0001085146-14-000657.txt : 20140214
0001085146-14-000657.hdr.sgml : 20140214
20140214135402
ACCESSION NUMBER: 0001085146-14-000657
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001164833
IRS NUMBER: 954871957
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10068
FILM NUMBER: 14614323
BUSINESS ADDRESS:
STREET 1: 725 SOUTH FIGUERORA ST 39TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
BUSINESS PHONE: 2134301000
MAIL ADDRESS:
STREET 1: 725 SOUTH FIGUEROA ST 39TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001164833
XXXXXXXX
12-31-2013
12-31-2013
false
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC
725 SOUTH FIGUEROA ST 39TH FLOOR
LOS ANGELES
CA
90017
13F HOLDINGS REPORT
028-10068
N
Tina H. Kodama
Chief Compliance Officer
213-430-1897
/s/ Tina H. Kodama
Los Angeles
CA
02-14-2014
0
178
23426677
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
AETNA INC NEW
COM
00817Y108
50523
736600
SH
SOLE
356200
0
380400
AIR T INC
COM
009207101
514
42900
SH
SOLE
42900
0
0
ALLEGHANY CORP DEL
COM
017175100
30259
75655
SH
SOLE
72955
0
2700
ALLIANT TECHSYSTEMS INC
COM
018804104
15376
126361
SH
SOLE
103261
0
23100
ALLSTATE CORP
COM
020002101
398278
7302494
SH
SOLE
4577294
0
2725200
AMDOCS LTD
ORD
G02602103
21284
516100
SH
SOLE
499700
0
16400
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
2377
117400
SH
SOLE
117400
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
779690
15273062
SH
SOLE
9868662
0
5404400
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
11740
252530
SH
SOLE
202750
0
49780
ARRIS GROUP INC NEW
COM
04270V106
223895
9189187
SH
SOLE
8476587
0
712600
ARVINMERITOR INC
FRNT 4.000% 2/1
043353AH4
7911
8225000
PRN
SOLE
8225000
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
28897
699523
SH
SOLE
638923
0
60600
ASSOCIATED BANC CORP
COM
045487105
19704
1132407
SH
SOLE
891707
0
240700
ASTRAZENECA PLC
SPONSORED ADR
046353108
219029
3689214
SH
SOLE
2277014
0
1412200
AVIS BUDGET GROUP
COM
053774105
88047
2178300
SH
SOLE
1931500
0
246800
AVNET INC
COM
053807103
63660
1443200
SH
SOLE
1392800
0
50400
BANK NEW YORK MELLON CORP
COM
064058100
172242
4929638
SH
SOLE
2976038
0
1953600
BANK OF AMERICA CORPORATION
COM
060505104
638726
41022837
SH
SOLE
26063922
0
14958915
BB&T CORP
COM
054937107
41282
1106168
SH
SOLE
846068
0
260100
BIG LOTS INC
COM
089302103
36570
1132540
SH
SOLE
905740
0
226800
BLOCK H & R INC
COM
093671105
30669
1056100
SH
SOLE
1018600
0
37500
BOEING CO
COM
097023105
157615
1154772
SH
SOLE
712472
0
442300
BOULDER TOTAL RETURN FD INC
COM
101541100
872
37900
SH
SOLE
37900
0
0
BUNGE LIMITED
COM
G16962105
41080
500300
SH
SOLE
482600
0
17700
CA INC
COM
12673P105
39551
1175364
SH
SOLE
1133964
0
41400
CAPITAL ONE FINL CORP
COM
14040H105
430629
5621057
SH
SOLE
3509457
0
2111600
