0001164727-17-000094.txt : 20170921 0001164727-17-000094.hdr.sgml : 20170921 20170921171611 ACCESSION NUMBER: 0001164727-17-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170920 FILED AS OF DATE: 20170921 DATE AS OF CHANGE: 20170921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dorward-King Elaine J CENTRAL INDEX KEY: 0001572364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31240 FILM NUMBER: 171096322 MAIL ADDRESS: STREET 1: 6363 SOUTH FIDDLER'S GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWMONT MINING CORP /DE/ CENTRAL INDEX KEY: 0001164727 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841611629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-863-7414 MAIL ADDRESS: STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: DELTA HOLDCO CORP DATE OF NAME CHANGE: 20020109 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-20 0001164727 NEWMONT MINING CORP /DE/ NEM 0001572364 Dorward-King Elaine J 6363 SOUTH FIDDLERS GREEN CIRCLE GREENWOOD VILLAGE CO 80111 0 1 0 0 EVP, S&ER Common Stock, $1.60 par value 2017-09-20 4 S 0 10250 38.27 D 82114 D Common Stock, $1.60 par value 255 I By 401(k) Plan The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of August 31, 2017, the reporting person held 255 shares or 941 units of Newmont Mining common stock in their 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund. Logan H. Hennessey, as attorney-in-fact for Elaine Dorward-King 2017-09-21