844
0
0
BOOKING HOLDINGS INC
CONVERTIBLE BOND
741503AX4
17952
15475000
PRN
DFND
2
15475000
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
36027
507276
SH
DFND
2,4
491017
14350
1909
BOSTON PROPERTIES INC
REIT
101121101
778
6004
SH
DFND
2
6004
0
0
BP PLC
SPONSORED ADR
055622104
889
23389
SH
DFND
2,4
23389
0
0
BRANDYWINE REALTY TRUST
REIT
105368203
18375
1212901
SH
DFND
2,4
1143620
69281
0
BRITISH AMERICAN TOBACCO PLC
ADR
110448107
101
2729
SH
DFND
2
2729
0
0
BROADCOM INC
COM
11135F101
878
3180
SH
DFND
2,4
3180
0
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
504
10168
SH
DFND
4
10168
0
0
BROOKS AUTOMATION INC
COM
114340102
6762
182608
SH
DFND
2
182608
0
0
BUCKEYE PARTNERS LP
MLP
118230101
3954
96230
SH
DFND
2
96230
0
0
BURLINGTON STORES INC
COM
122017106
95
476
SH
DFND
2
0
476
0
CABLE ONE INC
COM
12685J105
14103
11240
SH
DFND
2,4
10657
583
0
CABOT OIL & GAS CORP
COM
127097103
2114
120302
SH
DFND
2,4
114178
6124
0
CACI INTERNATIONAL INC
COM
127190304
91258
394612
SH
DFND
2,4
385351
8866
395
CALLON PETE CO DEL
COM
13123X102
22896
5275628
SH
DFND
2,4
5205663
61160
8805
CAMDEN PROPERTY TRUST
REIT
133131102
404
3642
SH
DFND
2
3642
0
0
CARBONITE INC
CONVERTIBLE BOND
141337AB1
16817
17425000
PRN
DFND
2
17425000
0
0
CARTER HLDGS INC
COM
146229109
13462
147594
SH
DFND
2,4
139676
7918
0
CATCHMARK TIMBER TRUST INC
REIT
14912Y202
356
33325
SH
DFND
2
33325
0
0
CEMEX SAB DE CV
CONVERTIBLE BOND
151290BR3
19243
19200000
PRN
DFND
2
19200000
0
0
CENTERPOINT ENERGY INC
CONVERTIBLE PREF
15189T503
23146
442905
SH
DFND
2
442905
0
0
CENTRAL GARDEN & PET CO
COM
153527205
15853
571777
SH
DFND
2
571777
0
0
CENTRAL PACIFIC FINANCIAL CORP
COM
154760409
21492
756778
SH
DFND
2
756778
0
0
CERNER CORP
COM
156782104
9996
146627
SH
DFND
4
146627
0
0
CHARLES SCHWAB CORP/THE
COM
808513105
63229
1511563
SH
DFND
2
1511563
0
0
CHENIERE ENERGY INC
COM
16411R208
2905
46073
SH
DFND
2,4
46073
0
0
CHENIERE ENERGY PARTNERS LP
COM
16411Q101
4314
94848
SH
DFND
2
94848
0
0
CHEVRON CORP
COM
166764100
96548
814067
SH
DFND
2,4
801624
12443
0
CHILDRENS PL INC
COM
168905107
42101
546835
SH
DFND
2,4
538398
8437
0
CHUBB LIMITED
COM
H1467J104
149843
928167
SH
DFND
2,4
919119
9048
0
CISCO SYS INC
COM
17275R102
58709
1188202
SH
DFND
2,4
1188202
0
0
CITIGROUP INC
COM
172967424
1043
15093
SH
DFND
2,4
15093
0
0
CMS ENERGY CORP
COM
125896100
72218
1129282
SH
DFND
2,4
1104860
24422
0
CNX MIDSTREAM PARTNERS LP
MLP
12654A101
3124
221577
SH
DFND
2
221577
0
0
COCA COLA CO
COM
191216100
1713
31474
SH
DFND
4
31474
0
0
COCA-COLA EUROPEAN PARTNERS PL
COM
G25839104
58
1037
SH
DFND
2
1037
0
0
COHERENT INC
COM
192479103
73
474
SH
DFND
2
0
474
0
COLGATE PALMOLIVE CO
COM
194162103
109522
1489898
SH
DFND
2,4
1458374
19726
11798
COLONY CAPITAL INC
CONVERTIBLE BOND
19624RAB2
23282
23400000
PRN
DFND
2
23400000
0
0
COLUMBIA BANKING SYSTEM INC
COM
197236102
30782
834205
SH
DFND
2,4
834205
0
0
COLUMBIA PPTY TR INC
COM
198287203
30548
1444368
SH
DFND
2,4
1444368
0
0
COLUMBUS MCKINNON CORP/NY
COM
199333105
16803
461244
SH
DFND
2
461244
0
0
COMCAST CORP NEW
CL A
20030N101
26052
577905
SH
DFND
4
577905
0
0
COMFORT SYSTEMS USA INC
COM
199908104
26461
598262
SH
DFND
2
598262
0
0
CONMED CORP
COM
207410101
27062
281460
SH
DFND
2,4
281460
0
0
CONOCOPHILLIPS
COM
20825C104
77588
1361663
SH
DFND
2,4
1342134
19529
0
CONTINENTAL BLDG PRODS INC
COM
211171103
29768
1090787
SH
DFND
2,4
1090787
0
0
CONTINENTAL RESOURCES INC
COM
212015101
622
20217
SH
DFND
4
20217
0
0
COOPER COS INC
COM
216648402
13609
45822
SH
DFND
2,4
45742
80
0
CORTEVA INC
COM
22052L104
4299
153518
SH
DFND
2,4
142373
11145
0
COSTCO WHOLESALE CORP
COM
22160K105
908
3151
SH
