0001085146-14-001164.txt : 20140515 0001085146-14-001164.hdr.sgml : 20140515 20140515122555 ACCESSION NUMBER: 0001085146-14-001164 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001164833 IRS NUMBER: 954871957 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10068 FILM NUMBER: 14845266 BUSINESS ADDRESS: STREET 1: 725 SOUTH FIGUERORA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2134301000 MAIL ADDRESS: STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001164833 XXXXXXXX 03-31-2014 03-31-2014 false HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

725 SOUTH FIGUEROA ST 39TH FLOOR LOS ANGELES CA 90017

13F HOLDINGS REPORT 028-10068 N Tina H. Kodama 213-430-1897 /s/ Tina H. Kodama Los Angeles CA 05-15-2014 0 192 26953851 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AETNA INC NEW COM 00817Y108 65074 868000 SH SOLE 352800 0 515200 AIR T INC COM 009207101 519 42900 SH SOLE 42900 0 0 ALLEGHANY CORP DEL COM 017175100 46255 113542 SH SOLE 109942 0 3600 ALLIANT TECHSYSTEMS INC COM 018804104 8989 63234 SH SOLE 50734 0 12500 ALLSTATE CORP COM 020002101 468271 8276261 SH SOLE 4758661 0 3517600 AMBASSADORS GROUP INC COM 023177108 87 21900 SH SOLE 21900 0 0 AMDOCS LTD SHS G02602103 13325 286800 SH SOLE 276700 0 10100 AMERICAN AXLE & MFG HLDGS IN COM 024061103 312 16853 SH SOLE 16853 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 2400 117400 SH SOLE 117400 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 939375 18783748 SH SOLE 11284948 0 7498800 ARRIS GROUP INC NEW COM 04270V106 217044 7702052 SH SOLE 7137352 0 564700 ARVINMERITOR INC FRNT 4.000% 2/1 043353AH4 8677 8225000 PRN SOLE 8225000 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 62661 1578358 SH SOLE 1421258 0 157100 ASSOCIATED BANC CORP COM 045487105 20282 1123007 SH SOLE 891707 0 231300 AVIS BUDGET GROUP COM 053774105 12930 265500 SH SOLE 218000 0 47500 AVNET INC COM 053807103 145476 3126500 SH SOLE 3028800 0 97700 BANK NEW YORK MELLON CORP COM 064058100 221372 6272936 SH SOLE 3511836 0 2761100 BANK OF AMERICA CORPORATION COM 060505104 710606 41314305 SH SOLE 24020463 0 17293842 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 954 116063 SH SOLE 116063 0 0 BB&T CORP COM 054937107 44125 1098468 SH SOLE 841768 0 256700 BEST BUY INC COM 086516101 11684 442400 SH SOLE 428300 0 14100 BIG LOTS INC COM 089302103 42896 1132711 SH SOLE 905911 0 226800 BLOCK H & R INC COM 093671105 37052 1227300 SH SOLE 1187700 0 39600 BOEING CO COM 097023105 261131 2080889 SH SOLE 1195489 0 885400 BOULDER TOTAL RETURN FD INC COM 101541100 922 37900 SH SOLE 37900 0 0 BUNGE LIMITED COM G16962105 60046 755200 SH SOLE 732300 0 22900 CA INC COM 12673P105 46232 1492808 SH SOLE 1446908 0 45900 CAPITAL ONE FINL CORP COM 14040H105 404753 5245633 SH SOLE 2970433 0 2275200 CARNIVAL CORP PAIRED CTF 143658300 56471 1491576 SH SOLE 652676 0 838900 CDW CORP COM 12514G108 97407 3549800 SH SOLE 3442400 0 107400 CIBER INC COM 17163B102 