0001775278-19-000003.txt : 20190515 0001775278-19-000003.hdr.sgml : 20190515 20190515201728 ACCESSION NUMBER: 0001775278-19-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190513 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newsom Mikella D CENTRAL INDEX KEY: 0001775278 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38895 FILM NUMBER: 19830367 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTH PLAINS FINANCIAL, INC. CENTRAL INDEX KEY: 0001163668 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 BUSINESS PHONE: 806-792-7101 MAIL ADDRESS: STREET 1: 5219 CITY BANK PARKWAY CITY: LUBBOCK STATE: TX ZIP: 79407-3544 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH PLAINS FINANCIAL INC DATE OF NAME CHANGE: 20011214 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-05-13 0 0001163668 SOUTH PLAINS FINANCIAL, INC. SPFI 0001775278 Newsom Mikella D 5219 CITY BANK PARKWAY LUBBOCK TX 79407-3544 0 1 0 0 Chief Risk Officer & Secretary Common Stock 2019-05-13 4 P 0 550 17.5 A 5050 D Common Stock 11447 I By ESOP Represents shares purchased through a directed share program in connection with the initial public offering (the "IPO") of the Issuer's Common Stock which closed on May 13, 2019. These shares of common stock were purchased at the public offering price of $17.50 per share. Shares held by the ESOP and allocated to the Reporting Person's account. /s/ Mikella D. Newsom 2019-05-15