-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OvUa+hYFhpnfZej+Ss16W5B4gc5vMsdI/em8JWhTuCmLPnkewKo/IQzGZCJoz6d/ zhpUAGub8a03CnB1yP6pOQ== 0000950127-03-001471.txt : 20031224 0000950127-03-001471.hdr.sgml : 20031224 20031224122435 ACCESSION NUMBER: 0000950127-03-001471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031222 FILED AS OF DATE: 20031224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWMONT MINING CORP /DE/ CENTRAL INDEX KEY: 0001164727 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841611629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN STREET CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-863-7414 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: DELTA HOLDCO CORP DATE OF NAME CHANGE: 20020109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHONEY THOMAS P CENTRAL INDEX KEY: 0001174294 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31240 FILM NUMBER: 031073321 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN ST CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 3038637414 MAIL ADDRESS: STREET 1: 1700 LINXOLN ST CITY: DENVER STATE: CO ZIP: 80203 4 1 a03-0682_ex.xml X0201 4 2003-12-22 0 0001164727 NEWMONT MINING CORP /DE/ NEM 0001174294 MAHONEY THOMAS P 1700 LINCOLN ST DENVER CO 80203 0 1 0 0 Vice President Common Stock, $1.60 par value 2003-12-22 4 M 0 800 19.57 A 6975 D Common Stock, $1.60 par value 2003-12-22 4 S 0 800 46.29 D 6175 D Common Stock, $1.60 par value 2003-12-22 4 M 0 930 19.57 A 7105 D Common Stock, $1.60 par value 2003-12-22 4 S 0 930 46.25 D 6175 D Common Stock, $1.60 par value 2003-12-22 4 M 0 1250 21.03 A 7425 D Common Stock, $1.60 par value 2003-12-22 4 S 0 1250 46.25 D 6175 D Common Stock, $1.60 par value 2003-12-22 4 M 0 2500 21.69 A 8675 D Common Stock, $1.60 par value 2003-12-22 4 S 0 2500 46.25 D 6175 D Common Stock, $1.60 par value 2003-12-22 4 M 0 2500 22.47 A 8675 D Common Stock, $1.60 par value 2003-12-22 4 S 0 2500 46.25 D 6175 D Common Stock, $1.60 par value 2003-12-22 4 M 0 1560 39.50 A 7735 D Common Stock, $1.60 par value 2003-12-22 4 S 0 1560 46.25 D 6175 D Common Stock, $1.60 par value 2003-12-22 4 M 0 600 40.07 A 6775 D Common Stock, $1.60 par value 2003-12-22 4 S 0 600 46.50 D 6175 D Common Stock, $1.60 par value 2003-12-22 4 M 0 200 40.07 A 6375 D Common Stock, $1.60 par value 2003-12-22 4 S 0 200 46.53 D 6175 D Common Stock, $1.60 par value 2003-12-22 4 M 0 760 40.07 A 6935 D Common Stock, $1.60 par value 2003-12-22 4 S 0 760 46.25 D 6175 D Employee Stock Option (right to buy) 19.57 2003-12-22 4 M 0 800 00 D 2009-05-18 Common Stock 800 930 D Employee Stock Option (right to buy) 19.57 2003-12-22 4 M 0 930 00 D 2009-05-18 Common Stock 930 0 D Employee Stock Option (right to buy) 21.03 2003-12-22 4 M 0 1250 00 D 2011-05-15 Common Stock 1250 0 D Employee Stock Option (right to buy) 21.69 2003-12-22 4 M 0 2500 00 D 2008-11-17 Common Stock 2500 0 D Employee Stock Option (right to buy) 22.47 2003-12-22 4 M 0 2500 00 D 2009-11-17 Common Stock 2500 0 D Employee Stock Option (right to buy) 39.50 2003-12-22 4 M 0 1560 00 D 2004-05-17 Common Stock 1560 0 D Employee Stock Option (right to buy) 40.07 2003-12-22 4 M 0 600 00 D 2004-11-16 Common Stock 600 960 D Employee Stock Option (right to buy) 40.07 2003-12-22 4 M 0 200 00 D 2004-11-16 Common Stock 200 760 D Employee Stock Option (right to buy) 40.07 2003-12-22 4 M 0 760 00 D 2004-11-16 Common Stock 760 0 D The option vests in four equal installments on May 18, 2000, 2001, 2002 and 2003. The option vests in four equal installments on May 15, 2002, 2003, 2004 and 2005. The option vests in four equal installments on November 17, 1999, 2000, 2001 and 2002. The option vests in four equal installments on November 17, 2000, 2001, 2002 and 2003. The option vests in two equal installments on May 17, 1995 and 1996. The option vests in two equal installments on November 16, 1995 and 1996. As of November 30, 2003, the reporting person held 988 shares of Newmont Mining Corporation common stock in his 401-K Plan. /s/ Sharon Thomas, Assistant Secretary, as attorney-in-fact 2003-12-24 -----END PRIVACY-ENHANCED MESSAGE-----