0001164727-18-000149.txt : 20180906
0001164727-18-000149.hdr.sgml : 20180906
20180906164452
ACCESSION NUMBER: 0001164727-18-000149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180904
FILED AS OF DATE: 20180906
DATE AS OF CHANGE: 20180906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dorward-King Elaine J
CENTRAL INDEX KEY: 0001572364
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31240
FILM NUMBER: 181058000
MAIL ADDRESS:
STREET 1: 6363 SOUTH FIDDLER'S GREEN CIRCLE
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWMONT MINING CORP /DE/
CENTRAL INDEX KEY: 0001164727
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 841611629
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 303-863-7414
MAIL ADDRESS:
STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: DELTA HOLDCO CORP
DATE OF NAME CHANGE: 20020109
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-09-04
0001164727
NEWMONT MINING CORP /DE/
NEM
0001572364
Dorward-King Elaine J
6363 SOUTH FIDDLERS GREEN CIRCLE
GREENWOOD VILLAGE
CO
80111
0
1
0
0
EVP, S&ER
Common Stock, $1.60 par value
2018-09-04
4
S
0
3000
30.53
D
105831
D
Phantom Stock
2018-08-15
5
J
0
34
33.05
D
Commom Stock
34
0
D
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
Convertible on a 1-for-1 basis.
Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the
Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.
The number of phantom stock reported is based on the Corporation's estimation of the share value correlated with the number of units in the Savings Equalization Plan of the Corporation. Fluctuation in share estimation
since the filing of the Form 4 reporting the acquisition of the phantom stock reflects changes in the stock price rather than investments or dispositions of units within the Savings Equalization Plan.
Logan H. Hennessey, as attorney-in-fact for Elaine Dorward-King
2018-09-06