0001085146-16-003722.txt : 20160513 0001085146-16-003722.hdr.sgml : 20160513 20160513083554 ACCESSION NUMBER: 0001085146-16-003722 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001164833 IRS NUMBER: 954871957 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10068 FILM NUMBER: 161645976 BUSINESS ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2134301000 MAIL ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001164833 XXXXXXXX 03-31-2016 03-31-2016 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

725 SOUTH FIGUEROA ST 39TH FLOOR LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-10068 N Tina H. Kodama 213 430-1897 /s/ Tina H. Kodama Los Angeles CA 05-13-2016 0 177 23797727 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALLEGHANY CORP DELCOM0171751003294466393SHSOLE 6372302670ALLISON TRANSMISSION HLDGS ICOM01973R10118701693135SHSOLE 664935028200ALLSTATE CORPCOM0200021011840812732393SHSOLE 146177401270619AMERICAN AXLE & MFG HLDGS INCOM02406110335723198SHSOLE 2319800AMERICAN INTL GROUP INC*W EXP 01/19/2020268741562195117400SHSOLE 11740000AMERICAN INTL GROUP INCCOM NEW02687478490489016741715SHSOLE 954731207194403AMERICAN VANGUARD CORPCOM030371108306121939943SHSOLE 16172430322700ANTHEM INCCOM0367521033181842289258SHSOLE 13088880980370ARRIS INTL INCSHSG0551A1031888688240303SHSOLE 75604030679900ASPEN INSURANCE HOLDINGS LTDSHSG05384105415587104SHSOLE 72104015000ASSOCIATED BANC CORPCOM045487105223021243148SHSOLE 10173480225800AVIS BUDGET GROUPCOM05377410517943655800SHSOLE 628500027300AVNET INCCOM053807103628651419064SHSOLE 1359764059300BANCORP INC DELCOM05969A1056010453SHSOLE 1045300BANK AMER CORP*W EXP 01/16/2010605051461374353163SHSOLE 35316300BANK AMER CORPCOM06050510480995059907572SHSOLE 33810865026096707BARCLAYS PLCADR06738E20414616976SHSOLE 1697600BED BATH & BEYOND INCCOM0758961003764787584168SHSOLE 492403402660134BEST BUY INCCOM08651610126273809906SHSOLE 776606033300BOEING COCOM0970231051598041258891SHSOLE 6768180582073BOULDER GROWTH & INCOME FD ICOM101507101929118292SHSOLE 11829200BRINKS COCOM10969610417478520345SHSOLE 452645067700BROWN & BROWN INCCOM115236101858132397000SHSOLE 2301400095600BUNGE LIMITEDCOMG16962105963541700258SHSOLE 11821760518082CALPINE CORPCOM NEW13134730458797938759340SHSOLE 24193378014565962CAPITAL ONE FINL CORPCOM14040H1053750505411189SHSOLE 305969402351495CBS CORP NEWCL B1248572021757543190307SHSOLE 168955701500750CDW CORPCOM12514G108754761818690SHSOLE 1745390073300CIRCOR INTL INCCOM17273K10914949322248SHSOLE 263548058700CIT GROUP INCCOM NEW125581801724792335771SHSOLE 2241771094000CITIGROUP INCCOM NEW17296742474276217790711SHSOLE 995303707837674CITIZENS FINL GROUP INCCOM17461010544792621380717SHSOLE 1355351507827202CNH INDL N VSHSN2094410923914335376141SHSOLE 19427052015949089COBALT INTL ENERGY INCCOM19075F10614304348162769SHSOLE 27634515020528254COBALT INTL ENERGY INCNOTE 2.625%12/019075FAA4956718992000PRNSOLE 1899200000COBALT INTL ENERGY INCNOTE 3.125% 