0001628280-24-000330.txt : 20240103
0001628280-24-000330.hdr.sgml : 20240103
20240103191728
ACCESSION NUMBER: 0001628280-24-000330
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LILLIE JAMES E
CENTRAL INDEX KEY: 0001164470
ORGANIZATION NAME:
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39275
FILM NUMBER: 24509137
MAIL ADDRESS:
STREET 1: C/O MOORE CORPORATION LIMITED
STREET 2: ONE CANTERBURY GREEN
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APi Group Corp
CENTRAL INDEX KEY: 0001796209
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 981510303
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O API GROUP, INC.
STREET 2: 1100 OLD HIGHWAY 8 NW
CITY: NEW BRIGHTON
STATE: MN
ZIP: 55112
BUSINESS PHONE: 651-636-4320
MAIL ADDRESS:
STREET 1: C/O API GROUP, INC.
STREET 2: 1100 OLD HIGHWAY 8 NW
CITY: NEW BRIGHTON
STATE: MN
ZIP: 55112
4
1
wk-form4_1704327438.xml
FORM 4
X0508
4
2023-12-31
0
0001796209
APi Group Corp
APG
0001164470
LILLIE JAMES E
C/O API GROUP CORP
1100 OLD HIGHWAY 8 NW
NEW BRIGHTON
MN
55112
1
0
0
0
0
Common Stock
2023-12-31
4
J
0
1525268
0
A
1525268
I
By Mariposa Acquisition IV, LLC
Common Stock
2024-01-03
4
J
0
830
30.69
D
1524438
I
By Mariposa Acquisition IV, LLC
Common Stock
2024-01-03
4
J
0
1522779
0
D
1659
I
By Mariposa Acquisition IV, LLC
Common Stock
2024-01-03
4
J
0
1522779
0
A
5580411
I
By JTOO LLC
Common Stock
1142255
D
Series A Preferred Stock
Common Stock
768000
768000
I
By Mariposa Acquisition IV, LLC
Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.
The shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 1,525,268 shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.
Represents a pro rata distribution from Mariposa Acquisition IV, LLC to JTOO LLC.
The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.
The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date).
/s/ Louis B. Lambert, Attorney-in-Fact
2024-01-03