DFND
2,4
3151
0
0
CREDICORP LTD
COM
G2519Y108
26162
125515
SH
DFND
2,3
125515
0
0
CREE INC
CONVERTIBLE BOND
225447AB7
11903
10865000
PRN
DFND
2
10865000
0
0
CROWN CASTLE INTERNATIONAL COR
COM
22822V101
40563
291802
SH
DFND
2,4
286356
5446
0
CROWN CASTLE INTL CORP
CONVERTIBLE PREF
22822V309
33574
26600
SH
DFND
2
26600
0
0
CSX CORP
COM
126408103
378
5455
SH
DFND
4
5455
0
0
CUBESMART
REIT
229663109
267
7644
SH
DFND
2
7644
0
0
CURTISS WRIGHT CORP
COM
231561101
17725
137008
SH
DFND
2,4
130391
6617
0
CVS HEALTH CORP
COM
126650100
127489
2021396
SH
DFND
2,4
1984575
36821
0
CYRUSONE INC
REIT
23283R100
1033
13055
SH
DFND
2
13055
0
0
DCP MIDSTREAM LP
MLP
23311P100
3430
130853
SH
DFND
2
130853
0
0
DEERE & CO
COM
244199105
1949
11552
SH
DFND
2,4
11552
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
927
17872
SH
DFND
2,4
17872
0
0
DENTSPLY SIRONA INC
COM
24906P109
4170
78215
SH
DFND
2
78215
0
0
DERMIRA INC
CONVERTIBLE BOND
24983LAB0
8910
10500000
PRN
DFND
2
10500000
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
3778
42019
SH
DFND
2,4
37786
4233
0
DICKS SPORTING GOODS INC
COM
253393102
902
22105
SH
DFND
2,4
22105
0
0
DOLLAR GENERAL CORP
COM
256677105
4375
27529
SH
DFND
2
27529
0
0
DOUGLAS DYNAMICS INC
COM
25960R105
22916
514167
SH
DFND
2,4
514167
0
0
DTE ENERGY CO
COM
233331107
88584
666249
SH
DFND
2,4
654248
12001
0
DTE ENERGY CO
CONVERTIBLE PREF
233331883
23314
401900
SH
DFND
2
401900
0
0
DUKE ENERGY CORP NEW
COM
26441C204
458
4777
SH
DFND
4
4777
0
0
DUPONT DE NEMOURS INC
COM
26614N102
4635
64991
SH
DFND
2,4
61025
3966
0
EAGLE MATERIALS INC
COM
26969P108
25053
278338
SH
DFND
2,4
262707
14825
806
EAST WEST BANCORP INC
COM
27579R104
2024
45695
SH
DFND
2
45695
0
0
EASTERLY GOVERNMENT PROPERTIES
REIT
27616P103
30248
1420108
SH
DFND
2,4
1420108
0
0
EATON CORP PLC
COM
G29183103
2840
34150
SH
DFND
2
34150
0
0
EMPIRE STATE REALTY TRUST INC
REIT
292104106
276
19360
SH
DFND
2
19360
0
0
EMPLOYERS HOLDINGS INC
COM
292218104
15823
363075
SH
DFND
2
363075
0
0
ENABLE MIDSTREAM PARTNERS LP
MLP
292480100
3463
287895
SH
DFND
2
287895
0
0
ENBRIDGE INC
COM
29250N105
6553
186793
SH
DFND
2,4
186793
0
0
ENCORE CAPITAL GROUP INC
CONVERTIBLE BOND
292554AF9
815
800000
PRN
DFND
2
800000
0
0
ENEL AMERICAS SA
ADR
29274F104
6343
696293
SH
DFND
3
696293
0
0
ENERGIZER HOLDINGS INC
CONVERTIBLE PREF
29272W208
234
2475
SH
DFND
2
2475
0
0
ENERGY TRANSFER LP
MLP
29273V100
16866
1289457
SH
DFND
2
1289457
0
0
ENERPLUS CORP
COM
292766102
332
44600
SH
DFND
4
44600
0
0
ENTERPRISE PRODUCTS PARTNERS L
MLP
293792107
51318
1795582
SH
DFND
2
1795582
0
0
ENVIVA PARTNERS LP
MLP
29414J107
204
6375
SH
DFND
2
6375
0
0
EOG RES INC
COM
26875P101
83369
1123273
SH
DFND
2,4
1108374
14899
0
EQM MIDSTREAM PARTNERS LP
MLP
26885B100
3998
122273
SH
DFND
2
122273
0
0
EQUIFAX INC
COM
294429105
71242
506450
SH
DFND
2,4
498455
7995
0
EQUINIX INC
REIT
29444U700
724
1255
SH
DFND
2
1255
0
0
EQUITY RESIDENTIAL
REIT
29476L107
573
6640
SH
DFND
2
6640
0
0
EVEREST RE GROUP LTD
COM
G3223R108
21246
79845
SH
DFND
2,4
75988
3857
0
EXANTAS CAPITAL CORP
REIT
30068N105
221
19400
SH
DFND
2
19400
0
0
EXPEDITORS INTL WASH INC
COM
302130109
2971
39993
SH
DFND
4
39993
0
0
EXTREME NETWORKS INC
COM
30226D106
73
10000
SH
DFND
4
10000
0
0
EXXON MOBIL CORP
COM
30231G102
12547
177692
SH
DFND
2,4
177692
0
0
FACEBOOK INC
CL A
30303M102
4282
24045
SH
DFND
4
7486
0
16559
FACTSET RESH SYS INC
COM
303075105
1350
5558
SH
DFND
4
5558
0
0
FEDERAL SIGNAL CORP
COM
313855108
15787
482201
SH
DFND
2
482201
0
0
FIDELITY NATIONAL INFORMATION
COM
31620M106
4296
32359
SH
DFND
2
32359
0
0
FIRST HAWAIIAN INC
COM
32051X108
23870
893994
SH
DFND
2,4
849371
44623
0
