X0204 3 2012-03-22 0 0001519917 BATS Global Markets, Inc. BATS 0001163949 RATTERMAN JOSEPH P 8050 MARSHALL DRIVE SUITE 120 LENEXA KS 66214 1 1 0 0 Chairman, President & CEO Common Stock 99531 I By Family Trust Employee Stock Option (right to buy) 15.00 2012-07-01 Common Stock 300000 D Shares are held of record by Joseph P. Ratterman and Sandra M. Ratterman, as Trustees of the Joseph P. and Sandra M. Ratterman Trust dated September 15, 2008, or their Successors in Trust. Mr. Ratterman disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interests therein. The stock options were granted on July 1, 2007 and vest in equal installments over a four year period (at a rate of 25% on each of the first, second, third and fourth anniversaries of the grant date). Furthermore, stock options fully vest upon the occurrence of a change of control of the issuer or on the first anniversary of the effectiveness of a registration statement covering any of the Issuer's common stock. Exhibit List: Exhibit 24 - Power of Attorney /s/ Greg Steinberg, as Attorney-in-Fact 2012-03-22