0001085146-15-002313.txt : 20151113 0001085146-15-002313.hdr.sgml : 20151113 20151113083828 ACCESSION NUMBER: 0001085146-15-002313 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001164833 IRS NUMBER: 954871957 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10068 FILM NUMBER: 151227007 BUSINESS ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2134301000 MAIL ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001164833 XXXXXXXX 09-30-2015 09-30-2015 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

725 SOUTH FIGUEROA ST 39TH FLOOR LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-10068 N Tina H. Kodama 213 430-1897 /s/ Tina H. Kodama Los Angeles CA 11-13-2015 0 188 24980319 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALLEGHANY CORP DELCOM01717510048853104363SHSOLE 10096303400ALLISON TRANSMISSION HLDGS ICOM01973R10120504768235SHSOLE 744035024200ALLSTATE CORPCOM0200021012405164129738SHSOLE 229123801838500AMERICAN AXLE & MFG HLDGS INCOM02406110347023555SHSOLE 2355500AMERICAN INTL GROUP INC*W EXP 01/19/2020268741562665117400SHSOLE 11740000AMERICAN INTL GROUP INCCOM NEW02687478495548116815934SHSOLE 987543406940500AMERICAN VANGUARD CORPCOM030371108228071972951SHSOLE 16452510327700ANTHEM INCCOM0367521033255522325368SHSOLE 13698680955500ARRIS GROUP INC NEWCOM04270V1062094438064818SHSOLE 74905180574300ASPEN INSURANCE HOLDINGS LTDSHSG053841056078130800SHSOLE 116500014300ASSOCIATED BANC CORPCOM045487105226411259941SHSOLE 10308410229100AVNET INCCOM0538071031168182737064SHSOLE 2645764091300BANK AMER CORPCOM06050510483642653685859SHSOLE 31427371022258488BANK AMER CORP*W EXP 01/16/2010605051461280223363SHSOLE 22336300BANK NEW YORK MELLON CORPCOM064058100966872469665SHSOLE 135306501116600BED BATH & BEYOND INCCOM0758961003698656486590SHSOLE 418959002297000BEST BUY INCCOM086516101398711074106SHSOLE 1040406033700BOEING COCOM0970231052241761711917SHSOLE 9615170750400BOULDER GROWTH & INCOME FD ICOM101507101881118292SHSOLE 11829200BRINKS COCOM10969610414230526837SHSOLE 457937068900BROWN & BROWN INCCOM115236101926312991000SHSOLE 2891400099600BUNGE LIMITEDCOMG169621051379351881787SHSOLE 13790870502700CALPINE CORPCOM NEW13134730451664035386311SHSOLE 23936511011449800CAPITAL ONE FINL CORPCOM14040H1053711475117856SHSOLE 291585602202000CDW CORPCOM12514G108598591464990SHSOLE 1415590049400CENTURY ALUM COCOM156431108149773255961SHSOLE 27395610516400CHUBB CORPCOM1712321013025422466713SHSOLE 144441301022300CIRCOR INTL INCCOM17273K10914243355000SHSOLE 295700059300CIT GROUP INCCOM NEW125581801631421577371SHSOLE 1525271052100CITIGROUP INCCOM NEW17296742480835216294132SHSOLE 952678106767351CITIZENS FINL GROUP INCCOM17461010541427917362922SHSOLE 1175862205604300CNH INDL N VSHSN2094410923143235495773SHSOLE 19773073015722700COBALT INTL ENERGY INCCOM19075F10634636348921283SHSOLE 27938783020982500COBALT INTL ENERGY INCNOTE 2.625%12/019075FAA454517650000PRNSOLE 765000000COBALT INTL ENERGY INCNOTE 3.125% 5/119075FAB21340421150000PRNSOLE 2115000000COMCAST CORP NEWCL A20030N10176813500SHSOLE 1350000COMCAST CORP NEWCL A SPL20030N2003891766799025SHSOLE 375752503041500COMMERCIAL VEH GROUP INCCOM2026081054210342SHSOLE 1034200COMSTOCK