FIRST REPUBLIC BANK
COM
33616C100
115
1189
SH
DFND
2
0
1189
0
FLIR SYS INC
COM
302445101
13417
255118
SH
DFND
2,4
243815
9953
1350
FOMENTO ECONOMICO MEXICANO SAB
ADR
344419106
20449
223287
SH
DFND
2,3
223287
0
0
GALAPAGOS NV
ADR
36315X101
88
576
SH
DFND
2
576
0
0
GENERAL DYNAMICS CORP
COM
369550108
117266
641747
SH
DFND
2,4
637088
4659
0
GENERAL ELECTRIC CO
COM
369604103
101
11250
SH
DFND
4
11250
0
0
GENERAL MILLS INC
COM
370334104
65466
1187705
SH
DFND
2,4
1168177
19528
0
GENERAL MOTORS CO
COM
37045V100
977
26080
SH
DFND
2,4
26080
0
0
GENPACT LIMITED
COM
G3922B107
14243
367570
SH
DFND
2,4
351317
16253
0
GENUINE PARTS CO
COM
372460105
2027
20357
SH
DFND
2
20357
0
0
G-III APPAREL GROUP LTD
COM
36237H101
246
9550
SH
DFND
2
9550
0
0
GLAXOSMITHKLINE PLC
ADR
37733W105
100
2344
SH
DFND
2
2344
0
0
GLOBAL PMTS INC
COM
37940X102
4731
29757
SH
DFND
4
29757
0
0
GREAT WESTERN BANCORP INC
COM
391416104
31011
939723
SH
DFND
2
939723
0
0
GW PHARMACEUTICALS PLC
ADR
36197T103
79
685
SH
DFND
2
685
0
0
HANNON ARMSTRONG SUSTAIN
CONVERTIBLE BOND
41068XAB6
6553
5800000
PRN
DFND
2
5800000
0
0
HDFC BANK LTD
ADR
40415F101
9541
167242
SH
DFND
3
167242
0
0
HERITAGE COMMERCE CORP
COM
426927109
13893
1181847
SH
DFND
2
1181847
0
0
HIGHLAND/IBOXX SENIOR LOAN ETF
ETF
430101774
448
25675
SH
DFND
2
25675
0
0
HILLTOP HOLDINGS INC
COM
432748101
43197
1808175
SH
DFND
2,4
1775372
32803
0
HOME DEPOT INC
COM
437076102
170912
736626
SH
DFND
2,4
736626
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
129028
762574
SH
DFND
2,4
756365
6209
0
HORIZON PHARMA INV LTD
CONVERTIBLE BOND
44052TAB7
9267
7945000
PRN
DFND
2
7945000
0
0
HORMEL FOODS CORP
COM
440452100
82928
1896371
SH
DFND
2,4
1874030
22341
0
HOST HOTELS & RESORTS INC
REIT
44107P104
484
28013
SH
DFND
2
28013
0
0
HOSTESS BRANDS INC
CL A
44109J106
30107
2152832
SH
DFND
2,4
2152832
0
0
HOULIHAN LOKEY INC
COM
441593100
49665
1101228
SH
DFND
2,4
1072794
28434
0
HUBBELL INC
COM
443510607
20029
152430
SH
DFND
2,4
142964
9466
0
HUDSON PAC PPTYS INC
COM
444097109
21551
644072
SH
DFND
2,4
605238
38834
0
HUNTINGTON INGALLS INDS
COM
446413106
21769
102787
SH
DFND
2,4
96653
6134
0
IAA INC
COM
449253103
21914
525136
SH
DFND
2,4
498523
25093
1520
ICICI BANK LTD
COM
45104G104
103
8450
SH
DFND
2
8450
0
0
IDACORP INC
COM
451107106
22176
196824
SH
DFND
2,4
184845
11979
0
INDEPENDENT BK GROUP INC
COM
45384B106
1239
23542
SH
DFND
4
23542
0
0
INGERSOLL-RAND PLC
SHS
G47791101
598
4856
SH
DFND
2,4
3663
1193
0
INNOSPEC INC
COM
45768S105
29651
332637
SH
DFND
2,4
332637
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
39577
690210
SH
DFND
2,4
676232
13978
0
INTEGRA LIFESCIENCES HLDG CO
COM
457985208
8661
144175
SH
DFND
2,4
135162
9013
0
INTEL CORP
COM
458140100
1117
21684
SH
DFND
2,4
21684
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
4102
44459
SH
DFND
2
44459
0
0
INTERFACE INC
COM
458665304
26772
1854012
SH
DFND
2,4
1825259
28753
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
333
2288
SH
DFND
4
2288
0
0
INVACARE CORP
CONVERTIBLE BOND
461203AF8
3752
4000000
PRN
DFND
2
4000000
0
0
INVESCO INDIA EXCHANGE-TRADED
ETF
46137R109
97
4012
SH
DFND
2
4012
0
0
INVESCO SENIOR LOAN ETF
ETF
46138G508
1320
58432
SH
DFND
2
58432
0
0
IRON MOUNTAIN INC
COM
46284V101
628
19380
SH
DFND
2
19380
0
0
ISHARES 0-5 YEAR HIGH YIELD CO
ETF
46434V407
37933
815949
SH
DFND
2,4
74520
0
741429
ISHARES CORE MSCI EAFE ETF
ETF
46432F842
119878
1962959
SH
DFND
2,4
1962959
0
0
ISHARES CORE MSCI EMERGING MAR
ETF
46434G103
36926
753282
SH
DFND
2,4
753282
0
0
ISHARES INDIA 50 ETF
ETF
464289529
24
658
SH
DFND
2
658
0
0
ISHARES MSCI INDIA ETF
ETF
46429B598
134
4005
SH
DFND
2
4005
0
0
