0001085146-17-000532.txt : 20170213 0001085146-17-000532.hdr.sgml : 20170213 20170213102704 ACCESSION NUMBER: 0001085146-17-000532 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001164833 IRS NUMBER: 954871957 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10068 FILM NUMBER: 17596669 BUSINESS ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2134301000 MAIL ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001164833 XXXXXXXX 12-31-2016 12-31-2016 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

725 SOUTH FIGUEROA ST 39TH FLOOR LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-10068 N Tina H. Kodama 213 430-1897 /s/ Tina H. Kodama Los Angeles CA 02-13-2017 0 182 24821434 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADIENT PLCORD SHSG0084W1011795133063356SHSOLE 203330601030050ALLISON TRANSMISSION HLDGS ICOM01973R10117712525735SHSOLE 501635024100ALLSTATE CORPCOM0200021011849802495686SHSOLE 130846701187219ALLY FINL INCCOM02005N10018487972000SHSOLE 929400042600AMERICAN INTL GROUP INC*W EXP 01/19/2020268741562754117400SHSOLE 11740000AMERICAN INTL GROUP INCCOM NEW02687478498790515126396SHSOLE 819999306926403AMERICAN VANGUARD CORPCOM030371108310151619603SHSOLE 13402130279390ANTHEM INCCOM0367521035226853635567SHSOLE 200199701633570APACHE CORPCOM03741110552553828000SHSOLE 2310000597000ARRIS INTL INCSHSG0551A1032809579324812SHSOLE 85105020814310ASPEN INSURANCE HOLDINGS LTDSHSG05384105480287304SHSOLE 72704014600ASSOCIATED BANC CORPCOM045487105302321223976SHSOLE 10156360208340AVIS BUDGET GROUPCOM05377410515805430900SHSOLE 411200019700AVNET INCCOM053807103671441410284SHSOLE 1348784061500BANCORP INC DELCOM05969A1058110274SHSOLE 1027400BANK AMER CORPCOM06050510477539835085882SHSOLE 19333675015752207BANK AMER CORP*W EXP 01/16/2010605051461909191863SHSOLE 19186300BANK OF NT BUTTERFIELD&SON LSHS NEWG0772R20818302582130SHSOLE 483260098870BARCLAYS PLCADR06738E20415113706SHSOLE 1370600BED BATH & BEYOND INCCOM0758961002952237264353SHSOLE 476411902500234BIOGEN INCCOM09062X10381331286800SHSOLE 832000203600BOEING COCOM0970231052521721619811SHSOLE 8130380806773BOULDER GROWTH & INCOME FD ICOM1015071011058118292SHSOLE 11829200BROWN & BROWN INCCOM11523610119144426760SHSOLE 408360018400BUNGE LIMITEDCOMG169621051070571481958SHSOLE 10090760472882CALPINE CORPCOM NEW13134730448598542518410SHSOLE 26465748016052662CAPITAL ONE FINL CORPCOM14040H1054718685408847SHSOLE 297055202438295CARBO CERAMICS INCCOM14078110511010501SHSOLE 1050100CBS CORP NEWCL B1248572022380563741849SHSOLE 191519901826650CDW CORPCOM12514G108643461235290SHSOLE 1183090052200CIT GROUP INCCOM NEW1255818011057562477871SHSOLE 23708710107000CITIGROUP INCCOM NEW17296742496684916268703SHSOLE 871422607554477CITIZENS FINL GROUP INCCOM17461010544973312622301SHSOLE 795329904669002CNH INDL N VSHSN2094410929535733988165SHSOLE 17673776016314389CNO FINL GROUP INCCOM12621E1031117215833970SHSOLE 52208800613090COBALT INTL ENERGY INCCOM19075F1067657162763433SHSOLE 42613679020149754COBALT INTL ENERGY INCNOTE 2.625%12/019075FAA44511150000PRNSOLE 