RES INCCOM NEW205768203159158332616SHSOLE 80739160258700CON-WAY INCCOM2059441011242552618645SHSOLE 23426450276000CORNING INCCOM21935010569411940544331SHSOLE 25889931014654400CORRECTIONS CORP AMER NEWCOM NEW22025Y40722257753450SHSOLE 730950022500CUMMINS INCCOM2310211064205253872948SHSOLE 227174801601200DENBURY RES INCCOM NEW2479162085020519SHSOLE 2051900DIODES INCCOM254543101393081839400SHSOLE 15544000285000DISCOVERY COMMUNICATNS NEWCOM SER A25470F1042524149697044SHSOLE 582704403870000EATON CORP PLCSHSG29183103519821013300SHSOLE 3805000632800EMBRAER S ASP ADR REP 4 COM29082A1071102224308921SHSOLE 271892101590000EMPLOYERS HOLDINGS INCCOM2922181043051136882SHSOLE 118082018800ENDURANCE SPECIALTY HLDGS LTSHSG30397106255741900SHSOLE 31800010100ENPRO INDS INCCOM29355X107612701564200SHSOLE 13215000242700ENSTAR GROUP LIMITEDSHSG3075P10168059453726SHSOLE 397696056030ERICSSONADR B SEK 1029482160828335028972379SHSOLE 17186879011785500EXPRESS SCRIPTS HLDG COCOM30219G1081426681762200SHSOLE 68160001080600EXTREME NETWORKS INCCOM30226D106264747879200SHSOLE 652130001357900FIFTH STR ASSET MGMT INCCL A COM31679P1091485198759SHSOLE 19875900FIFTH STR SR FLOATNG RATE COCOM31679F10164073330SHSOLE 7333000FIFTH STREET FINANCE CORPCOM31678A10336859712SHSOLE 5971200FIFTH THIRD BANCORPCOM316773100352941866400SHSOLE 1807700058700FIRST BANCORP P RCOM NEW318672706140953959304SHSOLE 33053040654000FIRST HORIZON NATL CORPCOM320517105492473472956SHSOLE 29343140538642FIRST NIAGARA FINL GP INCCOM33582V108419834111949SHSOLE 34266490685300FORD MTR CO DELCOM PAR $0.01345370860118187000SHSOLE 0087000GENERAL MLS INCCOM370334104102718300SHSOLE 0018300GENERAL MTRS COCOM37045V10045351215107011SHSOLE 864291106464100GENERAL MTRS CO*W EXP 07/10/20137045V118179788186SHSOLE 8818600GENERAL MTRS CO*W EXP 07/10/20137045V1262534191643SHSOLE 19164300GEO GROUP INC NEWCOM36162J1061150543868651SHSOLE 34079670460684GLAXOSMITHKLINE PLCSPONSORED ADR37733W10547681412400884SHSOLE 710988405291000GLOBAL INDEMNITY PLCSHSG39319101295411128826SHSOLE 9060000222826GOLDEN ENTMT INCCOM3810131013131346014SHSOLE 288964057050GOLDMAN SACHS GROUP INCCOM38141G1041778271023407SHSOLE 5721070451300GOODYEAR TIRE & RUBR COCOM3825501011222684168706SHSOLE 40302060138500GRANITE REAL ESTATE INVT TRUNIT 99/99/999938743711423021815487SHSOLE 6848870130600GREAT PLAINS ENERGY INCCOM39116410032340711969168SHSOLE 110110680958100HANGER INCCOM NEW41043F208712115220775SHSOLE 43869920833783HARLEY DAVIDSON INCCOM4128221081549062821602SHSOLE 155110201270500HARSCO CORPCOM4158641078040886400SHSOLE 7572000129200HEIDRICK & STRUGGLES INTL INCOM4228191027840403081SHSOLE 324781078300HESS CORPCOM42809H1073846397683558SHSOLE 440525803278300HEWLETT PACKARD COCOM42823610338586215066830SHSOLE 876453006302300HIGHER ONE HLDGS INCCOM42983D1045327002SHSOLE 2700200HONDA MOTOR LTDAMERN SHS4381283082851359536298SHSOLE 527339804262900HORACE MANN EDUCATORS CORP NCOM440327104994462993568SHSOLE 24885680505000HORSEHEAD HLDG CORPCOM440694305168595545698SHSOLE 46982980847400HUDSON GLOBAL INCCOM443787106121484878541SHSOLE 366888601209655HUMANA INCCOM4448591021822801018322SHSOLE 5735220444800INGRAM MICRO INCCL A457153104624452292405SHSOLE 