ISHARES PREFERRED & INCOME SEC
ETF
464288687
660
17575
SH
DFND
2,4
17575
0
0
ISHARES RUSSELL 2000 VALUE
COM
464287630
21
175
SH
DFND
2
175
0
0
ISHARES RUSSELL MID-CAP VALUE ETF
COM
464287473
21
235
SH
DFND
2
0
235
0
ISHARES TR
CORE S&P500 ETF
464287200
18217
61024
SH
DFND
4
61024
0
0
ISHARES TR
CORE US AGGBD ET
464287226
7137
63065
SH
DFND
4
63065
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
251
1392
SH
DFND
4
1392
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1578
24192
SH
DFND
4
24192
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
6765
35012
SH
DFND
4
35012
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
2236
14007
SH
DFND
4
14007
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1162
7675
SH
DFND
4
7675
0
0
ISHARES TR
CORE S&P US GWT
464287671
13725
218312
SH
DFND
4
218312
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
3432
44086
SH
DFND
4
44086
0
0
ITAU UNIBANCO HOLDING SA
ADR
465562106
100
11895
SH
DFND
2
11895
0
0
J & J SNACK FOODS CORP
COM
466032109
39152
203916
SH
DFND
2,4
198735
4547
634
J2 GLOBAL COMMUNICATIONS
CONVERTIBLE BOND
48123VAC6
357
250000
PRN
DFND
2
250000
0
0
JAGGED PEAK ENERGY INC
COM
47009K107
23695
3263836
SH
DFND
2,4
3263836
0
0
JD.COM INC
ADR
47215P106
91
3231
SH
DFND
2
3231
0
0
JERNIGAN CAPITAL INC
REIT
476405105
247
12831
SH
DFND
2
12831
0
0
JM SMUCKER CO/THE
COM
832696405
5504
50029
SH
DFND
2
50029
0
0
JOHNSON & JOHNSON
COM
478160104
124719
963977
SH
DFND
2,4
950519
13458
0
JPMORGAN CHASE & CO
COM
46625H100
169079
1436647
SH
DFND
2,4
1417812
18835
0
KAMAN CORP
COM
483548103
28546
480088
SH
DFND
2,4
480088
0
0
KAR AUCTION SERVICES INC
COM
48238T109
7773
316622
SH
DFND
2,4
297224
19398
0
KINDER MORGAN INC DEL
COM
49456B101
7962
386331
SH
DFND
2,4
386331
0
0
KNOLL INC
COM
498904200
28896
1139868
SH
DFND
2,4
1139868
0
0
L BRANDS INC
COM
501797104
258
13195
SH
DFND
4
13195
0
0
LAM RESEARCH CORP
COM
512807108
245
1058
SH
DFND
4
1058
0
0
LAMB WESTON HLDGS INC
COM
513272104
13863
190641
SH
DFND
2,4
182172
8469
0
LANDMARK INFRASTRUCTURE
CONVERTIBLE PREF
51508J405
114
4325
SH
DFND
2
4325
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
28349
1550419
SH
DFND
2
1550419
0
0
LEIDOS HOLDINGS INC
COM
525327102
272
3165
SH
DFND
2
3165
0
0
LENNAR CORP
CL A
526057104
918
16429
SH
DFND
2,4
16429
0
0
LIBERTY PROPERTY TRUST
REIT
531172104
288
5610
SH
DFND
2
5610
0
0
LILLY ELI & CO
COM
532457108
410
3662
SH
DFND
4
3662
0
0
LINDE PLC
SHS
G5494J103
389
2008
SH
DFND
4
2008
0
0
LITTELFUSE INC
COM
537008104
19147
107988
SH
DFND
4
107988
0
0
LKQ CORP
COM
501889208
10357
329331
SH
DFND
2,4
308444
20887
0
LYDALL INC
COM
550819106
15334
615558
SH
DFND
2
615558
0
0
MACQUARIE INFRASTRUCTURE
CONVERTIBLE BOND
55608BAB1
277
400000
PRN
DFND
2
400000
0
0
MAGELLAN MIDSTREAM PARTNERS LP
MLP
559080106
37670
568435
SH
DFND
2
568435
0
0
MARATHON OIL CORP
COM
565849106
197
16026
SH
DFND
4
16026
0
0
MARATHON PETROLEUM CORP
COM
56585A102
2116
34825
SH
DFND
2
34825
0
0
MARCUS CORP
COM
566330106
25115
678599
SH
DFND
2,4
678599
0
0
MARKEL CORP
COM
570535104
378
320
SH
DFND
2,4
195
125
0
MARRIOTT INTERNATIONAL INC/MD
COM
571903202
10
80
SH
DFND
2
80
0
0
MARRIOTT VACATION WORLDW
CONVERTIBLE BOND
57164YAB3
65
65000
PRN
DFND
2
65000
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
39785
1593316
SH
DFND
2,4
1556294
34042
2980
MATADOR RES CO
COM
576485205
1575
95300
SH
DFND
4
95300
0
0
MCCORMICK & CO INC
COM
579780206
4285
27416
SH
DFND
2,4
26853
563
0
MCDONALDS CORP
COM
580135101
3992
18593
SH
DFND
2,4
17202
1391
0
MEDICINES COMPANY
CONVERTIBLE BOND
584688AG0
104
85000
PRN
DFND
2
85000
0
0
MEDICINES COMPANY
CONVERTIBLE BOND
584688AE5