5/119075FAB2857821050000PRNSOLE 203590000691000COMCAST CORP NEWCL A20030N1012637444318014SHSOLE 230401302014001COMERICA INCCOM20034010717549463400SHSOLE 444200019200CORNING INCCOM219350105100120747927581SHSOLE 29049753018877828CORRECTIONS CORP AMER NEWCOM NEW22025Y40720002624101SHSOLE 599901024200CUMMINS INCCOM2310211066463425879047SHSOLE 343587702443170DIODES INCCOM254543101353251757476SHSOLE 14767760280700DISCOVERY COMMUNICATNS NEWCOM SER A25470F10429623510347018SHSOLE 623832304108695EATON CORP PLCSHSG291831031066571704871SHSOLE 58769301117178EMBRAER S ASP ADR REP 4 COM29082A1071154154378418SHSOLE 270301801675400ENDURANCE SPECIALTY HLDGS LTSHSG30397106231835469SHSOLE 23669011800ENPRO INDS INCCOM29355X107712241234820SHSOLE 10211200213700ENSTAR GROUP LIMITEDSHSG3075P10170146431457SHSOLE 376127055330ERICSSONADR B SEK 1029482160828502828417528SHSOLE 16182751012234777EXPRESS SCRIPTS HLDG COCOM30219G1081068101554950SHSOLE 51597301038977EXTREME NETWORKS INCCOM30226D106204466574368SHSOLE 533146801242900FIFTH STR ASSET MGMT INCCL A COM31679P1091729564998SHSOLE 56499800FIFTH STR SR FLOATNG RATE COCOM31679F10163680215SHSOLE 8021500FIFTH STREET FINANCE CORPCOM31678A103705140507SHSOLE 14050700FIFTH THIRD BANCORPCOM316773100342662053100SHSOLE 1966600086500FIRST BANCORP P RCOM NEW318672706163415596161SHSOLE 457176101024400FIRST HORIZON NATL CORPCOM320517105432103298441SHSOLE 27677990530642FIRST NIAGARA FINL GP INCCOM33582V108721997458584SHSOLE 618538401273200GENERAL MLS INCCOM370334104115918300SHSOLE 0018300GENERAL MTRS CO*W EXP 07/10/20137045V118190988186SHSOLE 8818600GENERAL MTRS CO*W EXP 07/10/20137045V1262618191643SHSOLE 19164300GENERAL MTRS COCOM37045V10034797711071498SHSOLE 610330704968191GEO GROUP INC NEWCOM36162J1061204813475088SHSOLE 30312040443884GLAXOSMITHKLINE PLCSPONSORED ADR37733W1053615168915323SHSOLE 496040203954921GLOBAL INDEMNITY PLCSHSG39319101378831216915SHSOLE 9869890229926GOLDEN ENTMT INCCOM3810131012570237039SHSOLE 195489041550GOLDMAN SACHS GROUP INCCOM38141G1042280681452847SHSOLE 8844790568368GOODYEAR TIRE & RUBR COCOM382550101886572688206SHSOLE 25777060110500GRANITE REAL ESTATE INVT TRUNIT 99/99/999938743711423124805716SHSOLE 6769160128800GREAT PLAINS ENERGY INCCOM3911641002389917410583SHSOLE 66076830802900HARLEY DAVIDSON INCCOM4128221081505622933215SHSOLE 155790601375309HARTE-HANKS INCCOM4161961035622102SHSOLE 2210200HEIDRICK & STRUGGLES INTL INCOM4228191029457399048SHSOLE 321848077200HESS CORPCOM42809H10774234414099595SHSOLE 811619205983403HEWLETT PACKARD ENTERPRISE CCOM42824C10944199124928986SHSOLE 1618001308748973HILL INTERNATIONAL INCCOM4314661014613504SHSOLE 1350400HONDA MOTOR LTDAMERN SHS4381283082453438973774SHSOLE 473561604238158HORACE MANN EDUCATORS CORP NCOM440327104933282945045SHSOLE 24270450518000HP INCCOM40434L10512820810406478SHSOLE 549710504909373HUDSON GLOBAL INCCOM443787106112894763115SHSOLE 362496001138155HUMANA INCCOM444859102177971972785SHSOLE 5319010440884INGRAM MICRO INCCL A45715310435156979005SHSOLE 