2215205077200INTERNATIONAL BUSINESS MACHSCOM45920010164166442614SHSOLE 2828140159800INTERPUBLIC GROUP COS INCCOM4606901001543118066464SHSOLE 491276803153696INTL PAPER COCOM4601461031059972804885SHSOLE 169998501104900INTRAWEST RESORTS HLDGS INCCOM46090K109138981604900SHSOLE 160490000INVACARE CORPCOM461203101173981202332SHSOLE 10316000170732INVESTORS BANCORP INC NEWCOM46146L10110558855600SHSOLE 6606000195000ISHARES TRRUS 2000 VAL ETF46428763015191168600SHSOLE 16860000JOHNSON CTLS INCCOM47836610742060410169347SHSOLE 569234704477000JPMORGAN CHASE & COCOM46625H10068420511221988SHSOLE 667371704548271KAISER ALUMINUM CORPCOM PAR $0.0148300770412000149528SHSOLE 14432805200KBR INCCOM48242W106521413129686SHSOLE 27078860421800KELLOGG COCOM4878361081522622287939SHSOLE 125923901028700KOHLS CORPCOM500255104782931690639SHSOLE 1634239056400KONINKLIJKE PHILIPS N VNY REG SH NEW500472303905473859635SHSOLE 215289601706739KORN FERRY INTLCOM NEW500643200321697245SHSOLE 9724500KOSMOS ENERGY LTDSHSG5315B10717142730721595SHSOLE 2278879507932800LATTICE SEMICONDUCTOR CORPCOM5184151044010463SHSOLE 1046300LIFEPOINT HEALTH INCCOM53219L10952488740312SHSOLE 6277120112600LILLY ELI & COCOM532457108225126900SHSOLE 0026900LOUISIANA PAC CORPCOM546347105383572693600SHSOLE 22967000396900LYON WILLIAM HOMESCL A NEW552074700344311671418SHSOLE 13871180284300M/I HOMES INCCOM55305B101282351197399SHSOLE 9980990199300MANPOWERGROUP INCCOM56418H10030684374696SHSOLE 302096072600MARATHON OIL CORPCOM56584910660526039302590SHSOLE 24402590014900000MARVELL TECHNOLOGY GROUP LTDORDG5876H105706857810444SHSOLE 75636440246800MASONITE INTL CORP NEWCOM575385109761401256858SHSOLE 10495580207300MATSON INCCOM57686G105567331473959SHSOLE 12282590245700MCDERMOTT INTL INCCOM580037109359188353024SHSOLE 76368240716200MEDTRONIC PLCSHSG5960L1033541435290450SHSOLE 300324102287209MERITOR INCCOM59001K100311922934314SHSOLE 25217140412600MERITOR INCNOTE 7.875% 3/059001KAC4101057423000PRNSOLE 742300000MICROSOFT CORPCOM59491810468731315528993SHSOLE 890979306619200MILLER INDS INC TENNCOM NEW600551204313251603116SHSOLE 12938280309288MORGAN STANLEYCOM NEW617446448513511630200SHSOLE 59700001033200MURPHY OIL CORPCOM62671710225561310562504SHSOLE 653990404022600NATIONAL WESTN LIFE INS COCL A638522102437719652SHSOLE 1475204900NAVISTAR INTL CORP NEWCOM63934E10813631910716882SHSOLE 101897820527100NAVISTAR INTL CORP NEWNOTE 4.750% 4/163934EAS71131716153000PRNSOLE 1615300000NEWS CORP NEWCL A65249B109577924579373SHSOLE 44340730145300NISKA GAS STORAGE PARTNERS LUNIT LTD LIABI65467810123375000SHSOLE 7500000NL INDS INCCOM NEW6291564074515035SHSOLE 1503500NORANDA ALUM HLDG CORPCOM NEW65542W20631221903837SHSOLE 16158690287968NORDSTROM INCCOM655664100897521251600SHSOLE 4712000780400NRG ENERGY INCCOM NEW62937750825302617038774SHSOLE 1130758905731185OFFICE DEPOT INCCOM676220106370715774272SHSOLE 56404720133800OLD REP INTL CORPCOM680223104430072749819SHSOLE 2662319087500OMNICOM GROUP INCCOM681919106930471411944SHSOLE 8770440534900ON SEMICONDUCTOR CORPCOM68218910511159711872012SHSOLE 109900120882000OPPENHEIMER HLDGS INCCL A NON VTG68379710418022900625SHSOLE 7515250149100ORACLE CORPCOM68389X10561878217131296SHSOLE 990689607224400OWENS