9873
6520000
PRN
DFND
2
6520000
0
0
MEDTRONIC PLC
SHS
G5960L103
84036
773668
SH
DFND
2,4
757672
15996
0
MELCO RESORTS & ENTERTAINMENT
ADR
585464100
126
6477
SH
DFND
2
6477
0
0
MERCK & CO INC
COM
58933Y105
1567
18611
SH
DFND
2,4
18611
0
0
MERCURY GEN CORP NEW
COM
589400100
45570
815496
SH
DFND
2,4
791763
23733
0
METHANEX CORP
COM
59151K108
851
24000
SH
DFND
4
24000
0
0
MICROSOFT CORP
COM
594918104
140718
1012141
SH
DFND
2,4
1002788
9353
0
MID-AMERICA APARTMENT COMMUNIT
REIT
59522J103
535
4116
SH
DFND
2
4116
0
0
MOELIS & CO
COM
60786M105
15765
479900
SH
DFND
2
479900
0
0
MONOLITHIC POWER SYSTEM INCORP
COM
609839105
54968
353195
SH
DFND
2,4
345574
7621
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
3695
63635
SH
DFND
4
63635
0
0
MOTOROLA SOLUTIONS INC
COM
620076307
65297
383175
SH
DFND
2,4
377177
5998
0
MPLX LP
MLP
55336V100
14541
519146
SH
DFND
2
519146
0
0
MSCI INC
COM
55354G100
1666
7650
SH
DFND
4
2329
0
5321
NATIONAL STORAGE AFFILIATES TR
REIT
637870106
15803
473562
SH
DFND
2
473562
0
0
NETEASE INC
ADR
64110W102
32485
122040
SH
DFND
2,3
122040
0
0
NEW JERSEY RES
COM
646025106
592
13089
SH
DFND
4
13089
0
0
NEW ORIENTAL EDUCATION & TECHN
ADR
647581107
100
904
SH
DFND
2
904
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
16100
1282892
SH
DFND
2,4
1200577
82315
0
NEWMONT GOLDCORP CORP
COM
651639106
20424
538608
SH
DFND
2
538608
0
0
NEXTERA ENERGY INC
CONVERTIBLE PREF
65339F796
26486
528235
SH
DFND
2
528235
0
0
NEXTERA ENERGY INC
COM
65339F101
67203
288439
SH
DFND
2,4
282136
6303
0
NICE LTD
ADR
653656108
92
638
SH
DFND
2
638
0
0
NICE SYSTEMS INC
CONVERTIBLE BOND
65366HAB9
45
25000
PRN
DFND
2
25000
0
0
NOBLE MIDSTREAM PARTNERS LP
COM
65506L105
2369
98230
SH
DFND
2
98230
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
25728
1255008
SH
DFND
2,4
1200578
54430
0
NORFOLK SOUTHERN CORP
COM
655844108
23321
129804
SH
DFND
2,4
128121
1683
0
NORTHROP GRUMMAN CORP
COM
666807102
61191
163268
SH
DFND
2,4
159941
3327
0
NORTHWESTERN CORP
COM
668074305
29481
392822
SH
DFND
2,4
392649
173
0
NOVANTA INC
COM
67000B104
30050
367719
SH
DFND
2,4
367719
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1531
17623
SH
DFND
2,4
17623
0
0
NOVO NORDISK A/S
ADR
670100205
2197
42500
SH
DFND
2,4
14672
0
27828
NUANCE COMMUNICATIONS
CONVERTIBLE BOND
67020YAK6
4986
5250000
PRN
DFND
2
5250000
0
0
NUSTAR ENERGY LP
MLP
67058H102
3804
134329
SH
DFND
2
134329
0
0
NVENT ELECTRIC PLC
COM
G6700G107
15689
711857
SH
DFND
2,4
672426
39431
0
NVIDIA CORP
COM
67066G104
2114
12143
SH
DFND
4
0
0
12143
NXP SEMICONDUCTORS NV
COM
N6596X109
31
281
SH
DFND
2
281
0
0
OCCIDENTAL PETE CORP
COM
674599105
911
20490
SH
DFND
4
20490
0
0
OMNICELL INC
COM
68213N109
28992
401165
SH
DFND
2,4
401165
0
0
ONEOK INC
COM
682680103
4225
57334
SH
DFND
2
57334
0
0
ORACLE CORP
COM
68389X105
4461
81062
SH
DFND
4
81062
0
0
OSI SYSTEMS INC
COM
671044105
1177
11592
SH
DFND
2
11592
0
0
OXFORD INDS INC
COM
691497309
39711
553847
SH
DFND
2,4
548166
5681
0
PACIFIC BIOSCIENCES OF CALIFOR
COM
69404D108
929
180000
SH
DFND
2
180000
0
0
PALO ALTO NETWORKS
CONVERTIBLE BOND
697435AD7
10349
9795000
PRN
DFND
2
9795000
0
0
PAPA JOHN'S INTERNATIONAL INC
COM
698813102
15638
298725
SH
DFND
2
298725
0
0
PARSLEY ENERGY INC
COM
701877102
6682
397741
SH
DFND
2
397741
0
0
PATTERN ENERGY GROUP INC
CONVERTIBLE BOND
70338PAB6
6603
6250000
PRN
DFND
2
6250000
0
0
PATTERSON COS INC
COM
703395103
2095
117560
SH
DFND
2
117560
0
0
PDC ENERGY INC
COM
69327R101
20940
754609
SH
DFND
2
754609
0
0
PENN VA CORP NEW COM
COM
70788V102
20779
714800
SH
DFND
2,4
701767
13033
0
PENNYMAC CORP
CONVERTIBLE BOND
70932AAB9
18355
17800000
PRN
DFND
2
17800000
0
