0001628280-24-000330.txt : 20240103 0001628280-24-000330.hdr.sgml : 20240103 20240103191728 ACCESSION NUMBER: 0001628280-24-000330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LILLIE JAMES E CENTRAL INDEX KEY: 0001164470 ORGANIZATION NAME: STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39275 FILM NUMBER: 24509137 MAIL ADDRESS: STREET 1: C/O MOORE CORPORATION LIMITED STREET 2: ONE CANTERBURY GREEN CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APi Group Corp CENTRAL INDEX KEY: 0001796209 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 981510303 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O API GROUP, INC. STREET 2: 1100 OLD HIGHWAY 8 NW CITY: NEW BRIGHTON STATE: MN ZIP: 55112 BUSINESS PHONE: 651-636-4320 MAIL ADDRESS: STREET 1: C/O API GROUP, INC. STREET 2: 1100 OLD HIGHWAY 8 NW CITY: NEW BRIGHTON STATE: MN ZIP: 55112 4 1 wk-form4_1704327438.xml FORM 4 X0508 4 2023-12-31 0 0001796209 APi Group Corp APG 0001164470 LILLIE JAMES E C/O API GROUP CORP 1100 OLD HIGHWAY 8 NW NEW BRIGHTON MN 55112 1 0 0 0 0 Common Stock 2023-12-31 4 J 0 1525268 0 A 1525268 I By Mariposa Acquisition IV, LLC Common Stock 2024-01-03 4 J 0 830 30.69 D 1524438 I By Mariposa Acquisition IV, LLC Common Stock 2024-01-03 4 J 0 1522779 0 D 1659 I By Mariposa Acquisition IV, LLC Common Stock 2024-01-03 4 J 0 1522779 0 A 5580411 I By JTOO LLC Common Stock 1142255 D Series A Preferred Stock Common Stock 768000 768000 I By Mariposa Acquisition IV, LLC Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. The shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 1,525,268 shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein. Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided. Represents a pro rata distribution from Mariposa Acquisition IV, LLC to JTOO LLC. The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager. The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date). /s/ Louis B. Lambert, Attorney-in-Fact 2024-01-03