CARNIVAL CORP
PAIRED CTF
143658300
50874
1266464
SH
SOLE
658164
0
608300
CDW CORP
COM
12514G108
61906
2650100
SH
SOLE
2556700
0
93400
CIBER INC
COM
17163B102
1273
307478
SH
SOLE
225478
0
82000
CIRCOR INTL INC
COM
17273K109
8320
103000
SH
SOLE
103000
0
0
CITIGROUP INC
COM NEW
172967424
639389
12269996
SH
SOLE
7864385
0
4405611
CNO FINL GROUP INC
COM
12621E103
11538
652220
SH
SOLE
536520
0
115700
COBALT INTL ENERGY INC
COM
19075F106
381154
23170460
SH
SOLE
15476760
0
7693700
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
8413
9500000
PRN
SOLE
9500000
0
0
COMCAST CORP NEW
CL A SPL
20030N200
135808
2722694
SH
SOLE
1787994
0
934700
COMERICA INC
COM
200340107
22031
463420
SH
SOLE
446820
0
16600
COMVERSE INC
COM
20585P105
31496
811764
SH
SOLE
687434
0
124330
CON-WAY INC
COM
205944101
204265
5143919
SH
SOLE
4667819
0
476100
CORNING INC
COM
219350105
524748
29447147
SH
SOLE
18553547
0
10893600
CORRECTIONS CORP AMER NEW
COM NEW
22025Y407
270
8424
SH
SOLE
8424
0
0
COVIDIEN PLC
SHS
G2554F113
44742
657000
SH
SOLE
327400
0
329600
CUMMINS INC
COM
231021106
365236
2590878
SH
SOLE
1642578
0
948300
DELPHI AUTOMOTIVE PLC
SHS
G27823106
47046
782400
SH
SOLE
377900
0
404500
EDISON INTL
COM
281020107
98636
2130365
SH
SOLE
1302165
0
828200
EMBRAER S A
SP ADR REP 4 COM
29082A107
96907
3011400
SH
SOLE
2148900
0
862500
ENDURANCE SPECIALTY HLDGS LT
SHS
G30397106
15548
265000
SH
SOLE
202700
0
62300
EXELON CORP
COM
30161N101
407578
14880524
SH
SOLE
9425924
0
5454600
EXPRESS SCRIPTS HLDG CO
COM
30219G108
74960
1067200
SH
SOLE
517200
0
550000
FEDEX CORP
COM
31428X106
121874
847700
SH
SOLE
409300
0
438400
FIRST HORIZON NATL CORP
COM
320517105
147840
12690155
SH
SOLE
11166023
0
1524132
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
2989
105357
SH
SOLE
105357
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
7274
684900
SH
SOLE
521800
0
163100
FORD MTR CO DEL
COM PAR $0.01
345370860
963
62400
SH
SOLE
0
0
62400
FRESH DEL MONTE PRODUCE INC
ORD
G36738105
29776
1052164
SH
SOLE
1014964
0
37200
GENERAL MLS INC
COM
370334104
509
10200
SH
SOLE
0
0
10200
GENERAL MTRS CO
COM
37045V100
103572
2534192
SH
SOLE
1317292
0
1216900
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1469
47138
SH
SOLE
47138
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
1090
47138
SH
SOLE
47138
0
0
GEO GROUP INC
COM
36159R103
43089
1337328
SH
SOLE
1104944
0
232384
GLOBAL INDEMNITY PLC
SHS
G39319101
30298
1197567
SH
SOLE
920500
0
277067
GOODYEAR TIRE & RUBR CO
COM
382550101
135416
5677839
SH
SOLE
5480539
0
197300
GOODYEAR TIRE & RUBR CO
PFD CONV 5.875%
382550309
13591
203300
PRN
SOLE
203300
0
0
GRANITE REAL ESTATE INVT TR
UNIT 99/99/9999
387437114
23708
649700
SH
SOLE
509700
0
140000
GREAT PLAINS ENERGY INC
COM
391164100
190091
7842043
SH
SOLE
7270843
0
571200