0
PENTAIR PLC
COM
G7S00T104
9200
243390
SH
DFND
2,4
231223
12167
0
PEPSICO INC
COM
713448108
124498
908082
SH
DFND
2,4
897327
10755
0
PERKINELMER INC
COM
714046109
17546
206016
SH
DFND
2,4
197752
8264
0
PETROLEO BRASILEIRO SA
ADR
71654V408
107
7413
SH
DFND
2,3
7413
0
0
PFIZER INC
COM
717081103
1108
30846
SH
DFND
2,4
30846
0
0
PHILIP MORRIS INTERNATIONAL IN
COM
718172109
230
3025
SH
DFND
2
3025
0
0
PHILLIPS 66
COM
718546104
807
7877
SH
DFND
4
7877
0
0
PHILLIPS 66 PARTNERS LP
MLP
718549207
25795
455581
SH
DFND
2
455581
0
0
PHYSICIANS REALTY TR
COM
71943U104
22708
1279317
SH
DFND
2,4
1206830
67777
4710
PLAINS ALL AMERICAN PIPELINE L
MLP
726503105
13518
651473
SH
DFND
2
651473
0
0
PLAINS GP HOLDINGS LP
COM
72651A207
4691
220963
SH
DFND
2
220963
0
0
POLYONE CORP
COM
73179P106
8980
275050
SH
DFND
2,4
257139
17911
0
POTLATCHDELTIC CORP
REIT
737630103
22827
555597
SH
DFND
2
555597
0
0
PRA GROUP INC
CONVERTIBLE BOND
73640QAB1
25463
25500000
PRN
DFND
2
25500000
0
0
PROCTER & GAMBLE CO
COM
742718109
2266
18222
SH
DFND
4
18222
0
0
PROLOGIS INC
REIT
74340W103
904
10608
SH
DFND
2
10608
0
0
PUBLIC STORAGE
COM
74460D109
89944
366713
SH
DFND
2,4
362303
4410
0
PULTE GROUP INC
COM
745867101
1084
29665
SH
DFND
2,4
29665
0
0
QUALCOMM INC
COM
747525103
2634
34533
SH
DFND
4
34533
0
0
RATTLER MIDSTREAM LP
MLP
75419T103
1925
108036
SH
DFND
2
108036
0
0
RAYTHEON CO
COM
755111507
1576
8031
SH
DFND
2,4
6357
1674
0
REGENCY CENTERS CORP
REIT
758849103
791
11387
SH
DFND
2
11387
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
2003
7219
SH
DFND
4
7219
0
0
RENASANT CORP
COM
75970E107
30367
867371
SH
DFND
2
867371
0
0
REPAY HOLDINGS CORP
COM
76029L100
14209
1065937
SH
DFND
2
1065937
0
0
REPUBLIC SERVICES INC
COM
760759100
30554
353023
SH
DFND
2
353023
0
0
RETAIL PPTYS AMER CL A
COM
76131V202
9968
809070
SH
DFND
2,4
765584
43486
0
REXNORD CORP
COM
76169B102
528
19535
SH
DFND
2
19535
0
0
RIO TINTO PLC
ADR
767204100
105
2008
SH
DFND
2
2008
0
0
RLJ LODGING TRUST
CONVERTIBLE PREF
74965L200
353
13075
SH
DFND
2
13075
0
0
ROVI CORP
CONVERTIBLE BOND
779376AD4
14784
15000000
PRN
DFND
2
15000000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
599
10171
SH
DFND
2,4
10171
0
0
RPM INC OHIO
COM
749685103
8767
127408
SH
DFND
2,4
119628
7780
0
RPT REALTY
SH BEN INT
74971D101
24421
1802270
SH
DFND
2,4
1802270
0
0
RWT HOLDINGS INC
CONVERTIBLE BOND
749772AB5
18126
17650000
PRN
DFND
2
17650000
0
0
RYANAIR HOLDINGS PLC
ADR
783513203
111
1669
SH
DFND
2
1669
0
0
SAFETY INSURANCE GROUP INC
COM
78648T100
15758
155509
SH
DFND
2
155509
0
0
SANOFI
ADR
80105N105
105
2256
SH
DFND
2
2256
0
0
SAP SE
ADR
803054204
95
807
SH
DFND
2
807
0
0
SAREPTA THERAPEUTICS INC
CONVERTIBLE BOND
803607AB6
6243
4700000
PRN
DFND
2
4700000
0
0
SCHLUMBERGER LTD
COM
806857108
1982
58014
SH
DFND
2,4
37356
0
20658
SEI INVESTMENTS CO
COM
784117103
2032
34289
SH
DFND
4
10553
0
23736
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1218
13509
SH
DFND
4
13509
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
4008
65250
SH
DFND
4
65250
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
4870
40350
SH
DFND
4
40350
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
3676
47350
SH
DFND
4
47350
0
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
251
27090
SH
DFND
4
27090
0
0
SHELL MIDSTREAM PARTNERS LP
MLP
822634101
4214
206067
SH
DFND
2
206067
0
0
SHERWIN WILLIAMS CO
COM
824348106
17247
31365
SH
DFND
2,4
31365
0
0
SIMON PROPERTY GROUP INC
REIT
828806109
1578
10139
SH
DFND
2
10139
0
0
SMITH & NEPHEW PLC
ADR
83175M205
99
2055
SH
DFND
2
2055
0
0
SO JERSEY IND INC
COM
838518108
38108
1157960
SH
DFND
2,4
1157575
385
0
