0001628280-24-009494.txt : 20240306
0001628280-24-009494.hdr.sgml : 20240306
20240306183024
ACCESSION NUMBER: 0001628280-24-009494
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240304
FILED AS OF DATE: 20240306
DATE AS OF CHANGE: 20240306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LILLIE JAMES E
CENTRAL INDEX KEY: 0001164470
ORGANIZATION NAME:
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39275
FILM NUMBER: 24727552
MAIL ADDRESS:
STREET 1: C/O MOORE CORPORATION LIMITED
STREET 2: ONE CANTERBURY GREEN
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APi Group Corp
CENTRAL INDEX KEY: 0001796209
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 981510303
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O API GROUP, INC.
STREET 2: 1100 OLD HIGHWAY 8 NW
CITY: NEW BRIGHTON
STATE: MN
ZIP: 55112
BUSINESS PHONE: 651-636-4320
MAIL ADDRESS:
STREET 1: C/O API GROUP, INC.
STREET 2: 1100 OLD HIGHWAY 8 NW
CITY: NEW BRIGHTON
STATE: MN
ZIP: 55112
4
1
wk-form4_1709767814.xml
FORM 4
X0508
4
2024-03-04
0
0001796209
APi Group Corp
APG
0001164470
LILLIE JAMES E
C/O API GROUP CORP
1100 OLD HIGHWAY 8 NW
NEW BRIGHTON
MN
55112
1
0
0
0
1
Common Stock
2024-03-04
4
S
0
125000
38.38
D
5455411
I
By JTOO LLC
Common Stock
1142255
D
Common Stock
1659
I
By Mariposa Acquisition IV, LLC
Series A Preferred Stock
Common Stock
768000
768000
I
By Mariposa Acquisition IV, LLC
Restricted Stock Units
Common Stock
3948
3948
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC on November 29, 2023.
Represents the weighted average price of the shares sold on March 4, 2024. The prices of the shares sold pursuant to the transactions ranged from $38.155 to $38.53 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.
The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 1,659 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date).
Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
These restricted stock units vest on the earlier of (i) June 15, 2024, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2024 annual meeting of stockholders.
/s/ Louis B. Lambert, Attorney-in-Fact
2024-03-06