HANGER INC
COM NEW
41043F208
18045
458700
SH
SOLE
364300
0
94400
HANOVER INS GROUP INC
COM
410867105
5804
97200
SH
SOLE
97200
0
0
HEALTH MGMT ASSOC INC NEW
CL A
421933102
6267
478400
SH
SOLE
407200
0
71200
HEIDRICK & STRUGGLES INTL IN
COM
422819102
7321
363500
SH
SOLE
277900
0
85600
HESS CORP
COM
42809H107
531
6400
SH
SOLE
0
0
6400
HEWLETT PACKARD CO
COM
428236103
563121
20125842
SH
SOLE
12730642
0
7395200
HOME FED BANCORP INC MD
COM
43710G105
8402
563900
SH
SOLE
454500
0
109400
HORACE MANN EDUCATORS CORP N
COM
440327104
41041
1301239
SH
SOLE
1039239
0
262000
HORSEHEAD HLDG CORP
COM
440694305
42345
2612300
SH
SOLE
2073700
0
538600
HUDSON GLOBAL INC
COM
443787106
19451
4838584
SH
SOLE
3455129
0
1383455
HUMANA INC
COM
444859102
291060
2819800
SH
SOLE
2069500
0
750300
HUNTINGTON INGALLS INDS INC
COM
446413106
67859
753900
SH
SOLE
647700
0
106200
INGRAM MICRO INC
CL A
457153104
67529
2878490
SH
SOLE
2777990
0
100500
INTERNATIONAL BUSINESS MACHS
COM
459200101
261746
1395457
SH
SOLE
877057
0
518400
INTERPUBLIC GROUP COS INC
COM
460690100
273312
15441368
SH
SOLE
10693072
0
4748296
ISHARES
RUS 2000 VAL ETF
464287630
15671
157500
SH
SOLE
157500
0
0
ISHARES
RUSSELL 2000 ETF
464287655
14460
125400
SH
SOLE
125400
0
0
JAKKS PAC INC
NOTE 4.500%11/0
47012EAD8
49
50000
PRN
SOLE
50000
0
0
JETBLUE AIRWAYS CORP
COM
477143101
45382
5307805
SH
SOLE
4647405
0
660400
JOHNSON & JOHNSON
COM
478160104
349870
3819961
SH
SOLE
2333261
0
1486700
JOHNSON CTLS INC
COM
478366107
419312
8173724
SH
SOLE
5037424
0
3136300
JPMORGAN CHASE & CO
COM
46625H100
755585
12920404
SH
SOLE
8168833
0
4751571
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
42734
608400
SH
SOLE
487300
0
121100
KELLOGG CO
COM
487836108
125831
2060442
SH
SOLE
1264742
0
795700
KEYCORP NEW
COM
493267108
50689
3777127
SH
SOLE
3643227
0
133900
KOHLS CORP
COM
500255104
111553
1965700
SH
SOLE
1897000
0
68700
KORN FERRY INTL
COM NEW
500643200
2543
97353
SH
SOLE
97353
0
0
KOSMOS ENERGY LTD
SHS
G5315B107
156192
13970688
SH
SOLE
12290288
0
1680400
LAKES ENTMNT INC
COM
51206P109
2331
590000
SH
SOLE
451900
0
138100
LEAR CORP
COM NEW
521865204
139360
1721127
SH
SOLE
1450027
0
271100
LIFEPOINT HOSPITALS INC
COM
53219L109
53638
1015100
SH
SOLE
836600
0
178500
LOCKHEED MARTIN CORP
COM
539830109
241455
1624208
SH
SOLE
1051308
0
572900
LOWES COS INC
COM
548661107
67145
1355100
SH
SOLE
656700
0
698400
LYON WILLIAM HOMES
CL A NEW
552074700
5748
259600
SH
SOLE
207300
0
52300
M/I HOMES INC
COM
55305B101
4879
191700
SH
SOLE
160400
0
31300
MAGNA INTL INC
COM
559222401
99873
1217075
SH
SOLE
788375
0
428700
MANPOWERGROUP INC
COM
56418H100
42493
494916
SH
SOLE
374816
0
120100
MARATHON OIL CORP
COM
565849106
176125
4989386
SH
SOLE
3148686
0
1840700
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
39679