SOUTH PLAINS FINANCIAL INC
COM
83946P107
1518
93120
SH
DFND
4
93120
0
0
SOUTH ST CORP
COM
840441109
16119
214069
SH
DFND
2,4
214069
0
0
SOUTHERN COPPER CORP
COM
84265V105
25384
743755
SH
DFND
2,3
743755
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
128
66516
SH
DFND
4
66516
0
0
SPDR BLACKSTONE / GSO SENIOR L
ETF
78467V608
2066
44600
SH
DFND
2,4
44600
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3562
12002
SH
DFND
4
12002
0
0
SPDR SERIES TRUST
BLOOMBERG SRT TR
78468R408
34351
1271773
SH
DFND
4
0
0
1271773
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78468R622
2889
26566
SH
DFND
4
26566
0
0
SPIRIT AEROSYSTEMS HOLDINGS IN
COM
848574109
577
7020
SH
DFND
2
7020
0
0
SPLUNK INC
CONVERTIBLE BOND
848637AD6
110
100000
PRN
DFND
2
100000
0
0
SPLUNK INC
CONVERTIBLE BOND
848637AC8
8191
7625000
PRN
DFND
2
7625000
0
0
SQUARE INC
CONVERTIBLE BOND
852234AD5
8461
7580000
PRN
DFND
2
7580000
0
0
SRC ENERGY INC
COM
78470V108
14786
3172889
SH
DFND
2,4
3172889
0
0
STAG INDL INC
COM
85254J102
49459
1677705
SH
DFND
2,4
1673539
795
3371
STANLEY BLACK & DECKER I
CONVERTIBLE PREF
854502887
90
900
SH
DFND
2
900
0
0
STARBUCKS CORP
COM
855244109
2740
30986
SH
DFND
4
30986
0
0
STERIS PLC
SHS USD
G8473T100
16565
114645
SH
DFND
2,4
114425
220
0
STORE CAP CORP
COM
862121100
62765
1677764
SH
DFND
2,4
1644773
32991
0
SUMMIT HOTEL PPTYS INC
COM
866082100
29760
2565538
SH
DFND
2,4
2558462
7076
0
SUMMIT MATERIALS INC
COM
86614U100
14721
663119
SH
DFND
2,4
663119
0
0
SUMMIT MIDSTREAM PARTNERS LP
MLP
866142102
1351
278076
SH
DFND
2
278076
0
0
SUNPOWER CORP
CONVERTIBLE BOND
867652AJ8
10184
10850000
PRN
DFND
2
10850000
0
0
SUNPOWER CORP
CONVERTIBLE BOND
867652AL3
5820
6270000
PRN
DFND
2
6270000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
38194
821722
SH
DFND
2,4
821722
0
0
TAKEDA PHARMACEUTICAL CO LTD
ADR
874060205
103
5970
SH
DFND
2
5970
0
0
TAL EDUCATION GROUP
COM
874080104
97
2828
SH
DFND
2
2828
0
0
TALLGRASS ENERGY LP
COM
874696107
5736
284802
SH
DFND
2
284802
0
0
TARGA RES CORP
COM
87612G101
13776
342932
SH
DFND
2,4
342932
0
0
TC ENERGY CORP
COM
87807B107
2144
41398
SH
DFND
2
41398
0
0
TC PIPELINES LP
MLP
87233Q108
3845
94531
SH
DFND
2
94531
0
0
TCF FINANCIAL CORP
COM
872307103
23642
621004
SH
DFND
2,4
619192
562
1250
TCG BDC INC
COM
872280102
372
25825
SH
DFND
2
25825
0
0
TELADOC HEALTH INC
CONVERTIBLE BOND
87918AAC9
5823
3920000
PRN
DFND
2
3920000
0
0
TELEFONICA BRASIL SA
ADR
87936R106
102
7774
SH
DFND
2
7774
0
0
TENARIS SA
ADR
88031M109
22669
1070322
SH
DFND
3
1070322
0
0
TERADYNE INC
CONVERTIBLE BOND
880770AG7
67
35000
PRN
DFND
2
35000
0
0
TESLA ENERGY OPERATIONS
CONVERTIBLE BOND
83416TAC4
30802
31000000
PRN
DFND
2
31000000
0
0
TESLA INC
CONVERTIBLE BOND
88160RAD3
87
85000
PRN
DFND
2
85000
0
0
TESLA INC
CONVERTIBLE BOND
88160RAC5
19735
20150000
PRN
DFND
2
20150000
0
0
TEVA PHARM FIN CO LLC
CONVERTIBLE BOND
88163VAE9
26516
29005000
PRN
DFND
2
29005000
0
0
TEVA PHARMACEUTICAL INDUSTRIES
ADR
881624209
93
13520
SH
DFND
2
13520
0
0
TEXAS INSTRS INC
COM
882508104
57681
446308
SH
DFND
2,4
446308
0
0
T-MOBILE US INC
COM
872590104
3152
40016
SH
DFND
2,4
40016
0
0
TOTAL SA
ADR
89151E109
103
1983
SH
DFND
2
1983
0
0
TPG RE FINANCE TRUST INC
REIT
87266M107
220
11100
SH
DFND
2
11100
0
0
TRINITY MERGER CORP
COM
89653L106
453
43349
SH
DFND
2
43349
0
0
TRIP.COM GROUP LTD
CONVERTIBLE BOND
22943FAF7
25494
26000000
PRN
DFND
2
26000000
0
0
TUTOR PERINI CORP
CONVERTIBLE BOND
901109AD0
360
500000
PRN
DFND
2
500000
0
0
UBS AG/LONDON
ETF
90267B765
57
3900
SH
DFND
2
3900
0
0
UNDER ARMOUR INC
CL A
904311107
2213
111001
SH
DFND
4
111001
0
0
UNIFIRST CORP MASS
COM
904708104
29175
149524
SH
DFND
2,4
