X0303 4 2010-03-31 0 0001023844 NATIONAL HOLDINGS CORP NHLD 0001164682 GOLDWASSER MARK C/O NATIONAL HOLDINGS CORPORATION 120 BROADWAY, 27TH FLOOR NEW YORK NY 10271 1 1 0 0 Chief Executive Officer Series A Convertible Preferred Stock 1.25 2010-03-31 4 J 0 882 0 A 2010-03-31 2011-12-31 Common Stock 70560 13130 I By One Clark, LLC The securites were received pursuant to a stock dividend paid on the Issuer's Series A Convertible Preferred Stock. At the Issuer's option, on December 31, 2011 the shares of Series A Convertible Preferred Stock may either be redeemed or converted into shares of Common Stock. The reporting person is the manager and a member of the limited liability company that owns the securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Mark Goldwasser, By Mitchell C. Littman, by Power of Attorney 2010-04-07