0001164727-17-000108.txt : 20171103
0001164727-17-000108.hdr.sgml : 20171103
20171103162757
ACCESSION NUMBER: 0001164727-17-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171101
FILED AS OF DATE: 20171103
DATE AS OF CHANGE: 20171103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gottesfeld Stephen P
CENTRAL INDEX KEY: 0001536310
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31240
FILM NUMBER: 171176783
MAIL ADDRESS:
STREET 1: 6363 SOUTH FIDDLER'S GREEN CIRCLE
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWMONT MINING CORP /DE/
CENTRAL INDEX KEY: 0001164727
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 841611629
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
BUSINESS PHONE: 303-863-7414
MAIL ADDRESS:
STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE
CITY: GREENWOOD VILLAGE
STATE: CO
ZIP: 80111
FORMER COMPANY:
FORMER CONFORMED NAME: DELTA HOLDCO CORP
DATE OF NAME CHANGE: 20020109
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-11-01
0001164727
NEWMONT MINING CORP /DE/
NEM
0001536310
Gottesfeld Stephen P
6363 SOUTH FIDDLERS GREEN CIRCLE
GREENWOOD VILLAGE
CO
80111
0
1
0
0
EVP and General Counsel
Common Stock, $1.60 par value
2017-11-01
4
S
0
5000
36.2922
D
145893
D
Common Stock, $1.60 par value
1584
I
By 401(k) Plan
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2017.
This transaction was executed in multiple trades at prices from $36.22 to $36.44. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of October 31, 2017, the reporting person held 1,584 shares or 5,817 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.
Logan H. Hennessey, as attorney-in-fact for Stephen P. Gottesfeld
2017-11-03