115000000COBALT INTL ENERGY INCNOTE 3.125% 5/119075FAB26362270000PRNSOLE 227000000COMCAST CORP NEWCL A20030N1012881134172528SHSOLE 214812702024401COMPUTER TASK GROUP INCCOM2054771025513012SHSOLE 1301200COMSTOCK RES INCNOTE 7.750% 4/0205768AM68701000000PRNSOLE 100000000COMSTOCK RES INCNOTE 9.500% 6/1205768AN4609700000PRNSOLE 70000000CORECIVIC INCCOM21871N1017879322100SHSOLE 307900014200CORNING INCCOM21935010568501728224843SHSOLE 17209315011015528CREDIT SUISSE GROUPSPONSORED ADR22540110815410734SHSOLE 1073400CUMMINS INCCOM2310211065184203793223SHSOLE 223385301559370DIODES INCCOM254543101443451727500SHSOLE 14703600257140DISCOVERY COMMUNICATNS NEWCOM SER A25470F10447369817281945SHSOLE 1064545006636495DISCOVERY COMMUNICATNS NEWCOM SER C25470F3021426475326643SHSOLE 330034302026300EATON CORP PLCSHSG29183103982941465108SHSOLE 44423001020878EMBRAER S ASP ADR REP 4 COM29082A1071187636169527SHSOLE 422905701940470ENDURANCE SPECIALTY HLDGS LTSHSG30397106349037769SHSOLE 26869010900ENPRO INDS INCCOM29355X107965771433740SHSOLE 11973200236420ENSTAR GROUP LIMITEDSHSG3075P10194716479089SHSOLE 399439079650ERICSSONADR B SEK 10294821608610534104722783SHSOLE 65194106039528677EXTREME NETWORKS INCCOM30226D106325266466352SHSOLE 531426201152090FIFTH STR ASSET MGMT INCCL A COM31679P1092573384044SHSOLE 38404400FIFTH STR SR FLOATNG RATE COCOM31679F10154262246SHSOLE 6224600FIFTH STREET FINANCE CORPCOM31678A103944175714SHSOLE 17571400FIFTH THIRD BANCORPCOM31677310018907701050SHSOLE 671750029300FIRST BANCORP P RCOM NEW318672706362945490842SHSOLE 45511120939730FIRST HAWAIIAN INCCOM32051X108396241137980SHSOLE 9923700145610FIRST HORIZON NATL CORPCOM320517105576172879386SHSOLE 23937990485587FRANKS INTL N VCOMN33462107294552392740SHSOLE 21773400215400GENERAL MLS INCCOM370334104113018300SHSOLE 0018300GENERAL MTRS COCOM37045V1003152189047575SHSOLE 497630104071274GENERAL MTRS CO*W EXP 07/10/20137045V12658033866SHSOLE 3386600GEO GROUP INC NEWCOM36162J1061276543552849SHSOLE 31681450384704GLAXOSMITHKLINE PLCSPONSORED ADR37733W1053006557807200SHSOLE 416007903647121GLOBAL INDTY LTD CAYMANUSD CL A SHSG3933F105469331228300SHSOLE 10142570214043GOLDEN ENTMT INCCOM3810131012471204039SHSOLE 169939034100GOLDMAN SACHS GROUP INCCOM38141G1042564441070971SHSOLE 6320030438968GOODYEAR TIRE & RUBR COCOM3825501011206973909836SHSOLE 37410360168800GRANITE REAL ESTATE INVT TRUNIT 99/99/999938743711430885922761SHSOLE 7585210164240GREAT PLAINS ENERGY INCCOM391164100440781611617SHSOLE 13343470277270GROUP 1 AUTOMOTIVE INCCOM39890510913157168810SHSOLE 140050028760HARLEY DAVIDSON INCCOM412822108905201551588SHSOLE 8098790741709HARTE-HANKS INCCOM4161961036945518SHSOLE 4551800HEIDRICK & STRUGGLES INTL INCOM4228191023983164923SHSOLE 16492300HESS CORPCOM42809H1074756767636469SHSOLE 407416603562303HEWLETT PACKARD ENTERPRISE CCOM42824C10986541537399100SHSOLE 21984827015414273HILL INTERNATIONAL INCCOM4314661015813388SHSOLE 1338800HONDA MOTOR LTDAMERN SHS4381283081205084128393SHSOLE 203303502095358HORACE MANN EDUCATORS CORP NCOM440327104899182100881SHSOLE 17288610372020HUDSON