938705040300INTEROIL CORPCOM46095110620454642600SHSOLE 617200025400INTL PAPER COCOM4601461032342285707308SHSOLE 359072402116584INTRAWEST RESORTS HLDGS INCCOM46090K1097152836453SHSOLE 83645300INVACARE CORPCOM461203101185821410905SHSOLE 11636730247232INVESTORS BANCORP INC NEWCOM46146L1019867847695SHSOLE 6552950192400JOHNSON CTLS INCCOM47836610739541910146744SHSOLE 547562604671118JPMORGAN CHASE & COCOM46625H1005421669155119SHSOLE 531765203837467KAISER ALUMINUM CORPCOM PAR $0.01483007704307036312SHSOLE 3631200KBR INCCOM48242W106447252889197SHSOLE 24959970393200KCAP FINL INCCOM48668E1014712978SHSOLE 1297800KELLOGG COCOM487836108777411015552SHSOLE 3501530665399KOHLS CORPCOM500255104773921660410SHSOLE 1591610068800KONINKLIJKE PHILIPS N VNY REG SH NEW5004723032428748506986SHSOLE 472438703782599KORN FERRY INTLCOM NEW500643200279698831SHSOLE 9883100KOSMOS ENERGY LTDSHSG5315B10718722232168707SHSOLE 2402116508147542LIFEPOINT HEALTH INCCOM53219L109729021052743SHSOLE 8785430174200LILLY ELI & COCOM532457108193726900SHSOLE 0026900LOUISIANA PAC CORPCOM5463471053116182023SHSOLE 18202300M/I HOMES INCCOM55305B101216871162864SHSOLE 9683640194500MANPOWERGROUP INCCOM56418H10028879354696SHSOLE 287896066800MARATHON OIL CORPCOM56584910661943455604492SHSOLE 32656950022947542MARVELL TECHNOLOGY GROUP LTDORDG5876H105557725409534SHSOLE 51969340212600MASONITE INTL CORP NEWCOM575385109764561167273SHSOLE 9629730204300MATSON INCCOM57686G105633221576341SHSOLE 13006410275700MCDERMOTT INTL INCCOM580037109347208489092SHSOLE 76939920795100MEDTRONIC PLCSHSG5960L1031780512374011SHSOLE 129149801082513MERITOR INCCOM59001K100220502735703SHSOLE 23307030405000MERITOR INCNOTE 7.875% 3/059001KAC486437423000PRNSOLE 71960000227000MICROSOFT CORPCOM59491810477522314036258SHSOLE 785184006184418MILLER INDS INC TENNCOM NEW600551204306351510607SHSOLE 12110190299588MORGAN STANLEYCOM NEW6174464481779577115424SHSOLE 245441704661007MURPHY OIL CORPCOM6267171022518139996540SHSOLE 618634303810197NATIONAL WESTN LIFE GROUP INCL A638517102320413892SHSOLE 909204800NAVISTAR INTL CORP NEWCOM63934E1081024358181692SHSOLE 78103920371300NAVISTAR INTL CORP NEWNOTE 4.750% 4/163934EAS7969216153000PRNSOLE 156250000528000NEWS CORP NEWCL A65249B109475533723773SHSOLE 35752730148500NL INDS INCCOM NEW6291564073515683SHSOLE 1568300NORDSTROM INCCOM6556641001524362664497SHSOLE 142286501241632NRG ENERGY INCCOM NEW62937750838763229794925SHSOLE 2030181209493113OFFICE DEPOT INCCOM67622010618658326279330SHSOLE 2390113002378200OMNICOM GROUP INCCOM68191910656075673733SHSOLE 2315650442168ON SEMICONDUCTOR CORPCOM68218910511257911739253SHSOLE 1065525301084000OPPENHEIMER HLDGS INCCL A NON VTG683797104199241262614SHSOLE 10406140222000ORACLE CORPCOM68389X10563934315628045SHSOLE 876554806862497ORION MARINE GROUP INCCOM68628V3085610905SHSOLE 1090500PACCAR INCCOM6937181081541302818254SHSOLE 155111101267143PACKAGING CORP AMERCOM69515610956352932988SHSOLE 3147670618221PARKER HANNIFIN CORPCOM7010941042534222281433SHSOLE 