616 134578 SH SOLE 98878 0 35700 CIRCOR INTL INC COM 17273K109 5338 72800 SH SOLE 72800 0 0 CITIGROUP INC COM NEW 172967424 799373 16793560 SH SOLE 9845189 0 6948371 CNH INDL N V SHS N20944109 27999 2434700 SH SOLE 994700 0 1440000 CNO FINL GROUP INC COM 12621E103 294 16220 SH SOLE 1120 0 15100 COBALT INTL ENERGY INC COM 19075F106 454688 24819228 SH SOLE 15297028 0 9522200 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 10917 11575000 PRN SOLE 11575000 0 0 COMCAST CORP NEW CL A SPL 20030N200 140677 2885094 SH SOLE 1775094 0 1110000 COMERICA INC COM 200340107 24943 481520 SH SOLE 464920 0 16600 COMMUNITY HEALTH SYS INC NEW COM 203668108 1301 33209 SH SOLE 28267 0 4942 COMMUNITY HEALTH SYS INC NEW RIGHT 01/27/2016 203668116 28 468900 SH SOLE 405600 0 63300 COMSTOCK RES INC COM NEW 205768203 52717 2307100 SH SOLE 2239300 0 67800 COMVERSE INC COM 20585P105 25532 738346 SH SOLE 615816 0 122530 CON-WAY INC COM 205944101 241468 5877990 SH SOLE 5354190 0 523800 CORNING INC COM 219350105 696411 33449129 SH SOLE 19173929 0 14275200 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 373 11917 SH SOLE 11917 0 0 COVIDIEN PLC SHS G2554F113 58074 788400 SH SOLE 325000 0 463400 CUMMINS INC COM 231021106 404174 2712758 SH SOLE 1604258 0 1108500 DELPHI AUTOMOTIVE PLC SHS G27823106 62675 923600 SH SOLE 374400 0 549200 DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN 25154K809 379 11700 SH SOLE 11700 0 0 DIODES INC COM 254543101 6086 233000 SH SOLE 193400 0 39600 E M C CORP MASS COM 268648102 737 26900 SH SOLE 26900 0 0 EDISON INTL COM 281020107 134611 2377865 SH SOLE 1311965 0 1065900 EMBRAER S A SP ADR REP 4 COM 29082A107 117090 3299240 SH SOLE 2158140 0 1141100 EMPLOYERS HOLDINGS INC COM 292218104 6245 308700 SH SOLE 262600 0 46100 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 8769 162900 SH SOLE 130400 0 32500 EXELON CORP COM 30161N101 369294 11003982 SH SOLE 6218782 0 4785200 EXPRESS SCRIPTS HLDG CO COM 30219G108 95695 1274400 SH SOLE 517600 0 756800 FEDEX CORP COM 31428X106 54999 414900 SH SOLE 165200 0 249700 FIRST HORIZON NATL CORP COM 320517105 164469 13328155 SH SOLE 11813323 0 1514832 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 2973 105357 SH SOLE 105357 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 27192 2877500 SH SOLE 2380600 0 496900 FORD MTR CO DEL COM PAR $0.01 345370860 1167 74831 SH SOLE 12431 0 62400 FRESH DEL MONTE PRODUCE INC ORD G36738105 33902 1229664 SH SOLE 1190964 0 38700 GENERAL MLS INC COM 370334104 529 10200 SH SOLE 0 0 10200 GENERAL MTRS CO COM 37045V100 174285 5063491 SH SOLE 2152891 0 2910600 GENERAL MTRS CO *W EXP 07/10/201 37045V126 1812 104062 SH SOLE 104062 0 0 GEO GROUP INC COM 36159R103 59745 1853124 SH SOLE 1513540 0 339584 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1965 36773 SH SOLE 36773 0 0 GLOBAL INDEMNITY PLC SHS G39319101 31544 1197567 SH SOLE 920500 0 277067 GOODYEAR TIRE & RUBR CO COM 382550101 140751 5386567 SH