GLOBAL INCCOM44378710662834620110SHSOLE 358096001039150INTEROIL CORPCOM46095110616929355798SHSOLE 34799807800INTL PAPER COCOM4601461032588664878739SHSOLE 296895501909784INVACARE CORPCOM461203101180811385495SHSOLE 11587630226732INVESTORS BANCORP INC NEWCOM46146L10111622833125SHSOLE 6576550175470JOHNSON CTLS INTL PLCSHSG515021053509498520237SHSOLE 446369704056540JPMORGAN CHASE & COCOM46625H1003994114628705SHSOLE 257733802051367KBR INCCOM48242W106822144925961SHSOLE 40802610845700KCAP FINL INCCOM48668E1015413521SHSOLE 1352100KELLOGG COCOM48783610864574876052SHSOLE 2684530607599KEYCORP NEWCOM49326710816151883994SHSOLE 6216160262378KOHLS CORPCOM50025510441544841322SHSOLE 803922037400KONINKLIJKE PHILIPS N VNY REG SH NEW5004723032751098999322SHSOLE 484440004154922KORN FERRY INTLCOM NEW50064320020620700653SHSOLE 5573430143310KOSMOS ENERGY LTDSHSG5315B10721332530431505SHSOLE 2266705307764452LIFEPOINT HEALTH INCCOM53219L109601191058437SHSOLE 8965070161930LILLY ELI & COCOM532457108197826900SHSOLE 0026900LONESTAR RES US INCCL A VTG54240F1031430167493SHSOLE 16749300LOUISIANA PAC CORPCOM5463471053440181723SHSOLE 18172300M/I HOMES INCCOM55305B101260581034874SHSOLE 8552140179660MAGNA INTL INCCOM5592224011754404042401SHSOLE 239030101652100MANPOWERGROUP INCCOM56418H10031682356500SHSOLE 289700066800MARATHON OIL CORPCOM56584910683663948332703SHSOLE 27710161020622542MARVELL TECHNOLOGY GROUP LTDORDG5876H105587684237062SHSOLE 40574620179600MASONITE INTL CORP NEWCOM57538510959247900411SHSOLE 7549810145430MATSON INCCOM57686G105483261365514SHSOLE 11262840239230MCDERMOTT INTL INCCOM580037109581457868110SHSOLE 71376300730480MDC PARTNERS INCCL A SUB VTG552697104263134017180SHSOLE 32442000772980MEDTRONIC PLCSHSG5960L103891341251351SHSOLE 6623190589032MERITOR INCCOM59001K100338362724341SHSOLE 23537310370610MERITOR INCNOTE 7.875% 3/059001KAC462354298000PRNSOLE 41710000127000MICROSOFT CORPCOM59491810476310712280445SHSOLE 654932705731118MILLER INDS INC TENNCOM NEW600551204314161187745SHSOLE 9345590253186MORGAN STANLEYCOM NEW6174464481850184379124SHSOLE 125441703124707MURPHY OIL CORPCOM62671710234159010973020SHSOLE 672352304249497NATIONAL WESTN LIFE GROUP INCL A638517102436014029SHSOLE 1004903980NAVISTAR INTL CORP NEWCOM63934E108861552746406SHSOLE 25872860159120NAVISTAR INTL CORP NEWNOTE 4.750% 4/163934EAS71332213423000PRNSOLE 130350000388000NEWS CORP NEWCL A65249B109463664045873SHSOLE 38649730180900NRG ENERGY INCCOM NEW62937750833674927467261SHSOLE 2010579107361470OCH ZIFF CAP MGMT GROUPCL A67551U1053410271SHSOLE 1027100OFFICE DEPOT INCCOM67622010621038946546266SHSOLE 4238995604156310OMNICOM GROUP INCCOM68191910649154577533SHSOLE 1729650404568ON SEMICONDUCTOR CORPCOM6821891051145138974373SHSOLE 80802130894160OPPENHEIMER HLDGS INCCL A NON VTG683797104230041236758SHSOLE 10325180204240ORACLE CORPCOM68389X10568668617859191SHSOLE 983619408022997PACCAR INCCOM693718108945291479333SHSOLE 7608900718443PACKAGING CORP AMERCOM69515610953286628222SHSOLE 1757010452521PARKER HANNIFIN CORPCOM7010941042688371920263SHSOLE 