12992780982155PERFORMANT FINL CORPCOM71377E1052917202SHSOLE 1720200PHH CORPCOM NEW693320202697495562110SHSOLE 51387100423400POPULAR INCCOM NEW7331747001998316984654SHSOLE 64765540508100PORTLAND GEN ELEC COCOM NEW736508847508211286930SHSOLE 11452300141700PPL CORPCOM69351T1061016412669834SHSOLE 154096801128866QLOGIC CORPCOM747277101431073207352SHSOLE 26374520569900RANGE RES CORPCOM75281A10917275533500SHSOLE 511600021900REAL IND INCCOM75601W104438695042446SHSOLE 41642270878219REGIONS FINL CORP NEWCOM7591EP10010372513213327SHSOLE 126729270540400RENT A CTR INC NEWCOM76009N100201371270470SHSOLE 1224770045700ROCKWELL COLLINS INCCOM7743411011029341116295SHSOLE 3862270730068ROWAN COMPANIES PLCSHS CL AG7665A1017966494799SHSOLE 475699019100ROYAL BK SCOTLAND GROUP PLCSP ADR PREF S780097739282111133446SHSOLE 1075640057806ROYAL DUTCH SHELL PLCSPONS ADR A7802592063215306636316SHSOLE 361452003021796RUBY TUESDAY INCCOM781182100153482852796SHSOLE 23596960493100RUSH ENTERPRISES INCCL A781846209874774795880SHSOLE 41055800690300SANOFISPONSORED ADR80105N10540822610164994SHSOLE 551712804647866SANTANDER CONSUMER USA HDG ICOM80283M101434044137702SHSOLE 39745020163200SEARS HOMETOWN & OUTLET STORCOM8123621016510105SHSOLE 1010500SLM CORPCOM78442P10685411342911SHSOLE 9961110346800SONIC AUTOMOTIVE INCCL A83545G102434432350837SHSOLE 18777370473100SOUTHERN COCOM8425871071096712120067SHSOLE 12356460884421STANLEY BLACK & DECKER INCCOM8545021018948500SHSOLE 008500STAPLES INCCOM855030102362173283518SHSOLE 31698180113700STATE STR CORPCOM8574771032910824974067SHSOLE 298418901989878SUNTRUST BKS INCCOM8679141031236663427551SHSOLE 174954301678008SYMANTEC CORPCOM871503108317161725587SHSOLE 1658587067000TARGET CORPCOM87612E1061626581976886SHSOLE 10815630895323TARO PHARMACEUTICAL INDS LTDSHSM8737E10821342148983SHSOLE 114883034100TERADATA CORP DELCOM88076W103971473702251SHSOLE 217561301526638TRI POINTE GROUP INCCOM87265H1091139769675395SHSOLE 88165950858800TUTOR PERINI CORPCOM901109108470583028186SHSOLE 24985860529600UNUM GROUPCOM91529Y10634765411243671SHSOLE 696738404276287VAALCO ENERGY INCCOM NEW91851C2015153765SHSOLE 5376500VERIZON COMMUNICATIONS INCCOM92343V1042543800SHPutSOLE 4380000VIVINT SOLAR INCCOM92854Q106558210400SHSOLE 21040000VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W30841890113070246SHSOLE 726827505801971WAL-MART STORES INCCOM9311421032078353034527SHSOLE 168636801348159WASHINGTON FED INCCOM93882410911735518083SHSOLE 432183085900WELLCARE HEALTH PLANS INCCOM94946T10637566405021SHSOLE 339821065200WELLS FARGO & CO NEWCOM9497461011842583810128SHSOLE 213951201670616WESTAR ENERGY INCCOM95709T100392979200SHSOLE 52300026900WILLIS TOWERS WATSON PUB LTDSHSG96629103100036843045SHSOLE 810306032739XPO LOGISTICS INCCOM98379310019740643000SHSOLE 617100025900XURA INCCOM98420V107354681803128SHSOLE 15249980278130ZIMMER BIOMET HLDGS INCCOM98956P1022211452073943SHSOLE 11740250899918ZIONS BANCORPORATIONCOM98970110714587602528SHSOLE 576828025700