SOLE 5222267 0 164300 GOODYEAR TIRE & RUBR CO PFD CONV 5.875% 382550309 16082 222100 PRN SOLE 222100 0 0 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999 387437114 23558 649700 SH SOLE 509700 0 140000 GREAT PLAINS ENERGY INC COM 391164100 219252 8108443 SH SOLE 7549943 0 558500 HANGER INC COM NEW 41043F208 25476 756400 SH SOLE 653600 0 102800 HANOVER INS GROUP INC COM 410867105 5972 97200 SH SOLE 97200 0 0 HEIDRICK & STRUGGLES INTL IN COM 422819102 7295 363500 SH SOLE 277900 0 85600 HESS CORP COM 42809H107 530 6400 SH SOLE 0 0 6400 HEWLETT PACKARD CO COM 428236103 598475 18494268 SH SOLE 10632868 0 7861400 HOME FED BANCORP INC MD COM 43710G105 8774 563900 SH SOLE 454500 0 109400 HORACE MANN EDUCATORS CORP N COM 440327104 56218 1938539 SH SOLE 1564239 0 374300 HORSEHEAD HLDG CORP COM 440694305 43535 2588300 SH SOLE 2073400 0 514900 HUDSON GLOBAL INC COM 443787106 18292 4839130 SH SOLE 3530875 0 1308255 HUMANA INC COM 444859102 385064 3416112 SH SOLE 2408812 0 1007300 HUNTINGTON INGALLS INDS INC COM 446413106 27948 273300 SH SOLE 222400 0 50900 INGRAM MICRO INC CL A 457153104 33701 1140090 SH SOLE 1104290 0 35800 INTERNATIONAL BUSINESS MACHS COM 459200101 299869 1557841 SH SOLE 902241 0 655600 INTERPUBLIC GROUP COS INC COM 460690100 302392 17642468 SH SOLE 11491472 0 6150996 ISHARES RUS 2000 VAL ETF 464287630 15882 157500 SH SOLE 157500 0 0 ISHARES RUSSELL 2000 ETF 464287655 14589 125400 SH SOLE 125400 0 0 JAKKS PAC INC NOTE 4.500%11/0 47012EAD8 51 50000 PRN SOLE 50000 0 0 JETBLUE AIRWAYS CORP COM 477143101 47759 5495905 SH SOLE 4835505 0 660400 JOHNSON & JOHNSON COM 478160104 386337 3932985 SH SOLE 2142385 0 1790600 JOHNSON CTLS INC COM 478366107 407335 8608097 SH SOLE 4804597 0 3803500 JPMORGAN CHASE & CO COM 46625H100 865923 14263267 SH SOLE 8249696 0 6013571 KAISER ALUMINUM CORP COM PAR $0.01 483007704 75205 1053000 SH SOLE 850400 0 202600 KELLOGG CO COM 487836108 152548 2432600 SH SOLE 1345100 0 1087500 KEYCORP NEW COM 493267108 58084 4078927 SH SOLE 3950127 0 128800 KOHLS CORP COM 500255104 132174 2327000 SH SOLE 2254000 0 73000 KORN FERRY INTL COM NEW 500643200 2897 97304 SH SOLE 97304 0 0 KOSMOS ENERGY LTD SHS G5315B107 183215 16655938 SH SOLE 14420738 0 2235200 LAKES ENTMNT INC COM 51206P109 2950 590000 SH SOLE 451900 0 138100 LEAR CORP COM NEW 521865204 157362 1879627 SH SOLE 1610927 0 268700 LIFEPOINT HOSPITALS INC COM 53219L109 102150 1872600 SH SOLE 1670200 0 202400 LIFEVANTAGE CORP COM 53222K106 18 13571 SH SOLE 13571 0 0 LILLY ELI & CO COM 532457108 95283 1618802 SH SOLE 1230802 0 388000 LOCKHEED MARTIN CORP COM 539830109 119621 732790 SH SOLE 449590 0 283200 LOWES COS INC COM 548661107 81722 1671200 SH SOLE 655000 0 1016200 LYON WILLIAM HOMES CL A NEW 552074700 13355 483700 SH SOLE 394300 0 89400 M/I HOMES INC COM 55305B101 11750 524100 SH SOLE 429500 0 94600 MAGNA INTL INC COM 559222401 67917 705195 SH SOLE 540695 0 164500 MANPOWERGROUP INC COM 56418H100 39566 501916 