0001775289-19-000002.txt : 20190515 0001775289-19-000002.hdr.sgml : 20190515 20190515202212 ACCESSION NUMBER: 0001775289-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190513 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Valles Noe G CENTRAL INDEX KEY: 0001775289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38895 FILM NUMBER: 19830374 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTH PLAINS FINANCIAL, INC. CENTRAL INDEX KEY: 0001163668 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 BUSINESS PHONE: 806-792-7101 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH PLAINS FINANCIAL INC DATE OF NAME CHANGE: 20011214 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-05-13 0 0001163668 SOUTH PLAINS FINANCIAL, INC. SPFI 0001775289 Valles Noe G 5219 CITY BANK PARKWAY LUBBOCK TX 79407-3544 1 0 0 0 Common Stock 2019-05-13 4 P 0 260 17.5 A 83272 D Represents shares purchased through a directed share program in connection with the initial public offering (the "IPO") of the Issuer's Common Stock which closed on May 13, 2019. These shares of common stock were purchased at the public offering price of $17.50 per share. 1,172 of the shares reported represent restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture. /s/ by Mikella D. Newsom as Attorney-in-Fact for Noe G. Valles 2019-05-15