CORNING NEWCOM690742101524781252165SHSOLE 10071650245000PACCAR INCCOM6937181081544032959621SHSOLE 169462101265000PACKAGING CORP AMERCOM6951561091015991688816SHSOLE 9376160751200PARKER HANNIFIN CORPCOM7010941042469662538189SHSOLE 146238901075800PERFORMANT FINL CORPCOM71377E1055020462SHSOLE 2046200PHH CORPCOM NEW693320202749005304547SHSOLE 49408470363700PHILIP MORRIS INTL INCCOM71817210937469472322SHSOLE 397122075200POPULAR INCCOM NEW7331747002009356646875SHSOLE 61993750447500PORTLAND GEN ELEC COCOM NEW73650884731856861665SHSOLE 7344650127200PPL CORPCOM69351T1062481407544545SHSOLE 490754502637000PUBLIC SVC ENTERPRISE GROUPCOM7445731063768922SHSOLE 892200QLOGIC CORPCOM747277101417274070969SHSOLE 33956690675300REAL IND INCCOM75601W104458415197421SHSOLE 42697020927719REGIONS FINL CORP NEWCOM7591EP10012742114142227SHSOLE 136712270471000RENT A CTR INC NEWCOM76009N100328531354770SHSOLE 1312170042600ROCKWELL COLLINS INCCOM7743411011079061318500SHSOLE 4951000823400ROWAN COMPANIES PLCSHS CL AG7665A101470552913599SHSOLE 25994990314100ROYAL BK SCOTLAND GROUP PLCSP ADR PREF S780097739293621173548SHSOLE 117354800ROYAL DUTCH SHELL PLCSPONS ADR A7802592063631827663686SHSOLE 435710903306577RUBY TUESDAY INCCOM781182100179882896600SHSOLE 23981000498500RUSH ENTERPRISES INCCL A7818462091016064198600SHSOLE 36072000591400SANOFISPONSORED ADR80105N1054289249035695SHSOLE 507669503959000SANTANDER CONSUMER USA HDG ICOM80283M101305281494991SHSOLE 1447791047200SONIC AUTOMOTIVE INCCL A83545G102623483053300SHSOLE 25280000525300SOUTHERN COCOM8425871072186004890378SHSOLE 268937802201000STANLEY BLACK & DECKER INCCOM85450210157742595400SHSOLE 2208000374600STAPLES INCCOM855030102403213437418SHSOLE 33309180106500STATE STR CORPCOM8574771031568132333184SHSOLE 13764840956700SUNTRUST BKS INCCOM8679141032643576913097SHSOLE 457129702341800SYMANTEC CORPCOM871503108386091982987SHSOLE 1919587063400TARGET CORPCOM87612E1062395293045120SHSOLE 181382001231300TARO PHARMACEUTICAL INDS LTDSHSM8737E10818708130924SHSOLE 102324028600TERADATA CORP DELCOM88076W103991523423773SHSOLE 214897301274800TEXAS INSTRS INCCOM882508104635191282700SHSOLE 4816000801100TRI POINTE GROUP INCCOM87265H1091274599737116SHSOLE 91093160627800TUTOR PERINI CORPCOM901109108314021907800SHSOLE 15890000318800UNUM GROUPCOM91529Y10638802212095438SHSOLE 802403804071400VAALCO ENERGY INCCOM NEW91851C2015029632SHSOLE 2963200VERIZON COMMUNICATIONS INCCOM92343V10417767600SHPutSOLE 6760000VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W30844900314146281SHSOLE 814034906005932WAL-MART STORES INCCOM9311421032356393634157SHSOLE 212405701510100WASHINGTON FED INCCOM93882410911987526916SHSOLE 439816087100WELLCARE HEALTH PLANS INCCOM94946T10637764438200SHSOLE 372500065700WELLS FARGO & CO NEWCOM9497461012062314016189SHSOLE 233522701680962WESTAR ENERGY INCCOM95709T100312181200SHSOLE 54300026900WHITE MTNS INS GROUP LTDCOMG9618E107126188168859SHSOLE 16339905460WILLIS GROUP HOLDINGS PUBLICSHSG966661051151652810959SHSOLE 2725459085500XURA INCCOM98420V107406771817577SHSOLE 15460470271530ZIMMER BIOMET HLDGS INCCOM98956P1022296512444917SHSOLE 142271701022200ZIONS BANCORPORATIONCOM98970110717340629628SHSOLE 610928018700