SH SOLE 383316 0 118600 MARATHON OIL CORP COM 565849106 331532 9333675 SH SOLE 5348075 0 3985600 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 33977 2157300 SH SOLE 2084000 0 73300 MASONITE INTL CORP NEW COM 575385109 140760 2490443 SH SOLE 2152743 0 337700 MATSON INC COM 57686G105 63201 2559800 SH SOLE 2093300 0 466500 MCDERMOTT INTL INC COM 580037109 31424 4018400 SH SOLE 3615200 0 403200 MCDONALDS CORP COM 580135101 147917 1508899 SH SOLE 837299 0 671600 MEDTRONIC INC COM 585055106 127191 2066800 SH SOLE 947400 0 1119400 MERITOR INC COM 59001K100 65004 5306417 SH SOLE 4343117 0 963300 MERITOR INC NOTE 7.875% 3/0 59001KAC4 9723 6350000 PRN SOLE 6350000 0 0 MICROSOFT CORP COM 594918104 648450 15819710 SH SOLE 9057010 0 6762700 MILLER INDS INC TENN COM NEW 600551204 32624 1670443 SH SOLE 1213251 0 457192 MOLSON COORS BREWING CO CL B 60871R209 185074 3144313 SH SOLE 2533013 0 611300 MONDELEZ INTL INC CL A 609207105 152016 4399894 SH SOLE 2149594 0 2250300 MORGAN STANLEY COM NEW 617446448 86138 2763500 SH SOLE 1107400 0 1656100 MURPHY OIL CORP COM 626717102 303566 4829236 SH SOLE 2982436 0 1846800 NATIONAL WESTN LIFE INS CO CL A 638522102 3834 15682 SH SOLE 11382 0 4300 NAVISTAR INTL CORP NEW COM 63934E108 18852 556600 SH SOLE 538100 0 18500 NEWS CORP NEW CL A 65249B109 21867 1269860 SH SOLE 1227060 0 42800 NORANDA ALUM HLDG CORP COM 65542W107 25796 6276516 SH SOLE 5214416 0 1062100 NORDSTROM INC COM 655664100 58847 942300 SH SOLE 376900 0 565400 NORTHERN TR CORP COM 665859104 43840 668700 SH SOLE 648400 0 20300 NORTHROP GRUMMAN CORP COM 666807102 99553 806881 SH SOLE 459781 0 347100 NOVARTIS A G SPONSORED ADR 66987V109 195797 2302956 SH SOLE 1239256 0 1063700 NRG ENERGY INC COM NEW 629377508 572109 17990853 SH SOLE 12826368 0 5164485 ON SEMICONDUCTOR CORP COM 682189105 154246 16409200 SH SOLE 14960300 0 1448900 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 4965 177003 SH SOLE 141803 0 35200 ORACLE CORP COM 68389X105 626553 15315396 SH SOLE 8761596 0 6553800 PACCAR INC COM 693718108 279544 4145080 SH SOLE 2322380 0 1822700 PEPCO HOLDINGS INC COM 713291102 44696 2182400 SH SOLE 2113100 0 69300 PEPSICO INC COM 713448108 55719 667293 SH SOLE 255893 0 411400 PFIZER INC COM 717081103 6238 194200 SH SOLE 194200 0 0 PHH CORP COM NEW 693320202 163731 6336325 SH SOLE 5791325 0 545000 PHILIP MORRIS INTL INC COM 718172109 11037 134817 SH SOLE 134817 0 0 PLATINUM UNDERWRITER HLDGS L COM G7127P100 37456 623229 SH SOLE 499229 0 124000 PORTLAND GEN ELEC CO COM NEW 736508847 4898 151449 SH SOLE 151449 0 0 PPL CORP COM 69351T106 221829 6693684 SH SOLE 5902084 0 791600 PUBLIC SVC ENTERPRISE GROUP COM 744573106 679670 17820395 SH SOLE 11939095 0 5881300 QLOGIC CORP COM 747277101 24457 1918199 SH SOLE 1534699 0 383500 QUEST DIAGNOSTICS INC COM 74834L100 144539 2495500 SH SOLE 1832500 0 663000 QUIKSILVER INC COM 74838C106 16400 2183800 SH SOLE 1748200 0 435600 REGIONS FINL CORP NEW COM 7591EP100 125223 