X0306 4 2017-02-28 0 0001374310 CBOE Holdings, Inc. CBOE 0001163949 RATTERMAN JOSEPH P C/O CBOE HOLDINGS, INC. 400 SOUTH LASALLE STREET CHICAGO IL 60605 1 0 0 0 Common Stock 2017-02-28 4 A 0 10720 A 10720 D Common Stock 2017-02-28 4 A 0 231693 A 242413 I See footnote Common Stock 2017-02-28 4 A 0 270 0 A 242683 D Received upon conversion of 778,126 shares of Bats Global Markets, Inc. ("Bats") common stock pursuant to the Agreement and Plan of Merger, dated as of September 25, 2016, by and among CBOE Holdings, Inc. ("CBOE Holdings"), CBOE Corporation, CBOE V, LLC and Bats. On the effective date of the merger, the closing price of CBOE Holdings' common stock was $78.05 per share, and the closing price of Bats' common stock was $35.13. Shares are held of record by Joseph P. Ratterman and Sandra M. Ratterman, as Trustess of the Joseph P. and Sandra M. Ratterman Trust dated September 15, 2008 or their successors in Trust. Mr. Ratterman disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interests therein. Represents a restricted stock award granted under the Company's Second Amended and Restated Long-Term Incentive Plan. /s/ Patrick Sexton 2017-03-02