2759300
SH
SOLE
2661700
0
97600
MASONITE INTL CORP NEW
COM
575385109
147561
2459348
SH
SOLE
2114448
0
344900
MATSON INC
COM
57686G105
48204
1846200
SH
SOLE
1490800
0
355400
MCDERMOTT INTL INC
COM
580037109
36280
3960700
SH
SOLE
3557500
0
403200
MEDTRONIC INC
COM
585055106
99905
1740800
SH
SOLE
951400
0
789400
MERCK & CO INC NEW
COM
58933Y105
50986
1018710
SH
SOLE
771210
0
247500
MERITOR INC
COM
59001K100
61143
5862177
SH
SOLE
4882177
0
980000
MICROSOFT CORP
COM
594918104
511119
13655318
SH
SOLE
8589818
0
5065500
MILLER INDS INC TENN
COM NEW
600551204
30951
1661355
SH
SOLE
1192763
0
468592
MOLSON COORS BREWING CO
CL B
60871R209
157755
2809530
SH
SOLE
2364930
0
444600
MONDELEZ INTL INC
CL A
609207105
134062
3797798
SH
SOLE
2149798
0
1648000
MORGAN STANLEY
COM NEW
617446448
71930
2293700
SH
SOLE
1114900
0
1178800
MURPHY OIL CORP
COM
626717102
278749
4296375
SH
SOLE
2819175
0
1477200
NATIONAL WESTN LIFE INS CO
CL A
638522102
4372
19556
SH
SOLE
15256
0
4300
NAVISTAR INTL CORP NEW
COM
63934E108
18839
493300
SH
SOLE
475800
0
17500
NEWS CORP NEW
CL A
65249B109
21748
1206860
SH
SOLE
1164060
0
42800
NORANDA ALUM HLDG CORP
COM
65542W107
20603
6262347
SH
SOLE
5200247
0
1062100
NORTHERN TR CORP
COM
665859104
43187
697800
SH
SOLE
672800
0
25000
NORTHROP GRUMMAN CORP
COM
666807102
104573
912426
SH
SOLE
607226
0
305200
NOVARTIS A G
SPONSORED ADR
66987V109
166967
2077223
SH
SOLE
1237723
0
839500
NRG ENERGY INC
COM NEW
629377508
441299
15365559
SH
SOLE
11504974
0
3860585
ON SEMICONDUCTOR CORP
COM
682189105
177372
21525700
SH
SOLE
19769500
0
1756200
ORACLE CORP
COM
68389X105
515618
13476697
SH
SOLE
8485397
0
4991300
PACCAR INC
COM
693718108
242218
4093594
SH
SOLE
2509794
0
1583800
PEPSICO INC
COM
713448108
45249
545562
SH
SOLE
255662
0
289900
PFIZER INC
COM
717081103
5970
194900
SH
SOLE
194900
0
0
PHH CORP
COM NEW
693320202
148144
6083925
SH
SOLE
5501125
0
582800
PHILIP MORRIS INTL INC
COM
718172109
359
4120
SH
SOLE
4120
0
0
PLATINUM UNDERWRITER HLDGS L
COM
G7127P100
24633
401982
SH
SOLE
324282
0
77700
PORTLAND GEN ELEC CO
COM NEW
736508847
4574
151449
SH
SOLE
151449
0
0
PPL CORP
COM
69351T106
189844
6309197
SH
SOLE
5509097
0
800100
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
441884
13791648
SH
SOLE
9971748
0
3819900
QLOGIC CORP
COM
747277101
22690
1918005
SH
SOLE
1534505
0
383500
QUEST DIAGNOSTICS INC
COM
74834L100
108022
2017600
SH
SOLE
1538100
0
479500
QUIKSILVER INC
COM
74838C106
33522
3822400
SH
SOLE
3096700
0
725700
REGIONS FINL CORP NEW
COM
7591EP100
111050
11228500
SH
SOLE
10839600
0
388900
RENT A CTR INC NEW
COM
76009N100
170157
5103685
SH
SOLE
4607185
0
496500
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF S
780097739
15774
733344
SH
SOLE
733344
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
665791
8864217