11271200 SH SOLE 10925700 0 345500 RENT A CTR INC NEW COM 76009N100 152040 5715772 SH SOLE 5196472 0 519300 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 18788 813344 SH SOLE 813344 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 4529 199000 SH SOLE 199000 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 965 12359 SH SOLE 12359 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 789891 10811541 SH SOLE 6118333 0 4693207 RUBY TUESDAY INC COM 781182100 8202 1462100 SH SOLE 1145700 0 316400 RUSH ENTERPRISES INC CL A 781846209 48993 1508400 SH SOLE 1210100 0 298300 SANOFI SPONSORED ADR 80105N105 512584 9804594 SH SOLE 5531794 0 4272800 SONIC AUTOMOTIVE INC CL A 83545G102 55355 2462400 SH SOLE 2002400 0 460000 SOUTHERN CO COM 842587107 87866 1999682 SH SOLE 1525682 0 474000 STANLEY BLACK & DECKER INC COM 854502101 259378 3192740 SH SOLE 2096240 0 1096500 STAPLES INC COM 855030102 19271 1699400 SH SOLE 1643400 0 56000 SUNTRUST BKS INC COM 867914103 387606 9741300 SH SOLE 6373400 0 3367900 SYMANTEC CORP COM 871503108 40691 2037600 SH SOLE 1971100 0 66500 SYMETRA FINL CORP COM 87151Q106 27244 1374553 SH SOLE 1102743 0 271810 SYNOVUS FINL CORP COM 87161C105 17768 5241300 SH SOLE 4180400 0 1060900 TARGET CORP COM 87612E106 493541 8156355 SH SOLE 4692355 0 3464000 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 50533 455252 SH SOLE 371852 0 83400 TE CONNECTIVITY LTD REG SHS H84989104 113940 1892371 SH SOLE 1108216 0 784155 TEXAS INSTRS INC COM 882508104 66156 1403100 SH SOLE 615700 0 787400 TIME WARNER CABLE INC COM 88732J207 194861 1420474 SH SOLE 686874 0 733600 TOTAL S A SPONSORED ADR 89151E109 314886 4800093 SH SOLE 2687093 0 2113000 TUTOR PERINI CORP COM 901109108 12767 445300 SH SOLE 378000 0 67300 UNITEDHEALTH GROUP INC COM 91324P102 541743 6607426 SH SOLE 3839826 0 2767600 UNUM GROUP COM 91529Y106 433375 12273445 SH SOLE 8145545 0 4127900 VERIZON COMMUNICATIONS INC COM 92343V104 518 200000 SH Put SOLE 200000 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 531101 14428182 SH SOLE 8262177 0 6166004 WAL-MART STORES INC COM 931142103 544662 7126291 SH SOLE 4213791 0 2912500 WEBSTER FINL CORP CONN COM 947890109 17555 565192 SH SOLE 450792 0 114400 WELLCARE HEALTH PLANS INC COM 94946T106 94670 1490400 SH SOLE 1288000 0 202400 WELLPOINT INC COM 94973V107 328185 3296687 SH SOLE 1893187 0 1403500 WELLS FARGO & CO NEW COM 949746101 610887 12281606 SH SOLE 7196447 0 5085159 WESTAR ENERGY INC COM 95709T100 6705 190700 SH SOLE 163800 0 26900 WESTERN UN CO COM 959802109 55968 3421000 SH SOLE 3311900 0 109100 WHITE MTNS INS GROUP LTD COM G9618E107 141205 235381 SH SOLE 228181 0 7200 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 161400 3657369 SH SOLE 3545669 0 111700 XL GROUP PLC SHS G98290102 24284 777100 SH SOLE 751400 0 25700 ZIMMER HLDGS INC COM 98956P102 151262 1599304 SH SOLE 985604 0 613700 ZIONS BANCORPORATION COM 989701107 76892 2482000 SH SOLE 2404800 0 77200