10755080844755PATTERSON UTI ENERGY INCCOM70348110140200000SHPutSOLE 20000000PBF ENERGY INCCL A69318G10622908821680SHSOLE 6786300143050PEBBLEBROOK HOTEL TRCOM70509V10011522387290SHSOLE 307190080100PERFORMANT FINL CORPCOM71377E1054117485SHSOLE 1748500PETROQUEST ENERGY INCCOM NEW7167483061341405193SHSOLE 394174011019PHH CORPCOM NEW693320202721534759420SHSOLE 43725300386890PHIBRO ANIMAL HEALTH CORPCL A COM71742Q10610498358280SHSOLE 286670071610POPULAR INCCOM NEW7331747002405485489451SHSOLE 50316710457780PORTLAND GEN ELEC COCOM NEW736508847514001186250SHSOLE 10566200129630PPL CORPCOM69351T106757082223442SHSOLE 120197601021466REAL IND INCCOM75601W104301574943734SHSOLE 41383440805390REGIONS FINL CORP NEWCOM7591EP10023533616388267SHSOLE 1051876705869500RENT A CTR INC NEWCOM76009N100113191006170SHSOLE 962370043800RMR GROUP INCCL A74967R1063288300SHSOLE 830000ROCKWELL COLLINS INCCOM7743411011591571715795SHSOLE 48322701232568ROYAL BK SCOTLAND GROUP PLCSP ADR PREF S780097739321291282584SHSOLE 10874020195182ROYAL DUTCH SHELL PLCSPONS ADR A7802592063178775845481SHSOLE 305182402793657RUBY TUESDAY INCCOM78118210090412798926SHSOLE 23457160453210RUSH ENTERPRISES INCCL A781846209972453048434SHSOLE 24949940553440SANOFISPONSORED ADR80105N10545853511338645SHSOLE 586107905477566SANTANDER CONSUMER USA HDG ICOM80283M101490193631018SHSOLE 34836180147400SEARS HOMETOWN & OUTLET STORCOM8123621017415773SHSOLE 1577300SERITAGE GROWTH PPTYSCL A81752R1008958209750SHSOLE 173510036240SLM CORPCOM78442P106233132115551SHSOLE 17425310373020SONIC AUTOMOTIVE INCCL A83545G102594902597833SHSOLE 20944030503430SOUTHERN COCOM84258710742774869568SHSOLE 2537470615821STANLEY BLACK & DECKER INCCOM8545021019758500SHSOLE 008500STAPLES INCCOM855030102158671753228SHSOLE 1680828072400STATE STR CORPCOM8574771033753624829672SHSOLE 284239401987278SUNTRUST BKS INCCOM86791410313387244067SHSOLE 232267011800TARGET CORPCOM87612E1061345461862750SHSOLE 10219270840823TE CONNECTIVITY LTDREG SHSH849891041744002517320SHSOLE 121642001300900TERADATA CORP DELCOM88076W103768562828711SHSOLE 145197301376738TIDEWATER INCCOM8864231023510372SHSOLE 1037200TRAVELERS COMPANIES INCCOM89417E1092515852055100SHSOLE 105130001003800TRI POINTE GROUP INCCOM87265H10914539612665152SHSOLE 1143804201227110TUTOR PERINI CORPCOM901109108705582519918SHSOLE 20873480432570UNUM GROUPCOM91529Y1069652219703SHSOLE 20990309800VAALCO ENERGY INCCOM NEW91851C20110297840SHSOLE 9784000VERIZON COMMUNICATIONS INCCOM92343V104143800SHPutSOLE 4380000VODAFONE GROUP PLC NEWSPNSR ADR92857W30839701616251160SHSOLE 890797007343190WAL-MART STORES INCCOM9311421031890532735147SHSOLE 148218801252959WASHINGTON FED INCCOM9388241096005174810SHSOLE 144540030270WELLS FARGO & CO NEWCOM9497461013581586498965SHSOLE 372424302774722WHITING PETE CORP NEWCOM96638710219713316400452SHSOLE 1526988201130570WILLIS TOWERS WATSON PUB LTDSHSG9662910394185770237SHSOLE 738598031639WISDOMTREE INVTS INCCOM97717P104363250000SHPutSOLE 25000000ZAGG INCCOM98884U1087110041SHSOLE 1004100ZIMMER BIOMET HLDGS INCCOM98956P1021642591591659SHSOLE 9839410607718