0001164727-17-000038.txt : 20170303 0001164727-17-000038.hdr.sgml : 20170303 20170303161619 ACCESSION NUMBER: 0001164727-17-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWMONT MINING CORP /DE/ CENTRAL INDEX KEY: 0001164727 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841611629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 303-863-7414 MAIL ADDRESS: STREET 1: 6363 SOUTH FIDDLERS GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: DELTA HOLDCO CORP DATE OF NAME CHANGE: 20020109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldberg Gary J CENTRAL INDEX KEY: 0001536423 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31240 FILM NUMBER: 17663753 MAIL ADDRESS: STREET 1: 6363 SOUTH FIDDLER'S GREEN CIRCLE CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-01 0001164727 NEWMONT MINING CORP /DE/ NEM 0001536423 Goldberg Gary J 6363 SOUTH FIDDLER'S GREEN CIRCLE GREENWOOD VILLAGE CO 80111 1 1 0 0 President and CEO Common Stock, $1.60 par value 2017-03-01 4 S 0 1000 33.74 D 153114 I By Gary J and Beth A Goldberg Revocable Trust Common Stock, $1.60 par value 520 I By 401(k) Plan Common Stock, $1.60 par value 334730 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016. The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of February 28, 2017, the reporting person held 520 shares or 1,908 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund. Logan H. Hennessey, as attorney-in-fact for Gary J. Goldberg 2017-03-03