SH
SOLE
5494117
0
3370100
RUBY TUESDAY INC
COM
781182100
10132
1462100
SH
SOLE
1145700
0
316400
RUSH ENTERPRISES INC
CL A
781846209
44863
1513100
SH
SOLE
1210100
0
303000
SANOFI
SPONSORED ADR
80105N105
317081
5912375
SH
SOLE
3694475
0
2217900
SONIC AUTOMOTIVE INC
CL A
83545G102
58142
2375100
SH
SOLE
1917800
0
457300
SOUTHERN CO
COM
842587107
76206
1853701
SH
SOLE
1419201
0
434500
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
11474
282900
SH
SOLE
282900
0
0
STANLEY BLACK & DECKER INC
COM
854502101
231288
2866373
SH
SOLE
1998273
0
868100
STAPLES INC
COM
855030102
19591
1232900
SH
SOLE
1189800
0
43100
SUNTRUST BKS INC
COM
867914103
330847
8987974
SH
SOLE
6338674
0
2649300
SYMANTEC CORP
COM
871503108
30373
1288100
SH
SOLE
1242700
0
45400
SYMETRA FINL CORP
COM
87151Q106
29283
1544453
SH
SOLE
1240643
0
303810
SYNOVUS FINL CORP
COM
87161C105
18961
5266900
SH
SOLE
4180400
0
1086500
TARGET CORP
COM
87612E106
455002
7191436
SH
SOLE
4541036
0
2650400
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
52411
529936
SH
SOLE
447136
0
82800
TE CONNECTIVITY LTD
REG SHS
H84989104
144855
2628479
SH
SOLE
1665799
0
962680
TEXAS INSTRS INC
COM
882508104
77598
1767200
SH
SOLE
901200
0
866000
TIME WARNER CABLE INC
COM
88732J207
125907
929200
SH
SOLE
451000
0
478200
TOTAL S A
SPONSORED ADR
89151E109
357499
5834819
SH
SOLE
3636019
0
2198800
TUTOR PERINI CORP
COM
901109108
11711
445300
SH
SOLE
378000
0
67300
UNITED STATES STL CORP NEW
COM
912909108
648
75000
SH
Put
SOLE
75000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
446723
5932574
SH
SOLE
3742274
0
2190300
UNUM GROUP
COM
91529Y106
371108
10578899
SH
SOLE
7467199
0
3111700
VALASSIS COMMUNICATIONS INC
COM
918866104
176134
5142611
SH
SOLE
4716511
0
426100
VERIZON COMMUNICATIONS INC
COM
92343V104
602
200000
SH
Put
SOLE
200000
0
0
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
595803
15156513
SH
SOLE
9397013
0
5759500
WAL-MART STORES INC
COM
931142103
465647
5917485
SH
SOLE
3793485
0
2124000
WEBSTER FINL CORP CONN
COM
947890109
17891
573792
SH
SOLE
450992
0
122800
WELLCARE HEALTH PLANS INC
COM
94946T106
54829
778600
SH
SOLE
686400
0
92200
WELLPOINT INC
COM
94973V107
278569
3015146
SH
SOLE
1894146
0
1121000
WELLS FARGO & CO NEW
COM
949746101
447966
9867089
SH
SOLE
6320220
0
3546869
WESTAR ENERGY INC
COM
95709T100
6135
190700
SH
SOLE
163800
0
26900
WESTERN UN CO
COM
959802109
41353
2397300
SH
SOLE
2312500
0
84800
WHITE MTNS INS GROUP LTD
COM
G9618E107
119350
197901
SH
SOLE
191101
0
6800
WILLIS GROUP HOLDINGS PUBLIC
SHS
G96666105
131662
2938225
SH
SOLE
2839425
0
98800
XL GROUP PLC
SHS
G98290102
11341
356200
SH
SOLE
343200
0
13000
ZIMMER HLDGS INC
COM
98956P102
141770
1521304
SH
SOLE
1000004
0
521300
ZIONS BANCORPORATION
COM
989701107
70280
2345800
SH
SOLE
2262900
0
82900