149524
0
0
UNILEVER NV
COM
904784709
96
1601
SH
DFND
2
1601
0
0
UNION PACIFIC CORP
COM
907818108
83387
514797
SH
DFND
2,4
508695
6102
0
UNITEDHEALTH GROUP INC
COM
91324P102
59785
275103
SH
DFND
2,4
271021
4082
0
UNIVERSAL FOREST PRODUCTS INC
COM
913543104
26801
672036
SH
DFND
2,4
672036
0
0
URBAN EDGE PROPERTIES
REIT
91704F104
290
14630
SH
DFND
2
14630
0
0
US BANCORP
COM
902973304
62889
1136408
SH
DFND
2,4
1118282
18126
0
VALE SA
ADR
91912E105
106
9251
SH
DFND
2,3
9251
0
0
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
26519
258298
SH
DFND
4
258298
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
4482
76192
SH
DFND
4
76192
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
477
1749
SH
DFND
4
1749
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
70944
426651
SH
DFND
4
105984
0
320667
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
13268
329563
SH
DFND
4
329563
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
29605
720672
SH
DFND
4
719547
0
1125
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
224
2525
SH
DFND
4
2525
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
330
1832
SH
DFND
4
1832
0
0
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
437
2989
SH
DFND
4
2989
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
511
2371
SH
DFND
4
2371
0
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
218
1726
SH
DFND
4
1726
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
243
1690
SH
DFND
4
1690
0
0
VARIAN MED SYS INC
COM
92220P105
1020
8565
SH
DFND
4
8565
0
0
VECTOR GROUP LTD
CONVERTIBLE BOND
92240MBC1
11126
10665000
PRN
DFND
2
10665000
0
0
VENTAS INC
REIT
92276F100
764
10466
SH
DFND
2
10466
0
0
VERASTEM INC
CONVERTIBLE BOND
92337CAA2
3066
6025000
PRN
DFND
2
6025000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1071
17750
SH
DFND
2,4
17750
0
0
VIACOM INC NEW
CL B
92553P201
302
12566
SH
DFND
4
12566
0
0
VIAVI SOLUTIONS INC
CONVERTIBLE BOND
925550AE5
11544
9550000
PRN
DFND
2
9550000
0
0
VIAVI SOLUTIONS INC
COM
925550105
36221
2586316
SH
DFND
2,4
2585881
435
0
VICI PROPERTIES INC
REIT
925652109
2418
106765
SH
DFND
2
106765
0
0
VISA INC
COM CL A
92826C839
4898
28473
SH
DFND
4
28473
0
0
VORNADO REALTY TRUST
REIT
929042109
52233
820370
SH
DFND
2
820370
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
355
6426
SH
DFND
4
6426
0
0
WALMART INC
COM
931142103
1343
11318
SH
DFND
2,4
11318
0
0
WALT DISNEY CO
COM
254687106
104544
802207
SH
DFND
2,4
791623
10584
0
WASHINGTON FED INC
COM
938824109
47532
1285006
SH
DFND
2,4
1284361
645
0
WEC ENERGY GROUP INC
COM
92939U106
87184
916766
SH
DFND
2,4
916766
0
0
WELLS FARGO & CO
COM
949746101
100033
1983212
SH
DFND
2,4
1952825
30387
0
WESTERN ALLIANCE BANCORP
COM
957638109
21536
467353
SH
DFND
2,4
449694
16072
1587
WESTERN MIDSTREAM PARTNERS LP
MLP
958669103
8215
330071
SH
DFND
2
330071
0
0
WHITE MOUNT INS GRP LTD BERMCO
COM
G9618E107
863
799
SH
DFND
2,4
779
20
0
WILLIAMS COS INC/THE
COM
969457100
27746
1153217
SH
DFND
2
1153217
0
0
WILLIAMS SONOMA INC
COM
969904101
9704
142752
SH
DFND
2,4
142517
235
0
WOODWARD GOVERNOR CO
COM
980745103
9285
86112
SH
DFND
2,4
84708
156
1248
WPX ENERGY INC
COM
98212B103
18331
1730974
SH
DFND
2,4
1722479
2085
6410
WRIGHT MEDICAL GROUP NV
CONVERTIBLE BOND
98236JAB4
7712
6535000
PRN
DFND
2
6535000
0
0
YUM BRANDS INC
COM
988498101
1560
13751
SH
DFND
4
13751
0
0
YUM CHINA HLDGS INC
COM
98850P109
25753
566863
SH
DFND
2,3,4
566863
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
4038
29414
SH
DFND
2
29414
0
0
ZIONS BANCORP NA
COM
989701107
24558
551621
SH
DFND
2,4
549205
576
1840
ZOETIS INC
CL A
98978V103
21310
171040
SH
DFND
2,4
171040
0
0